13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,757 holding rows worth $365,347,404,000.
- Accession
- 0000895421-18-000333
- Filer
- CIK 895421
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,509 entries on the cover page, a total value of $365,347,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $365,347,404,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NETSHOES CAYMAN LTD | G6455X107 | COM | 1,141,413 | $9,017,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 800,545 | $9,014,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,402,389 | $9,009,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,291,652 | $9,007,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 228,573 | $9,002,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 571,380 | $8,999,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 197,075 | $8,988,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 237,438 | $8,987,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 156,477 | $8,983,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,607,113 | $8,967,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 159,714 | $8,961,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 328,732 | $8,942,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 212,449 | $8,936,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 330,838 | $8,933,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 68,687 | $8,929,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 166,857 | $8,912,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 199,033 | $8,902,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 182,985 | $8,901,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 185,004 | $8,898,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 138,953 | $8,888,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 177,821 | $8,876,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 284,154 | $8,866,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 182,222 | $8,856,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 702,824 | $8,856,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 434,687 | $8,846,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 199,419 | $8,830,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 295,832 | $8,827,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 217,993 | $8,825,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 171,399 | $8,813,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 532,992 | $8,810,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 339,720 | $8,802,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 522,218 | $8,799,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 268,365 | $8,799,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 197,348 | $8,762,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 9,484,000 | $8,760,000 | thousands by filing date | principal |
| NEWFIELD EXPL CO | 651290108 | COM | 277,687 | $8,755,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 198,461 | $8,745,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 454,156 | $8,742,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,874,674 | $8,737,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 349,527 | $8,725,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 412,226 | $8,718,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 244,856 | $8,713,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 767,544 | $8,695,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 164,466 | $8,682,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 481,696 | $8,670,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 150,699 | $8,657,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 538,539 | $8,655,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 527,993 | $8,648,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 342,725 | $8,640,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 144,528 | $8,621,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 144,989 | $8,613,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 324,817 | $8,608,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 268,564 | $8,568,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 951,297 | $8,561,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 160,731 | $8,559,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 8,560,000 | $8,550,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 416,007 | $8,549,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 634,933 | $8,535,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 609,483 | $8,533,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 134,731 | $8,525,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 145,207 | $8,524,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 482,110 | $8,510,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 213,070 | $8,504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 373,248 | $8,502,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 199,254 | $8,482,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 51,112 | $8,477,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 835,004 | $8,475,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 342,832 | $8,465,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,449,265 | $8,451,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 317,228 | $8,425,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 127,508 | $8,421,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 334,592 | $8,414,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 639,872 | $8,414,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 163,762 | $8,410,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 273,581 | $8,407,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 735,371 | $8,405,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 415,787 | $8,402,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,609,232 | $8,401,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,492,288 | $8,400,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 164,683 | $8,395,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 269,647 | $8,391,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 166,472 | $8,390,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 101,125 | $8,381,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 534,621 | $8,373,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 99,168 | $8,370,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 276,861 | $8,362,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 262,907 | $8,352,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 577,536 | $8,340,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 209,768 | $8,335,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 232,955 | $8,319,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 264,849 | $8,313,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 328,604 | $8,308,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 183,130 | $8,296,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 129,252 | $8,294,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,859,000 | $8,285,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 744,347 | $8,262,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 470,456 | $8,261,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 511,177 | $8,260,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,205,743 | $8,247,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 803,490 | $8,236,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 187,269 | $8,206,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 333,233 | $8,198,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 695,879 | $8,183,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 238,942 | $8,171,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 200,974 | $8,169,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 228,008 | $8,151,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 45,340 | $8,143,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 580,186 | $8,140,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 629,290 | $8,131,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 202,899 | $8,114,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 465,182 | $8,113,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 323,584 | $8,112,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 158,097 | $8,110,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 118,615 | $8,089,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 7,020,000 | $8,080,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 166,658 | $8,066,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 187,598 | $8,044,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 300,054 | $8,039,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 577,260 | $8,029,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 953,779 | $8,021,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 472,726 | $8,013,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 112,904 | $7,999,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 521,493 | $7,990,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 155,254 | $7,966,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 114,596 | $7,964,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 76,022 | $7,961,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 36,846 | $7,959,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 124,626 | $7,949,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 909,398 | $7,948,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 424,773 | $7,944,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 413,467 | $7,943,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,210,000 | $7,940,000 | thousands by filing date | principal |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 117,462 | $7,938,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 216,540 | $7,914,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 72,189 | $7,910,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 326,645 | $7,902,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 84,133 | $7,888,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 62,714 | $7,885,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 563,690 | $7,847,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 237,344 | $7,832,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 121,617 | $7,817,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 381,157 | $7,817,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 200,388 | $7,815,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 279,430 | $7,810,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,016,073 | $7,793,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 64,551 | $7,789,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 798,658 | $7,787,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 224,723 | $7,782,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 963,640 | $7,757,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 120,169 | $7,752,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 391,151 | $7,745,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 115,485 | $7,714,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 123,154 | $7,711,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 201,329 | $7,710,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 351,666 | $7,709,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 336,754 | $7,698,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 531,717 | $7,698,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 7,600,000 | $7,695,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 160,654 | $7,689,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,245,300 | $7,684,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 281,924 | $7,683,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 67,666 | $7,669,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 211,259 | $7,662,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 319,609 | $7,652,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 117,709 | $7,646,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 169,908 | $7,645,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 441,648 | $7,642,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 5,588,000 | $7,642,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 187,043 | $7,625,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 355,780 | $7,625,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 359,153 | $7,604,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,238,161 | $7,602,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 144,258 | $7,601,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 787,090 | $7,579,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 171,435 | $7,569,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 376,166 | $7,550,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 290,134 | $7,549,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 673,940 | $7,528,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 215,510 | $7,510,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 259,334 | $7,508,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 397,910 | $7,496,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,258,063 | $7,486,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 244,084 | $7,457,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 260,904 | $7,455,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 66,299 | $7,436,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 257,729 | $7,397,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 163,018 | $7,393,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 184,182 | $7,386,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 637,971 | $7,381,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 163,984 | $7,355,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 174,125 | $7,350,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,501,259 | $7,236,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 495,371 | $7,232,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,159,745 | $7,202,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 119,526 | $7,201,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 185,653 | $7,175,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 49,111 | $7,167,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 65,148 | $7,151,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 144,253 | $7,145,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 69,446 | $7,136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 151,211 | $7,132,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 278,504 | $7,129,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 114,668 | $7,120,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 696,491 | $7,118,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,304,561 | $7,110,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 383,335 | $7,093,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 286,459 | $7,089,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 135,425 | $7,086,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 141,046 | $7,076,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 115,997 | $7,071,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 58,380 | $7,063,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 210,496 | $7,052,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,608,778 | $7,043,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 70,343 | $7,033,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 135,092 | $7,031,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 376,717 | $7,027,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 129,563 | $7,022,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 88,823 | $7,014,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 731,822 | $7,004,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 57,006 | $7,002,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 373,232 | $7,002,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,627,291 | $6,998,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 7,524,000 | $6,997,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 77,242 | $6,996,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 316,253 | $6,995,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 88,445 | $6,991,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 318,409 | $6,988,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 354,462 | $6,983,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 233,562 | $6,977,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 103,410 | $6,975,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 108,076 | $6,972,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 188,733 | $6,956,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 99,235 | $6,954,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 210,927 | $6,950,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,030,870 | $6,948,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 48,367 | $6,942,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 339,068 | $6,938,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 371,293 | $6,932,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 5,972,000 | $6,931,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 422,397 | $6,928,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 204,016 | $6,915,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 517,323 | $6,906,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 282,611 | $6,902,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 149,235 | $6,895,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 203,565 | $6,886,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 308,116 | $6,883,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 37,701 | $6,881,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 389,458 | $6,871,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 584,561 | $6,869,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 497,560 | $6,867,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 318,436 | $6,850,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 205,611 | $6,846,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 119,688 | $6,840,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 829,855 | $6,830,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,194,098 | $6,818,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 98,116 | $6,815,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 103,810 | $6,814,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 150,935 | $6,799,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 388,175 | $6,793,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 595,747 | $6,792,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 163,566 | $6,768,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 56,400 | $6,761,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 179,985 | $6,760,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 364,603 | $6,752,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 127,354 | $6,745,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 197,262 | $6,739,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 371,610 | $6,737,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 520,531 | $6,730,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 986,841 | $6,730,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 350,550 | $6,703,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 131,480 | $6,701,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 135,233 | $6,700,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 255,571 | $6,696,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 110,748 | $6,684,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 122,548 | $6,672,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 188,055 | $6,665,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 52,702 | $6,661,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 147,297 | $6,651,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 81,465 | $6,648,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 258,418 | $6,641,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 132,791 | $6,639,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 6,557,000 | $6,639,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 256,304 | $6,636,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,910,273 | $6,636,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 5,886 | $6,632,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 143,390 | $6,628,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 409,030 | $6,626,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 133,720 | $6,622,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 298,492 | $6,596,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 158,125 | $6,562,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 303,631 | $6,555,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,116,105 | $6,552,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 358,545 | $6,543,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 506,756 | $6,537,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 252,660 | $6,533,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 195,755 | $6,509,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 55,047 | $6,496,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,773,457 | $6,491,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 188,898 | $6,488,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 333,294 | $6,482,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 258,670 | $6,474,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 111,081 | $6,474,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 748,751 | $6,469,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 127,473 | $6,468,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 857,624 | $6,467,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 108,583 | $6,467,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 135,835 | $6,460,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,796,000 | $6,458,000 | thousands by filing date | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 142,228 | $6,451,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 345,801 | $6,450,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 469,703 | $6,445,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 221,215 | $6,429,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 105,783 | $6,423,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 38,898 | $6,414,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 227,688 | $6,407,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 91,833 | $6,407,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 351,573 | $6,405,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 162,321 | $6,399,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 320,761 | $6,399,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 126,781 | $6,387,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 450,089 | $6,386,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 386,002 | $6,385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 143,809 | $6,384,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 100,861 | $6,379,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,219,262 | $6,377,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 74,925 | $6,373,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 227,494 | $6,370,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,427,000 | $6,369,000 | thousands by filing date | principal |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 15,791 | $6,364,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 79,124 | $6,359,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 194,636 | $6,352,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 161,348 | $6,340,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 31,539 | $6,332,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 331,607 | $6,330,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 328,927 | $6,322,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 182,690 | $6,320,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 222,268 | $6,319,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 613,980 | $6,312,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 642,647 | $6,311,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 234,205 | $6,310,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 238,402 | $6,293,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 264,917 | $6,292,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 168,809 | $6,289,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 396,657 | $6,286,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 40,562 | $6,277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 68,713 | $6,277,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 89,929 | $6,272,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 681,289 | $6,269,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 101,627 | $6,264,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 63,519 | $6,258,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 662,513 | $6,254,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,903,613 | $6,243,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 112,216 | $6,239,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 140,829 | $6,239,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 94,940 | $6,225,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,503,305 | $6,223,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 137,374 | $6,222,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 344,083 | $6,214,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 45,802 | $6,206,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 464,862 | $6,205,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 78,721 | $6,204,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 111,776 | $6,197,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,370,342 | $6,187,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 269,722 | $6,179,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 110,348 | $6,179,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 250,276 | $6,172,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 139,093 | $6,166,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 43,975 | $6,163,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 409,430 | $6,162,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 261,234 | $6,155,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 335,694 | $6,143,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 221,317 | $6,140,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 61,338 | $6,137,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 404,643 | $6,133,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 271,187 | $6,129,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 502,808 | $6,129,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 86,162 | $6,129,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 121,930 | $6,120,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10,958 | $6,118,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 212,292 | $6,115,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 269,491 | $6,114,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 306,276 | $6,113,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 201,434 | $6,113,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 72,592 | $6,110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 397,093 | $6,103,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 40,146 | $6,095,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 183,800 | $6,094,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 271,222 | $6,081,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 151,524 | $6,080,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 514,228 | $6,063,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 46,178 | $6,062,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 136,239 | $6,062,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 45,542 | $6,061,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 474,583 | $6,060,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 177,688 | $6,057,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 113,608 | $6,056,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 93,878 | $6,055,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 85,112 | $6,050,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 110,591 | $6,046,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 825,976 | $6,046,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 412,165 | $6,030,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 683,242 | $6,026,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 117,439 | $6,024,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 583,627 | $6,023,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 178,462 | $6,014,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 575,259 | $6,011,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 397,057 | $6,003,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 527,042 | $6,003,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 301,794 | $5,988,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 693,162 | $5,988,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 565,177 | $5,985,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 203,528 | $5,981,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 100,680 | $5,973,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 135,408 | $5,971,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,390,121 | $5,964,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 122,881 | $5,960,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 193,757 | $5,958,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 93,244 | $5,953,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 656,319 | $5,946,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,123,000 | $5,945,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 401,787 | $5,942,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 243,659 | $5,940,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 386,325 | $5,936,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 239,642 | $5,933,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 234,660 | $5,916,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 571,910 | $5,913,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 157,866 | $5,904,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 125,249 | $5,900,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 152,803 | $5,875,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 209,824 | $5,875,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 156,519 | $5,867,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 7,376,000 | $5,863,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,366,000 | $5,863,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 77,159 | $5,862,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 219,689 | $5,861,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 4,500,000 | $5,852,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 417,846 | $5,849,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 247,946 | $5,848,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 212,503 | $5,844,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 457,415 | $5,841,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 449,018 | $5,837,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 2,279,344 | $5,835,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 118,290 | $5,826,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 109,899 | $5,824,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 101,550 | $5,823,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 101,962 | $5,821,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 82,222 | $5,817,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 43,601 | $5,812,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 306,650 | $5,811,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 278,018 | $5,808,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 532,225 | $5,790,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 678,591 | $5,788,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 93,437 | $5,778,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 144,190 | $5,769,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 458,420 | $5,767,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 340,050 | $5,764,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 446,660 | $5,762,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 392,842 | $5,759,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 421,912 | $5,759,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 74,996 | $5,753,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 72,536 | $5,749,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,467,075 | $5,748,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 340,025 | $5,729,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 129,572 | $5,728,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 279,651 | $5,721,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 429,091 | $5,716,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 56,931 | $5,716,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 82,315 | $5,716,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 36,745 | $5,714,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 165,246 | $5,701,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 276,547 | $5,695,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 77,395 | $5,692,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 340,157 | $5,691,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 202,070 | $5,689,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 308,346 | $5,689,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 76,734 | $5,682,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 273,747 | $5,680,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 236,398 | $5,676,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 290,286 | $5,675,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 58,512 | $5,674,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 561,140 | $5,668,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 153,900 | $5,663,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 209,849 | $5,657,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 143,639 | $5,655,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 619,113 | $5,652,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 298,163 | $5,649,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 70,019 | $5,643,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 243,694 | $5,641,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 842,033 | $5,641,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 102,324 | $5,640,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 149,381 | $5,635,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 129,314 | $5,632,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 229,317 | $5,631,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 228,725 | $5,629,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 814,421 | $5,627,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 37,270 | $5,620,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 699,654 | $5,619,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 115,874 | $5,618,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 129,433 | $5,618,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 45,771 | $5,607,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000333 | this filing | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000446 | base | 2019-04-23 | acceptance time not in the bulk data set |