13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-05-22, with 6,663 holding rows worth $325,367,122,000.
- Accession
- 0000895421-17-000315
- Filer
- CIK 895421
- Filed
- 2017-05-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type new holdings, 24,451 entries on the cover page, a total value of $325,367,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,367,122,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 47,053 | $2,786,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 611,646 | $2,783,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 104,499 | $2,775,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 180,648 | $2,773,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 90,193 | $2,773,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 24,962 | $2,771,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 404,035 | $2,767,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 65,270 | $2,763,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,896 | $2,761,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 173,991 | $2,758,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 172,570 | $2,757,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 106,886 | $2,757,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 83,543 | $2,746,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 267,924 | $2,742,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 324,598 | $2,740,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 24,104 | $2,739,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 77,539 | $2,737,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 489,433 | $2,731,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 578,244 | $2,729,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 61,568 | $2,727,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 112,352 | $2,727,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 225,946 | $2,725,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 74,034 | $2,725,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 180,188 | $2,721,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 91,490 | $2,720,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 92,947 | $2,718,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,597,840 | $2,715,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 43,309 | $2,713,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 86,231 | $2,712,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,022,311 | $2,709,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 85,286 | $2,707,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 367,350 | $2,703,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 239,189 | $2,702,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 81,405 | $2,700,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 41,505 | $2,699,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 177,600 | $2,698,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 88,491 | $2,693,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 168,697 | $2,691,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 70,970 | $2,690,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 28,070 | $2,681,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 227,098 | $2,680,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 177,270 | $2,680,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 704,438 | $2,677,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 398,816 | $2,673,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 92,173 | $2,663,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 264,374 | $2,658,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 340,267 | $2,657,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 431,181 | $2,656,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 153,170 | $2,655,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 51,952 | $2,654,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 69,585 | $2,652,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 226,370 | $2,652,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 662,586 | $2,651,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 149,303 | $2,651,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 78,909 | $2,649,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 52,955 | $2,644,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 197,453 | $2,644,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 22,384 | $2,642,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 69,578 | $2,641,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 32,761 | $2,639,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 52,247 | $2,637,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 53,886 | $2,636,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 91,051 | $2,635,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 94,466 | $2,631,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 44,414 | $2,629,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 84,855 | $2,624,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 215,449 | $2,622,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 113,639 | $2,621,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 75,868 | $2,620,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 76,638 | $2,614,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 168,289 | $2,613,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 163,505 | $2,611,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 52,693 | $2,611,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,758,000 | $2,603,000 | thousands by filing date | principal |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 276,573 | $2,600,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 36,896 | $2,599,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 41,451 | $2,595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 44,564 | $2,590,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 251,694 | $2,587,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 274,065 | $2,586,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 622,885 | $2,585,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 122,985 | $2,583,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 97,888 | $2,580,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 182,765 | $2,579,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,620,000 | $2,574,000 | thousands by filing date | principal |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 200,371 | $2,573,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 564,780 | $2,569,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 142,537 | $2,566,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 106,397 | $2,562,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 352,857 | $2,561,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 166,163 | $2,561,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 202,562 | $2,560,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 160,023 | $2,560,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 284,356 | $2,557,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 80,386 | $2,554,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 7,619,000 | $2,552,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,560,000 | $2,547,000 | thousands by filing date | principal |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 74,823 | $2,544,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 35,186 | $2,539,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 134,107 | $2,536,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 195,601 | $2,531,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 92,490 | $2,530,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 206,879 | $2,528,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 57,608 | $2,526,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 60,099 | $2,523,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 80,877 | $2,522,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 56,715 | $2,519,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 92,081 | $2,514,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 180,180 | $2,511,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 123,504 | $2,508,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 33,413 | $2,506,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 174,765 | $2,505,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,755,000 | $2,488,000 | thousands by filing date | principal |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 191,801 | $2,480,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 48,900 | $2,479,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 41,520 | $2,477,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 67,118 | $2,471,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 121,200 | $2,470,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 334,494 | $2,468,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 341,602 | $2,466,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 62,081 | $2,464,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 83,755 | $2,463,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 100,560 | $2,459,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 19,570 | $2,453,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 167,884 | $2,450,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 67,075 | $2,449,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 108,953 | $2,447,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 60,064 | $2,444,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 159,927 | $2,441,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 113,636 | $2,441,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 43,784 | $2,436,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 152,592 | $2,433,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 93,221 | $2,433,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 96,473 | $2,428,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 258,269 | $2,428,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 159,433 | $2,417,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 187,002 | $2,416,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 98,839 | $2,414,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 219,082 | $2,412,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 167,695 | $2,410,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 517,187 | $2,410,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 68,033 | $2,409,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 128,727 | $2,409,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 288,766 | $2,405,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 115,301 | $2,403,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 298,384 | $2,402,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 82,392 | $2,400,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 107,557 | $2,399,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 164,376 | $2,397,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 50,505 | $2,392,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 105,862 | $2,392,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 183,714 | $2,384,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 133,715 | $2,381,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 69,709 | $2,378,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 42,306 | $2,375,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 351,687 | $2,375,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 366,906 | $2,374,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 168,798 | $2,374,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 118,287 | $2,372,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 30,362 | $2,369,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 47,603 | $2,365,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 51,869 | $2,364,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,574,000 | $2,362,000 | thousands by filing date | principal |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 90,287 | $2,361,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 566 | $2,359,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 81,543 | $2,358,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 89,289 | $2,352,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 110,347 | $2,345,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 183,328 | $2,338,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 116,383 | $2,338,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 69,588 | $2,336,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 92,596 | $2,334,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 315,030 | $2,334,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 83,265 | $2,331,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 39,823 | $2,330,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 89,172 | $2,329,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 238,794 | $2,328,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,325,873 | $2,326,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 79,361 | $2,321,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 65,899 | $2,320,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,326,000 | $2,320,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 68,954 | $2,319,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 58,453 | $2,319,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 43,746 | $2,316,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 54,010 | $2,309,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 170,150 | $2,305,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 158,437 | $2,305,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,684,000 | $2,297,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 33,160 | $2,294,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 31,117 | $2,293,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 107,349 | $2,292,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 21,065 | $2,289,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 131,887 | $2,288,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 239,602 | $2,286,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 138,367 | $2,284,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 56,109 | $2,281,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 187,913 | $2,274,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 36,890 | $2,273,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 104,597 | $2,267,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 45,907 | $2,263,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 71,738 | $2,258,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 46,294 | $2,254,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 76,594 | $2,252,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,348,000 | $2,248,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 171,091 | $2,243,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 716,633 | $2,242,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 327,009 | $2,240,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 87,583 | $2,237,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 41,237 | $2,237,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 150,276 | $2,235,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 329,923 | $2,234,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 25,579 | $2,231,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 48,446 | $2,231,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 166,602 | $2,230,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 157,167 | $2,230,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 44,165 | $2,230,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 328,844 | $2,229,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 213,016 | $2,226,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 164,500 | $2,223,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 49,310 | $2,221,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 90,034 | $2,220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 144,687 | $2,218,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 77,003 | $2,217,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 157,998 | $2,215,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 156,253 | $2,213,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 133,005 | $2,210,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 39,501 | $2,205,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 89,485 | $2,200,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 109,414 | $2,199,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 52,403 | $2,198,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 152,157 | $2,197,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 87,934 | $2,196,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 40,791 | $2,189,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 454,762 | $2,188,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 46,579 | $2,185,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 130,490 | $2,181,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 281,358 | $2,181,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 206,786 | $2,179,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 344,478 | $2,177,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 85,491 | $2,172,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 42,318 | $2,169,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 30,458 | $2,168,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 27,587 | $2,167,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 248,832 | $2,165,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 119,238 | $2,163,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 49,822 | $2,162,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 166,485 | $2,158,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 44,635 | $2,157,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 66,158 | $2,151,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 89,123 | $2,143,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 101,565 | $2,142,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 295,476 | $2,137,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 124,013 | $2,134,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 132,816 | $2,132,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 444,556 | $2,129,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 21,212 | $2,125,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 102,442 | $2,118,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 243,138 | $2,115,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,429,391 | $2,115,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 57,257 | $2,107,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 113,514 | $2,107,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,081,000 | $2,107,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 338,928 | $2,101,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 134,645 | $2,096,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 653,803 | $2,092,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 165,202 | $2,086,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 277,522 | $2,085,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 346,912 | $2,082,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 86,340 | $2,080,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 150,661 | $2,078,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 373,813 | $2,074,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 99,834 | $2,072,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 41,069 | $2,070,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 124,593 | $2,065,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 106,192 | $2,065,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 99,524 | $2,060,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 81,568 | $2,059,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 155,311 | $2,059,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 147,649 | $2,058,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 21,520 | $2,058,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 58,679 | $2,057,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 68,620 | $2,048,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 147,904 | $2,047,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 66,685 | $2,044,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 26,522 | $2,041,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 64,105 | $2,039,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 37,587 | $2,039,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 26,638 | $2,037,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 353,935 | $2,036,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 135,155 | $2,034,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 103,920 | $2,034,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 85,651 | $2,034,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 47,987 | $2,033,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 174,807 | $2,031,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 152,875 | $2,030,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 72,206 | $2,029,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 36,725 | $2,028,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 171,737 | $2,027,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 142,091 | $2,025,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 177,531 | $2,024,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 89,983 | $2,020,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 59,759 | $2,018,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 341,602 | $2,016,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 160,009 | $2,015,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 99,457 | $2,014,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 79,754 | $2,011,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 86,040 | $2,009,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 51,412 | $2,007,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 234,616 | $2,006,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 93,316 | $2,002,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 78,799 | $2,000,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 41,702 | $1,999,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 132,319 | $1,998,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 222,917 | $1,997,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 127,853 | $1,995,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 102,636 | $1,994,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 243,878 | $1,993,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 144,750 | $1,991,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 27,181 | $1,991,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 81,035 | $1,990,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 70,912 | $1,989,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 203,508 | $1,986,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 433,638 | $1,986,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 63,929 | $1,984,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 35,506 | $1,980,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 72,107 | $1,979,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 101,848 | $1,979,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 87,088 | $1,978,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 115,958 | $1,976,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 224,699 | $1,974,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 51,180 | $1,973,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 27,013 | $1,963,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 30,259 | $1,962,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 140,073 | $1,955,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 44,011 | $1,954,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 488,088 | $1,953,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 87,097 | $1,946,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 76,848 | $1,942,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 58,649 | $1,940,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 64,885 | $1,937,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 129,543 | $1,937,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 146,580 | $1,937,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 68,683 | $1,936,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 113,936 | $1,931,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 61,266 | $1,931,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 71,443 | $1,929,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 29,405 | $1,925,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 240,482 | $1,924,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 41,030 | $1,923,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,088,000 | $1,923,000 | thousands by filing date | principal |
| AMERICAN WOODMARK CORP | 030506109 | COM | 20,923 | $1,921,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 25,854 | $1,920,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 495,701 | $1,915,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,862,000 | $1,914,000 | thousands by filing date | principal |
| STRAYER ED INC | 863236105 | COM | 23,735 | $1,911,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 237,023 | $1,905,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 228,953 | $1,905,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 61,895 | $1,898,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 223,462 | $1,894,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 10,918 | $1,891,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 103,987 | $1,890,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 54,219 | $1,890,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 115,976 | $1,889,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 70,183 | $1,889,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 100,534 | $1,888,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 59,161 | $1,886,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 79,686 | $1,884,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 71,672 | $1,878,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,042,796 | $1,877,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,807,000 | $1,876,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 62,763 | $1,870,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 108,956 | $1,870,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 72,855 | $1,869,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 134,357 | $1,869,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 73,802 | $1,868,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 116,710 | $1,863,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 26,851 | $1,862,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 194,973 | $1,862,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 39,280 | $1,860,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 80,475 | $1,854,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 66,678 | $1,840,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 63,082 | $1,838,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 508,405 | $1,835,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 121,504 | $1,833,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 45,489 | $1,826,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 131,324 | $1,825,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 39,544 | $1,824,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 403,123 | $1,823,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 89,970 | $1,822,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 92,884 | $1,820,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 34,415 | $1,817,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 121,600 | $1,816,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 331,701 | $1,814,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 37,060 | $1,814,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 45,912 | $1,813,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 154,472 | $1,811,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 64,545 | $1,807,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 56,145 | $1,804,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 91,017 | $1,801,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 144,443 | $1,800,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 311,991 | $1,794,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,007,424 | $1,794,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 51,124 | $1,792,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 67,662 | $1,791,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 422,865 | $1,789,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 149,964 | $1,777,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 27,628 | $1,777,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 67,853 | $1,776,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 179,541 | $1,774,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 138,610 | $1,773,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 71,471 | $1,772,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,097 | $1,770,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 135,702 | $1,769,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 107,097 | $1,767,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 38,663 | $1,766,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 64,725 | $1,764,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 71,962 | $1,763,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 125,382 | $1,762,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 108,549 | $1,756,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 66,416 | $1,755,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 99,974 | $1,754,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,761 | $1,752,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 178,938 | $1,749,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 122,083 | $1,745,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 885,000 | $1,744,000 | thousands by filing date | principal |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 215,057 | $1,743,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 22,369 | $1,742,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 166,319 | $1,738,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 58,746 | $1,738,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 161,667 | $1,736,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 117,637 | $1,734,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 413,582 | $1,725,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 22,681 | $1,724,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 31,964 | $1,723,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 129,350 | $1,723,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 51,370 | $1,721,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 342,823 | $1,721,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 105,869 | $1,720,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 26,028 | $1,718,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 138,896 | $1,718,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 31,203 | $1,718,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 269,394 | $1,716,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 193,247 | $1,714,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 122,862 | $1,714,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 199,232 | $1,714,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 68,780 | $1,714,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 84,994 | $1,713,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 65,056 | $1,712,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 30,309 | $1,709,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 47,465 | $1,706,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 70,372 | $1,706,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 97,963 | $1,703,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 164,585 | $1,701,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 434,766 | $1,696,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 20,168 | $1,695,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 88,526 | $1,692,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 89,935 | $1,690,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 68,868 | $1,690,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 142,162 | $1,689,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 19,153 | $1,688,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 220,374 | $1,686,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 169,162 | $1,686,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,644,000 | $1,685,000 | thousands by filing date | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 73,557 | $1,684,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 63,246 | $1,684,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 62,583 | $1,681,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 72,906 | $1,680,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 93,082 | $1,674,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 97,241 | $1,673,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 54,483 | $1,669,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 153,319 | $1,667,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 105,372 | $1,666,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 16,517 | $1,665,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 56,237 | $1,661,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 124,846 | $1,661,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 88,160 | $1,657,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 64,392 | $1,657,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 45,083 | $1,656,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 24,163 | $1,656,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 185,855 | $1,655,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 97,265 | $1,653,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 115,387 | $1,651,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 1,012,978 | $1,651,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 135,196 | $1,649,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 119,987 | $1,646,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 32,635 | $1,645,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 121,982 | $1,645,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 163,696 | $1,642,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 153,285 | $1,636,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 344,334 | $1,635,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 38,219 | $1,633,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 23,376 | $1,632,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 301,689 | $1,629,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 69,860 | $1,629,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 40,816 | $1,628,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 59,832 | $1,622,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 76,057 | $1,620,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 713,836 | $1,620,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 18,292 | $1,619,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 36,443 | $1,619,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000282 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000315 | this filing | 2017-05-22 | acceptance time not in the bulk data set |