13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-05-22, with 6,663 holding rows worth $325,367,122,000.
- Accession
- 0000895421-17-000315
- Filer
- CIK 895421
- Filed
- 2017-05-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type new holdings, 24,451 entries on the cover page, a total value of $325,367,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,367,122,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 28,149 | $846,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 78,633 | $845,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 67,410 | $845,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 32,495 | $841,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 56,546 | $841,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 47,809 | $840,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 34,817 | $835,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 27,990 | $834,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 66,971 | $833,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 38,150 | $833,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 23,853 | $832,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 49,634 | $832,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 37,483 | $830,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 23,174 | $828,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 17,024 | $828,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 30,475 | $827,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 24,221 | $827,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 59,028 | $826,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 13,617 | $825,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 91,526 | $824,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 16,571 | $821,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 42,506 | $821,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 65,220 | $817,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 67,143 | $816,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 31,006 | $815,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 48,016 | $812,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 18,259 | $812,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 1,504,000 | $812,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 16,302 | $811,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 85,843 | $810,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 27,592 | $808,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 14,623 | $807,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 544,145 | $806,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 119,605 | $806,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 132,437 | $804,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 19,918 | $804,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 56,815 | $803,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 2,134,500 | $803,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 59,288 | $800,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 22,491 | $800,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 111,318 | $799,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 57,459 | $799,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 57,323 | $799,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 35,619 | $797,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 26,535 | $797,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 25,165 | $796,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 544,618 | $796,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 23,840 | $795,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 119,303 | $794,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 19,527 | $794,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 48,154 | $793,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 19,417 | $792,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 30,186 | $791,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 28,183 | $790,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 113,469 | $788,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 14,765 | $788,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 11,192 | $787,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 25,600 | $787,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 5,344,021 | $786,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 31,138 | $783,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 39,819 | $782,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 16,093 | $779,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 97,294 | $779,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 45,618 | $779,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 69,985 | $778,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 63,734 | $777,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 314,550 | $777,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 111,863 | $776,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 14,726 | $775,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 35,119 | $773,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 68,431 | $772,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 48,362 | $771,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 25,832 | $768,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 27,786 | $766,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 58,328 | $763,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 45,255 | $762,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 20,858 | $762,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 13,920 | $759,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 30,498 | $756,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 40,895 | $754,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 81,873 | $754,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 53,000 | $754,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,787 | $753,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 13,731 | $753,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 67,389 | $751,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 14,696 | $750,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 143,448 | $749,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 77,547 | $747,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,593 | $745,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 28,331 | $743,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 37,053 | $743,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 75,323 | $742,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 27,972 | $741,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 41,889 | $740,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 51,782 | $739,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 41,071 | $739,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 78,967 | $738,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 73,862 | $738,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 15,572 | $737,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 207,471 | $737,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 767,339 | $737,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 26,164 | $735,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 21,630 | $734,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 28,969 | $734,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 713,000 | $732,000 | thousands by filing date | principal |
| Schwab US TIPS ETF | 808524870 | SHS | 13,107 | $728,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 37,210 | $727,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 39,405 | $727,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 34,991 | $726,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 100,746 | $721,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 48,766 | $721,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 92,135 | $719,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 55,938 | $718,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 32,797 | $718,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 59,568 | $718,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 33,289 | $716,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 30,629 | $715,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 21,473 | $715,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 20,761 | $713,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 44,077 | $713,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 19,109 | $712,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,189,000 | $712,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 14,108 | $712,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 47,159 | $710,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 107,276 | $709,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 272,306 | $708,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 14,903 | $708,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 34,437 | $707,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 144,082 | $706,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 64,132 | $705,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 49,694 | $703,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 502,167 | $703,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 705,000 | $703,000 | thousands by filing date | principal |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 31,600 | $701,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 108,491 | $701,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 28,555 | $700,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 18,336 | $699,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 19,530 | $695,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 54,083 | $695,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 77,948 | $692,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 38,686 | $691,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 80,476 | $689,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 52,346 | $689,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 115,858 | $688,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 125,126 | $688,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 117,764 | $685,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 37,365 | $684,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 4,738 | $683,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 51,693 | $682,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 40,305 | $681,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 36,109 | $680,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 25,713 | $680,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 45,141 | $679,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,435 | $677,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 36,457 | $675,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 50,502 | $675,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 23,586 | $674,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,364 | $673,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 48,459 | $672,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 66,330 | $671,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 59,702 | $671,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 204,456 | $668,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 25,871 | $667,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 22,532 | $665,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 8,373 | $662,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 55,505 | $661,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $661,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 21,517 | $659,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 23,949 | $657,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 47,351 | $653,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 21,127 | $653,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 14,354 | $652,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 184,424 | $651,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 78,867 | $651,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 497,023 | $651,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 286,475 | $650,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 44,643 | $650,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 84,320 | $649,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 233,138 | $648,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 57,824 | $647,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 20,950 | $646,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 16,434 | $645,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 36,178 | $645,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 28,302 | $642,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 31,753 | $638,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 40,060 | $637,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 27,788 | $637,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 75,815 | $631,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 18,148 | $631,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 6,404 | $630,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 30,850 | $627,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 13,117 | $626,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 102,658 | $624,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 83,688 | $624,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 226,679 | $623,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 10,923 | $622,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 105,641 | $622,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 61,193 | $621,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 45,300 | $621,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 99,170 | $621,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 23,457 | $619,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 31,407 | $618,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 9,677 | $618,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 30,892 | $618,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 552,255 | $618,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 50,774 | $617,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 60,401 | $616,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 69,522 | $616,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 55,985 | $615,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 14,723 | $615,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 25,279 | $615,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 309,332 | $612,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 12,499 | $611,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 179,976 | $610,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 15,839 | $609,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 67,403 | $609,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 83,322 | $607,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 101,738 | $606,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 52,447 | $606,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 20,921 | $605,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 12,127 | $604,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 56,286 | $604,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 148,224 | $603,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 112,238 | $602,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 25,603 | $602,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 29,726 | $601,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 15,950 | $600,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 42,784 | $600,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 42,444 | $598,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 125,326 | $597,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 27,541 | $596,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 56,903 | $595,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 7,068 | $595,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 10,843 | $594,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,460 | $593,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 19,394 | $592,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 30,796 | $590,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 24,124 | $588,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 19,286 | $587,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 124,851 | $586,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 375,708 | $586,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 590,000 | $586,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 19,438 | $585,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 92,127 | $584,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 19,530 | $583,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 14,522 | $582,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 42,681 | $579,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 13,825 | $578,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 48,748 | $578,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22,647 | $577,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 26,927 | $576,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 17,285 | $576,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 10,650 | $576,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 23,682 | $575,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 31,290 | $574,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 45,970 | $574,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 38,335 | $572,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 19,658 | $566,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 15,214 | $566,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 23,912 | $566,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 408,231 | $564,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 213,739 | $564,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 50,769 | $562,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 21,954 | $561,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 46,228 | $557,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,694 | $555,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 317,134 | $555,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 179,000 | $555,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 29,277 | $554,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 35,646 | $554,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 220,789 | $554,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 17,379 | $551,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 524,000 | $551,000 | thousands by filing date | principal |
| Adobe Systems Inc | 98979H103 | COM | 289,241 | $550,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 22,964 | $547,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 32,777 | $545,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 13,480 | $545,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 214,100 | $544,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,979 | $541,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 26,399 | $541,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 22,436 | $540,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 131,989 | $540,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 34,721 | $539,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 350,138 | $539,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 472,495 | $539,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 49,629 | $538,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 22,481 | $537,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 64,148 | $537,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 29,449 | $536,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 20,665 | $536,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 13,932 | $536,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 8,514 | $535,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 22,263 | $534,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 22,906 | $533,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 20,485 | $533,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 71,429 | $533,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 37,306 | $532,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 30,348 | $531,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 17,968 | $530,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 10,587 | $530,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 82,115 | $529,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 14,927 | $528,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 55,629 | $528,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 66,162 | $527,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 12,268 | $527,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 405,150 | $527,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 44,191 | $526,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 59,002 | $525,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 3,213 | $525,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 71,679 | $524,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 104,632 | $523,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 27,151 | $522,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 14,940 | $521,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 64,583 | $520,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 21,130 | $520,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 84,510 | $520,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 13,145 | $519,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 116,657 | $517,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 78,080 | $515,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 35,964 | $515,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 61,335 | $515,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 20,091 | $514,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 21,945 | $514,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 68,312 | $512,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 19,342 | $511,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 48,472 | $509,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 147,777 | $509,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 138,241 | $507,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 44,862 | $506,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 506,000 | $506,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 117,526 | $505,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 25,896 | $505,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 32,694 | $500,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 191,917 | $499,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 25,535 | $498,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 32,977 | $498,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 21,482 | $498,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 71,338 | $497,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 10,197 | $497,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 32,390 | $496,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 131,859 | $495,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 37,521 | $495,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 20,491 | $494,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 278,798 | $493,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 40,234 | $492,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 565,902 | $492,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 80,632 | $491,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 10,595 | $490,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 74,625 | $490,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 33,334 | $490,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 71,232 | $490,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 31,579 | $489,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 55,233 | $488,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 37,402 | $487,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 52,847 | $487,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 51,876 | $486,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 43,955 | $486,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,260 | $485,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 195,205 | $484,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 34,865 | $483,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 19,084 | $483,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 39,265 | $481,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 15,963 | $479,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 26,803 | $478,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 4,999 | $476,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 30,153 | $475,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,807 | $474,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 65,363 | $474,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 42,325 | $474,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 20,397 | $474,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 9,195 | $473,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 199,250 | $471,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 274,333 | $471,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 27,841 | $471,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 67,794 | $470,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 99,004 | $470,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 177,713 | $469,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 552,538 | $468,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 23,231 | $468,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 46,240 | $467,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 28,047 | $466,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 32,618 | $464,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 35,140 | $464,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 119,178 | $463,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 28,457 | $461,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 23,580 | $460,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 280,769 | $460,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 17,713 | $459,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 29,085 | $459,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 16,814 | $458,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 8,972 | $458,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 121,236 | $457,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 12,464 | $456,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 325,231 | $455,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 61,055 | $454,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 22,573 | $454,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 35,563 | $454,000 | thousands by filing date | |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 23,867 | $453,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 21,532 | $453,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 102,465 | $452,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 29,176 | $452,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 14,509 | $451,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 33,878 | $451,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 25,224 | $449,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 34,316 | $449,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 500,000 | $448,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 20,526 | $447,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 12,788 | $447,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 35,280 | $447,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 37,112 | $446,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,999 | $446,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 16,971 | $446,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 18,111 | $445,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 23,476 | $445,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 26,945 | $444,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 105,609 | $444,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,021 | $443,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 829,430 | $443,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 23,341 | $443,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,904 | $441,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 6,629 | $440,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 54,079 | $440,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 58,509 | $440,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 31,502 | $439,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 27,386 | $438,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,745 | $433,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 15,376 | $432,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 11,425 | $430,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 7,389 | $430,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 103,788 | $430,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 36,087 | $430,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 2,955 | $429,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 11,117 | $428,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 24,303 | $426,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 30,249 | $426,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 33,588 | $426,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 24,705 | $426,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 320,526 | $424,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 20,873 | $424,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 32,531 | $424,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 47,212 | $422,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 41,367 | $422,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 23,498 | $421,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 13,286 | $419,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 22,950 | $418,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 24,461 | $417,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,554 | $416,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 22,320 | $415,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 19,727 | $415,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,575 | $414,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 21,732 | $414,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 40,837 | $414,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 27,324 | $413,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 48,476 | $412,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 132,627 | $412,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 34,055 | $412,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 27,431 | $411,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 22,915 | $409,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 469,000 | $407,000 | thousands by filing date | principal |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 130,188 | $407,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 218,499 | $405,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 14,334 | $405,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 20,433 | $405,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 27,658 | $404,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 13,251 | $403,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 349,064 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 7,658 | $401,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 18,725 | $401,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,911 | $399,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 9,092 | $399,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 25,380 | $398,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 18,227 | $398,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 21,195 | $396,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 16,561 | $396,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 30,833 | $396,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 79,716 | $395,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 21,403 | $395,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 20,952 | $390,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 17,202 | $390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 16,295 | $389,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 64,248 | $389,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,351 | $388,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 34,363 | $388,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 6,456 | $387,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 267,289 | $387,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 33,682 | $386,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 127,905 | $386,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 12,389 | $386,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 67,095 | $386,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 26,804 | $384,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 22,865 | $384,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 66,725 | $384,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 22,073 | $383,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 201,709 | $383,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 12,799 | $382,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 18,121 | $380,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 113,049 | $379,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 16,090 | $379,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 114,608 | $378,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 48,939 | $378,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000282 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000315 | this filing | 2017-05-22 | acceptance time not in the bulk data set |