13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-05-22, with 6,663 holding rows worth $325,367,122,000.
- Accession
- 0000895421-17-000315
- Filer
- CIK 895421
- Filed
- 2017-05-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type new holdings, 24,451 entries on the cover page, a total value of $325,367,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,367,122,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAIN STR CAP CORP | 56035L104 | COM | 191,596 | $7,332,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 148,253 | $7,317,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 180,038 | $7,307,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,452,000 | $7,295,000 | thousands by filing date | principal |
| Delek Logistics Partners LP | 24664T103 | Com | 218,785 | $7,285,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 311,207 | $7,267,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 397,931 | $7,265,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 799,143 | $7,264,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 497,535 | $7,259,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 173,681 | $7,241,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 446,906 | $7,231,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 424,574 | $7,218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 215,760 | $7,215,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 118,218 | $7,210,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 7,669,000 | $7,209,000 | thousands by filing date | principal |
| CHART INDS INC | 16115Q308 | COM | 205,954 | $7,196,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 372,863 | $7,194,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 802,954 | $7,187,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 314,393 | $7,187,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 78,715 | $7,155,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 103,573 | $7,152,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 74,117 | $7,151,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 250,345 | $7,126,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,346,612 | $7,124,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,539,829 | $7,114,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 147,396 | $7,108,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 253,842 | $7,102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 289,536 | $7,085,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 287,744 | $7,063,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 544,998 | $7,063,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 144,064 | $7,060,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 221,054 | $7,020,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 431,823 | $7,017,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 215,241 | $7,008,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 175,502 | $7,002,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 175,629 | $6,998,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 198,255 | $6,975,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 148,389 | $6,967,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 137,102 | $6,964,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 126,484 | $6,953,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 61,467 | $6,949,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 74,688 | $6,942,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 549,352 | $6,938,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 309,281 | $6,921,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 423,613 | $6,910,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 247,050 | $6,906,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 399,238 | $6,906,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 308,909 | $6,895,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 122,156 | $6,873,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 337,275 | $6,863,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 154,646 | $6,852,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 65,332 | $6,821,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 405,435 | $6,815,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 148,174 | $6,794,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 354,046 | $6,787,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 259,769 | $6,786,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 85,766 | $6,784,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 166,529 | $6,781,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 361,889 | $6,779,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 299,650 | $6,777,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 455,661 | $6,766,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 246,280 | $6,764,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 465,448 | $6,760,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 285,166 | $6,759,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 330,829 | $6,745,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 738,774 | $6,737,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 86,859 | $6,737,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 298,781 | $6,711,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 11,187 | $6,708,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,209,000 | $6,705,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359309 | COM | 363,187 | $6,703,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 120,462 | $6,685,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 164,386 | $6,674,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 5,963,000 | $6,659,000 | thousands by filing date | principal |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 519,226 | $6,636,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 511,460 | $6,628,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 440,118 | $6,615,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 430,917 | $6,611,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 152,032 | $6,610,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 147,828 | $6,601,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 77,612 | $6,599,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 183,245 | $6,576,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 130,189 | $6,571,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 250,385 | $6,560,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 277,268 | $6,558,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 559,554 | $6,547,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 252,719 | $6,546,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 162,742 | $6,543,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 132,152 | $6,542,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 133,634 | $6,535,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 496,530 | $6,529,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 389,642 | $6,527,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 138,358 | $6,524,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 462,200 | $6,517,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 231,161 | $6,516,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 327,484 | $6,507,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 218,786 | $6,507,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 189,247 | $6,506,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 174,207 | $6,499,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 234,213 | $6,499,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 196,005 | $6,484,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 261,839 | $6,480,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 247,889 | $6,477,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 237,734 | $6,435,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 87,619 | $6,433,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 98,008 | $6,421,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 253,726 | $6,412,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 169,088 | $6,403,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 252,428 | $6,399,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 447,688 | $6,398,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 112,271 | $6,396,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 274,451 | $6,394,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,051 | $6,389,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 102,363 | $6,382,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 629,280 | $6,381,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 106,508 | $6,376,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 52,542 | $6,373,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 279,520 | $6,371,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 238,414 | $6,370,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 204,444 | $6,368,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 150,511 | $6,365,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 333,326 | $6,363,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 74,230 | $6,358,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 58,356 | $6,358,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 431,241 | $6,353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 105,509 | $6,350,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 384,937 | $6,340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 112,638 | $6,337,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 86,143 | $6,335,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 806,858 | $6,333,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 234,353 | $6,328,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 403,620 | $6,320,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 138,783 | $6,315,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 343,635 | $6,313,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 229,931 | $6,307,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 911,219 | $6,306,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 739,271 | $6,306,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 101,577 | $6,303,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 191,540 | $6,302,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 174,385 | $6,286,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 145,345 | $6,276,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,578,000 | $6,261,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 85,396 | $6,250,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 744,624 | $6,247,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 52,685 | $6,235,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 380,524 | $6,229,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 260,591 | $6,222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 192,969 | $6,222,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 579,854 | $6,216,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 55,892 | $6,213,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 121,122 | $6,207,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 142,512 | $6,181,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 723,733 | $6,180,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 51,254 | $6,140,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 94,596 | $6,126,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 489,195 | $6,120,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 332,606 | $6,117,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,310,334 | $6,099,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 511,066 | $6,098,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 984,484 | $6,094,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 163,528 | $6,091,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 606,526 | $6,083,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 263,800 | $6,080,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 461,625 | $6,076,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 161,273 | $6,062,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,032,678 | $6,052,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 113,002 | $6,051,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 254,291 | $6,044,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 111,565 | $6,037,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 120,627 | $6,035,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 318,408 | $6,034,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 6,011,000 | $6,034,000 | thousands by filing date | principal |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 45,939 | $6,032,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 245,663 | $6,019,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 222,137 | $6,016,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 325,856 | $6,006,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 297,050 | $5,994,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 243,315 | $5,993,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 5,955,000 | $5,985,000 | thousands by filing date | principal |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 53,936 | $5,983,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 166,065 | $5,982,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 598,509 | $5,980,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 365,020 | $5,978,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 58,234 | $5,975,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 95,736 | $5,969,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 106,974 | $5,950,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 387,980 | $5,948,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 401,275 | $5,947,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 97,962 | $5,946,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 3,246,297 | $5,940,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 351,462 | $5,936,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 315,882 | $5,936,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 111,781 | $5,932,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 60,987 | $5,921,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 269,666 | $5,921,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 288,046 | $5,920,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 680,439 | $5,920,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 8,828,000 | $5,915,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 138,674 | $5,906,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 251,758 | $5,891,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 173,152 | $5,887,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 196,924 | $5,882,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 179,827 | $5,880,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 384,959 | $5,871,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 145,992 | $5,869,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 895,393 | $5,865,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 194,936 | $5,857,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 797,524 | $5,853,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 127,976 | $5,843,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 167,421 | $5,843,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 208,265 | $5,842,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 5,827,000 | $5,836,000 | thousands by filing date | principal |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 235,511 | $5,829,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 87,608 | $5,821,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 159,933 | $5,818,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,432,847 | $5,803,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 487,743 | $5,795,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 222,645 | $5,789,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 41,555 | $5,781,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 228,623 | $5,770,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 204,273 | $5,769,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 123,171 | $5,758,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 71,564 | $5,752,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 568,451 | $5,747,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 331,055 | $5,744,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 173,164 | $5,740,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 99,689 | $5,739,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 363,680 | $5,736,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 88,807 | $5,729,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 272,478 | $5,722,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 7,887,742 | $5,715,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 303,880 | $5,707,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 162,158 | $5,703,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 430,406 | $5,703,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 230,114 | $5,698,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 49,638 | $5,696,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 296,519 | $5,693,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 284,578 | $5,692,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 286,972 | $5,681,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 100,981 | $5,676,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 236,290 | $5,667,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 359,836 | $5,649,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 334,676 | $5,636,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 267,834 | $5,632,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 190,110 | $5,628,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 98,534 | $5,628,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 189,733 | $5,619,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 284,469 | $5,613,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 604,636 | $5,611,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 142,668 | $5,583,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 119,458 | $5,580,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 47,699 | $5,563,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 91,363 | $5,559,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 118,854 | $5,555,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 156,277 | $5,552,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 218,496 | $5,536,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 195,262 | $5,534,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 354,777 | $5,528,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 56,432 | $5,499,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 289,323 | $5,497,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 457,868 | $5,494,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 119,423 | $5,484,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 588,394 | $5,482,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 226,966 | $5,477,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 305,127 | $5,477,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 243,062 | $5,473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 109,755 | $5,468,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 138,918 | $5,462,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 86,679 | $5,459,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 572,770 | $5,459,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 220,813 | $5,457,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 5,253,000 | $5,457,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 135,841 | $5,447,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 649,813 | $5,445,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 26,416 | $5,443,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 347,142 | $5,440,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 49,294 | $5,432,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 83,635 | $5,428,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,212,305 | $5,419,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 79,897 | $5,417,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 29,622 | $5,412,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 273,418 | $5,400,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 407,312 | $5,397,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 185,742 | $5,396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 76,007 | $5,394,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 126,713 | $5,393,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 436,384 | $5,376,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 381,282 | $5,376,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 58,791 | $5,374,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 52,448 | $5,364,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 480,239 | $5,364,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 731,568 | $5,362,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 152,620 | $5,356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 134,382 | $5,344,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 53,411 | $5,337,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 75,225 | $5,334,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 74,326 | $5,329,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 198,626 | $5,329,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 173,701 | $5,327,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 892,094 | $5,326,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 201,544 | $5,326,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 417,937 | $5,322,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 349,848 | $5,321,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 99,264 | $5,321,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 169,466 | $5,313,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 147,379 | $5,305,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 255,005 | $5,305,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 99,263 | $5,296,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 289,455 | $5,288,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 158,252 | $5,279,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 813,167 | $5,269,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 363,261 | $5,267,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 73,349 | $5,253,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 604,103 | $5,244,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 212,472 | $5,242,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 190,827 | $5,239,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 264,351 | $5,237,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 134,651 | $5,237,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 317,272 | $5,235,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 317,430 | $5,226,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 329,948 | $5,224,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 525,957 | $5,223,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 152,459 | $5,217,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 65,120 | $5,216,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 160,884 | $5,213,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 443,584 | $5,212,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 202,823 | $5,212,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 266,983 | $5,185,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 750,827 | $5,180,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 207,938 | $5,180,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 364,427 | $5,179,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 269,188 | $5,169,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 63,414 | $5,169,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 112,971 | $5,169,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 76,108 | $5,159,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 131,137 | $5,146,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 394,877 | $5,146,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 139,611 | $5,137,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 124,982 | $5,129,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 53,412 | $5,128,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 125,291 | $5,127,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 495,664 | $5,120,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 99,786 | $5,119,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 190,000 | $5,119,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,951,000 | $5,117,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 215,064 | $5,116,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 102,578 | $5,112,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 133,629 | $5,098,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,180,837 | $5,089,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 139,879 | $5,084,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 205,867 | $5,076,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 247,561 | $5,073,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 303,594 | $5,072,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 827,696 | $5,057,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 86,553 | $5,040,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 406,268 | $5,039,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 69,411 | $5,033,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 166,139 | $5,029,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 100,055 | $5,028,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 105,471 | $5,017,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 343,552 | $5,016,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 263,050 | $5,011,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 395,312 | $5,009,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 428,319 | $5,007,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 90,731 | $5,003,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 62,349 | $4,988,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 4,169,000 | $4,987,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 229,083 | $4,980,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 63,337 | $4,978,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 96,264 | $4,963,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 157,312 | $4,954,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,447,297 | $4,949,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 186,532 | $4,948,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 107,352 | $4,945,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 173,402 | $4,944,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 213,262 | $4,930,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 313,859 | $4,911,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 399,588 | $4,908,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 251,661 | $4,907,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 210,102 | $4,905,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 82,606 | $4,904,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 112,529 | $4,901,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 537,761 | $4,899,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 422,456 | $4,896,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 376,309 | $4,895,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 166,953 | $4,892,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 139,016 | $4,886,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,850,000 | $4,883,000 | thousands by filing date | principal |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 520,842 | $4,880,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 152,024 | $4,861,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 150,715 | $4,861,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 278,401 | $4,858,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 172,773 | $4,855,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 239,572 | $4,840,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 436,775 | $4,835,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 158,173 | $4,818,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 81,677 | $4,814,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 298,764 | $4,796,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 152,423 | $4,794,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 337,200 | $4,792,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 179,228 | $4,785,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 128,172 | $4,784,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 393,754 | $4,780,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 122,244 | $4,772,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 78,453 | $4,754,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 452,254 | $4,753,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 99,952 | $4,749,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 87,433 | $4,747,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 150,392 | $4,742,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,447,000 | $4,741,000 | thousands by filing date | principal |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,315,940 | $4,738,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 412,466 | $4,723,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 78,126 | $4,718,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 149,282 | $4,713,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 229,692 | $4,711,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 825,655 | $4,706,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 344,630 | $4,704,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 198,946 | $4,704,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 114,391 | $4,702,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 589,749 | $4,688,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 123,442 | $4,686,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 343,226 | $4,684,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 249,427 | $4,682,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 557,063 | $4,680,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 96,411 | $4,679,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 46,733 | $4,675,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 162,336 | $4,653,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 125,345 | $4,647,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 160,392 | $4,644,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,198,593 | $4,640,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 245,044 | $4,638,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 83,046 | $4,633,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 367,858 | $4,628,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 374,615 | $4,623,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,883,000 | $4,622,000 | thousands by filing date | principal |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 185,460 | $4,603,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 117,795 | $4,599,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 65,529 | $4,593,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 127,146 | $4,584,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 190,898 | $4,576,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 500,494 | $4,574,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 265,792 | $4,566,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 327,432 | $4,564,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 100,790 | $4,555,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 74,301 | $4,551,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 88,553 | $4,547,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 562,504 | $4,546,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 147,455 | $4,546,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 353,022 | $4,543,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 219,543 | $4,543,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 104,139 | $4,541,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 91,513 | $4,531,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 243,620 | $4,525,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 52,426 | $4,518,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 34,232 | $4,506,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 112,084 | $4,505,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 360,113 | $4,502,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 245,580 | $4,496,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 158,745 | $4,492,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 177,480 | $4,492,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 508,766 | $4,487,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 287,005 | $4,477,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 468,900 | $4,474,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 232,130 | $4,473,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 161,531 | $4,472,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 128,893 | $4,458,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 65,844 | $4,454,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 311,645 | $4,434,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 194,171 | $4,433,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 234,907 | $4,431,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 179,798 | $4,429,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 74,247 | $4,425,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 107,091 | $4,423,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 193,664 | $4,419,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 27,562 | $4,417,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 217,593 | $4,417,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,437,975 | $4,414,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 130,528 | $4,411,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 58,346 | $4,409,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 37,398 | $4,406,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 121,684 | $4,399,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 112,915 | $4,397,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 260,460 | $4,393,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 98,856 | $4,386,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 69,396 | $4,383,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 247,416 | $4,382,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 67,832 | $4,373,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 660,102 | $4,370,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 85,445 | $4,366,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 164,629 | $4,365,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 139,442 | $4,360,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 41,367 | $4,353,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 24,664 | $4,348,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 235,652 | $4,348,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 126,456 | $4,346,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 305,364 | $4,343,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 24,967 | $4,342,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 77,760 | $4,342,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 88,304 | $4,342,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 315,742 | $4,342,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000282 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000315 | this filing | 2017-05-22 | acceptance time not in the bulk data set |