13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 6,663 holding rows worth $325,760,116,000.
- Accession
- 0000895421-17-000282
- Filer
- CIK 895421
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 24,451 entries on the cover page, a total value of $325,760,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,760,116,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROVIDENCE SVC CORP | 743815102 | COM | 36,443 | $1,619,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,117 | $1,618,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 170,258 | $1,616,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 89,599 | $1,616,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 168,541 | $1,616,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 227,854 | $1,616,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 303,526 | $1,615,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 702,429 | $1,615,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 94,430 | $1,614,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 38,843 | $1,609,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 84,453 | $1,607,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 308,705 | $1,605,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 536,623 | $1,605,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,179,000 | $1,601,000 | thousands by filing date | principal |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 36,306 | $1,598,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 205,038 | $1,596,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 54,241 | $1,595,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 501,532 | $1,594,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 62,816 | $1,592,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 68,405 | $1,591,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 110,386 | $1,585,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 41,704 | $1,581,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 103,953 | $1,581,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 172,731 | $1,580,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 57,185 | $1,580,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 157,758 | $1,579,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 197,236 | $1,577,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 73,832 | $1,576,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 609,152 | $1,573,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 56,093 | $1,572,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 29,256 | $1,567,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 45,047 | $1,565,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 169,097 | $1,564,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 31,540 | $1,563,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 350,284 | $1,555,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 23,670 | $1,546,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 76,983 | $1,543,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 276,955 | $1,537,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 164,409 | $1,535,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 132,656 | $1,532,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 132,860 | $1,531,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 92,944 | $1,529,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 61,852 | $1,525,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 219,741 | $1,525,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 153,464 | $1,524,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 52,934 | $1,518,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 384,208 | $1,518,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 104,546 | $1,518,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 270,219 | $1,514,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 28,739 | $1,509,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 42,507 | $1,509,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 129,630 | $1,509,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 34,706 | $1,509,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 140,605 | $1,505,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 53,373 | $1,503,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 100,033 | $1,501,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 936,887 | $1,500,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 121,690 | $1,498,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 62,202 | $1,493,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 166,092 | $1,493,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 50,424 | $1,492,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 85,649 | $1,492,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 33,170 | $1,491,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 228,998 | $1,491,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 273,945 | $1,491,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 23,405 | $1,489,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,364 | $1,484,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 20,874 | $1,481,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 83,831 | $1,477,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 67,465 | $1,477,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 536,353 | $1,476,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 83,984 | $1,474,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 44,857 | $1,474,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 117,558 | $1,473,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 576,278 | $1,470,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 14,366 | $1,468,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 133,500 | $1,468,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 64,826 | $1,467,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 1,448,000 | $1,467,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 317,079 | $1,464,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 78,671 | $1,463,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 79,935 | $1,462,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 121,360 | $1,461,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 48,099 | $1,458,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 309,162 | $1,456,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 108,174 | $1,455,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 137,236 | $1,451,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 21,166 | $1,450,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 17,081 | $1,449,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 31,496 | $1,449,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 129,771 | $1,449,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 140,670 | $1,449,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 57,661 | $1,442,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 41,294 | $1,439,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 83,617 | $1,439,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 119,820 | $1,438,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 79,385 | $1,437,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 76,934 | $1,436,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 39,740 | $1,436,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 12,325 | $1,435,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 607,966 | $1,435,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 20,098 | $1,434,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 11,951 | $1,429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 28,487 | $1,429,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 101,670 | $1,427,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 17,189 | $1,424,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,144 | $1,418,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 189,769 | $1,418,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,418,000 | $1,418,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 133,629 | $1,418,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 13,548 | $1,417,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 82,513 | $1,415,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 77,206 | $1,415,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 82,128 | $1,414,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 134,376 | $1,412,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 376,552 | $1,412,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 56,521 | $1,411,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 131,772 | $1,411,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 166,839 | $1,408,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 27,248 | $1,407,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 18,000 | $1,407,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 125,799 | $1,404,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 619,107 | $1,404,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 79,744 | $1,403,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 39,453 | $1,403,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 96,776 | $1,402,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 144,291 | $1,401,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 96,072 | $1,398,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 210,410 | $1,397,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 32,119 | $1,397,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 66,809 | $1,397,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 20,021 | $1,396,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 503,827 | $1,396,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 43,898 | $1,396,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 67,345 | $1,395,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 79,986 | $1,395,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 141,694 | $1,394,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 28,581 | $1,391,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 139,621 | $1,391,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 341,257 | $1,389,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 94,336 | $1,382,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 370,816 | $1,380,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 81,059 | $1,379,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 105,340 | $1,374,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 49,906 | $1,373,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 99,039 | $1,372,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 89,841 | $1,370,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 99,824 | $1,369,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 69,666 | $1,368,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 677,097 | $1,367,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 53,809 | $1,364,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 19,745 | $1,362,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 156,650 | $1,359,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 76,129 | $1,359,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 151,832 | $1,358,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 84,274 | $1,357,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 228,504 | $1,354,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 111,720 | $1,352,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 388,854 | $1,352,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,128 | $1,350,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 22,640 | $1,345,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 217,912 | $1,344,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 97,084 | $1,342,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 36,345 | $1,336,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 37,995 | $1,336,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 30,803 | $1,335,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 60,666 | $1,328,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 134,852 | $1,327,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 69,243 | $1,326,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 30,208 | $1,324,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 104,479 | $1,322,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 93,524 | $1,321,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 214,712 | $1,320,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 31,325 | $1,318,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 90,734 | $1,317,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 30,179 | $1,316,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 21,360 | $1,315,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 70,998 | $1,315,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 39,888 | $1,314,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 56,386 | $1,310,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 79,724 | $1,309,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 102,237 | $1,308,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 24,817 | $1,308,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,371,000 | $1,302,000 | thousands by filing date | principal |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 115,647 | $1,301,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 33,152 | $1,299,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 56,271 | $1,295,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 45,308 | $1,293,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 294,315 | $1,286,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 160,734 | $1,280,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 296,890 | $1,277,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 31,264 | $1,276,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 47,201 | $1,276,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 671,422 | $1,276,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 58,423 | $1,273,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 71,940 | $1,271,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 80,034 | $1,270,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 59,843 | $1,265,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 155,836 | $1,262,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 135,331 | $1,259,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 131,935 | $1,256,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 25,111 | $1,255,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 95,030 | $1,255,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 99,342 | $1,255,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 51,397 | $1,255,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 516,370 | $1,254,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 50,499 | $1,254,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 145,354 | $1,254,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 50,227 | $1,253,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 44,262 | $1,252,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 97,136 | $1,252,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 71,685 | $1,250,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 57,613 | $1,248,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 74,371 | $1,248,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 76,631 | $1,248,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 127,186 | $1,243,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 149,513 | $1,241,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 93,320 | $1,237,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 20,324 | $1,236,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 102,546 | $1,232,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 71,263 | $1,231,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 31,252 | $1,230,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 48,701 | $1,227,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 100,059 | $1,227,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 29,691 | $1,224,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 94,151 | $1,223,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 118,814 | $1,222,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 349,854 | $1,221,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 709,211 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 22,578 | $1,217,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 104,460 | $1,217,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,891 | $1,214,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 18,895 | $1,214,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 58,845 | $1,214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 47,047 | $1,213,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 33,540 | $1,212,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 122,312 | $1,211,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 50,764 | $1,208,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 45,774 | $1,207,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 102,466 | $1,203,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 50,274 | $1,203,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 42,175 | $1,201,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 184,649 | $1,200,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 33,201 | $1,198,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 38,425 | $1,198,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 111,070 | $1,195,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 459,648 | $1,194,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 51,945 | $1,192,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 108,268 | $1,190,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 84,204 | $1,189,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 166,885 | $1,188,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 221,170 | $1,186,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 32,258 | $1,184,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 38,426 | $1,184,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,447 | $1,182,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 46,759 | $1,182,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 30,548 | $1,179,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 202,469 | $1,175,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 43,663 | $1,175,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,098 | $1,174,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 80,219 | $1,171,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 55,693 | $1,169,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 338,557 | $1,168,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 36,887 | $1,163,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 80,242 | $1,162,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 168,256 | $1,162,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 57,752 | $1,161,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 85,216 | $1,161,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 26,870 | $1,160,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 54,278 | $1,159,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 17,491 | $1,157,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,574 | $1,157,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 75,731 | $1,156,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 105,123 | $1,156,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 28,758 | $1,156,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 148,205 | $1,156,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 62,211 | $1,154,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 52,251 | $1,149,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 69,587 | $1,149,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 135,335 | $1,149,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 131,415 | $1,144,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 59,205 | $1,143,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 28,797 | $1,142,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 24,235 | $1,141,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 62,517 | $1,141,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 57,805 | $1,138,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 29,399 | $1,136,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 98,161 | $1,133,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 86,687 | $1,131,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,000,000 | $1,131,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 139,553 | $1,130,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 202,945 | $1,128,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 70,397 | $1,127,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,527 | $1,124,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 81,920 | $1,123,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 107,122 | $1,122,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 88,579 | $1,121,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 67,392 | $1,116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 14,978 | $1,116,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 134,779 | $1,116,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 45,393 | $1,115,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 136,345 | $1,114,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 50,039 | $1,113,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 75,568 | $1,109,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 24,837 | $1,109,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 76,734 | $1,109,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 15,973 | $1,108,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 77,184 | $1,107,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 74,415 | $1,104,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 43,698 | $1,103,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 64,801 | $1,101,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 40,695 | $1,101,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 69,671 | $1,098,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 104,176 | $1,097,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 264,441 | $1,097,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 246,245 | $1,096,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 75,803 | $1,095,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 29,225 | $1,089,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 111,215 | $1,089,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 170,140 | $1,089,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 87,048 | $1,088,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 638,422 | $1,086,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 125,246 | $1,085,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 49,485 | $1,084,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 40,154 | $1,083,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 108,751 | $1,082,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 60,742 | $1,081,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 76,524 | $1,081,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 128,358 | $1,081,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 70,039 | $1,079,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 41,823 | $1,076,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 43,048 | $1,076,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 74,581 | $1,075,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 13,590 | $1,074,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 196,877 | $1,072,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 26,567 | $1,071,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 267,669 | $1,070,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 71,379 | $1,067,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 76,001 | $1,067,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8,740 | $1,067,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 57,223 | $1,064,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 15,446 | $1,064,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,061,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 516,998 | $1,060,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 57,329 | $1,058,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 76,458 | $1,057,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 40,668 | $1,057,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 564,340 | $1,056,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 51,093 | $1,054,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 226,288 | $1,053,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 40,395 | $1,052,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 85,137 | $1,051,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,384 | $1,048,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 116,400 | $1,047,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 74,089 | $1,046,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 78,996 | $1,045,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 34,125 | $1,041,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 44,241 | $1,038,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 114,572 | $1,038,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 13,698 | $1,034,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 185,898 | $1,026,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 32,750 | $1,025,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 29,231 | $1,025,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 90,553 | $1,023,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 100,105 | $1,022,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 68,231 | $1,022,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 167,534 | $1,022,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 16,410 | $1,022,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 79,812 | $1,019,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 96,489 | $1,018,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 39,237 | $1,017,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 64,657 | $1,016,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 56,326 | $1,016,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 50,771 | $1,015,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 875,000 | $1,012,000 | thousands by filing date | principal |
| TALEND S A | 874224207 | ADS | 33,948 | $1,012,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 31,561 | $1,009,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12,868 | $1,008,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 38,795 | $1,003,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 196,743 | $1,003,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 52,364 | $1,001,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 50,477 | $1,001,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 53,300 | $998,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 116,010 | $998,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 120,789 | $997,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 300,489 | $994,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 59,130 | $993,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 66,035 | $992,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 30,637 | $988,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 80,313 | $985,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 568,700 | $984,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 46,308 | $983,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 45,407 | $982,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 22,626 | $981,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 163,187 | $979,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 47,594 | $976,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 78,686 | $975,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 24,322 | $974,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 46,701 | $974,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 63,756 | $973,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 65,415 | $972,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 58,580 | $972,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 138,948 | $971,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 128,506 | $971,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 37,883 | $970,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 186,500 | $970,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 87,010 | $969,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 133,810 | $969,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 20,599 | $967,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 76,822 | $965,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 45,930 | $964,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 76,914 | $962,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 132,759 | $961,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 29,907 | $961,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 378,434 | $961,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 98,665 | $955,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 47,122 | $954,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 81,026 | $954,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 37,017 | $953,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 292,695 | $951,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 166,880 | $951,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 29,680 | $949,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 33,786 | $949,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 218,210 | $949,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 367,129 | $947,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 76,459 | $939,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 18,944 | $938,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 88,640 | $937,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 208,816 | $936,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 141,758 | $936,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,823 | $933,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 43,827 | $933,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 75,805 | $933,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 37,752 | $932,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 39,556 | $930,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 71,660 | $925,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 50,654 | $925,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 41,328 | $925,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 300,594 | $925,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 73,775 | $925,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 21,473 | $924,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 68,442 | $924,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 444,736 | $920,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 44,133 | $920,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 62,675 | $919,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 45,718 | $918,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 53,084 | $916,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 76,000 | $916,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 66,630 | $916,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,531 | $915,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 18,659 | $915,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 99,132 | $912,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 317,000 | $911,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 285,939 | $910,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 24,556 | $910,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 126,294 | $910,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 83,791 | $909,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 80,568 | $909,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 40,302 | $901,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 36,218 | $900,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 40,227 | $898,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 36,015 | $897,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 123,171 | $896,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 29,892 | $896,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 47,259 | $894,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 56,722 | $892,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 214,551 | $891,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 119,757 | $890,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,635 | $889,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,018 | $887,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 67,566 | $886,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 63,809 | $885,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 218,567 | $885,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 48,227 | $884,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 290,540 | $883,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 60,686 | $882,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 220,407 | $882,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 79,095 | $881,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 110,167 | $876,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 107,997 | $875,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 33,818 | $873,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 60,712 | $872,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 65,341 | $872,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 30,271 | $869,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 173,767 | $869,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 88,545 | $868,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 60,396 | $867,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 68,845 | $867,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 392,969 | $865,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 37,997 | $860,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 22,171 | $860,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 25,223 | $859,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 79,329 | $858,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 43,719 | $855,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 69,471 | $854,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 149,502 | $851,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 21,448 | $851,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 42,178 | $850,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 35,033 | $849,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 84,624 | $849,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000282 | this filing | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000315 | base | 2017-05-22 | acceptance time not in the bulk data set |