13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 6,663 holding rows worth $325,760,116,000.
- Accession
- 0000895421-17-000282
- Filer
- CIK 895421
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 24,451 entries on the cover page, a total value of $325,760,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,760,116,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 88,304 | $4,342,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 315,742 | $4,342,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 22,692 | $4,341,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 209,602 | $4,338,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 36,825 | $4,336,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 4,317,000 | $4,328,000 | thousands by filing date | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 764,577 | $4,321,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 458,244 | $4,321,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 119,169 | $4,321,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 125,358 | $4,318,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 209,137 | $4,316,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 171,611 | $4,306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 44,663 | $4,303,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 387,548 | $4,302,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 52,331 | $4,298,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 31,811 | $4,296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 176,655 | $4,294,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 50,967 | $4,289,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 46,722 | $4,278,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,600,000 | $4,276,000 | thousands by filing date | principal |
| Viacom Inc Cl A | 92553P102 | CL A | 87,499 | $4,267,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 72,831 | $4,261,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 198,402 | $4,260,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 88,863 | $4,256,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,579,968 | $4,255,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 134,158 | $4,253,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 161,265 | $4,251,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 148,512 | $4,249,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 171,339 | $4,248,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 82,795 | $4,246,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 439,116 | $4,239,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 115,899 | $4,236,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 92,052 | $4,229,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 80,845 | $4,224,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 833,071 | $4,224,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 177,879 | $4,216,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 175,221 | $4,213,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 262,892 | $4,212,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 850,366 | $4,210,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 242,270 | $4,206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 299,691 | $4,203,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 100,679 | $4,203,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 123,919 | $4,202,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 92,624 | $4,201,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 323,223 | $4,199,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 237,192 | $4,198,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 150,302 | $4,183,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 240,773 | $4,176,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 432,281 | $4,176,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 40,483 | $4,170,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 161,709 | $4,163,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 256,207 | $4,159,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 497,504 | $4,154,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 124,547 | $4,151,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 338,911 | $4,148,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 512,704 | $4,142,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 524,025 | $4,140,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,822,066 | $4,137,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 74,618 | $4,135,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 90,495 | $4,126,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 818,266 | $4,124,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 469,004 | $4,122,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 967,426 | $4,122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 145,677 | $4,120,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 122,779 | $4,120,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 75,410 | $4,119,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 171,087 | $4,119,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 211,248 | $4,117,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 293,385 | $4,116,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 671,189 | $4,108,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,514,000 | $4,105,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 70,068 | $4,103,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 158,897 | $4,098,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 120,518 | $4,095,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 539,062 | $4,086,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 99,080 | $4,083,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 119,568 | $4,082,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 310,265 | $4,080,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 83,037 | $4,076,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 33,122 | $4,064,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 136,344 | $4,061,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 164,483 | $4,054,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 292,748 | $4,044,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 93,636 | $4,040,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 83,259 | $4,039,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 391,695 | $4,038,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 165,368 | $4,037,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 63,856 | $4,033,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 75,133 | $4,033,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 129,179 | $4,032,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 166,281 | $4,032,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,146,971 | $4,028,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 3,524,000 | $4,023,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 88,152 | $4,020,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 158,590 | $4,020,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 286,904 | $4,016,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 239,609 | $4,014,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 736,243 | $4,013,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 105,699 | $4,006,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 225,972 | $3,999,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 773,519 | $3,998,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 194,450 | $3,998,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 168,226 | $3,997,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 142,929 | $3,991,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 159,893 | $3,990,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 266,921 | $3,988,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 117,329 | $3,984,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 474,185 | $3,983,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 44,275 | $3,980,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 126,529 | $3,979,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 60,758 | $3,970,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 153,525 | $3,962,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 162,296 | $3,951,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 33,645 | $3,950,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 317,514 | $3,947,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 117,542 | $3,946,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 618,074 | $3,944,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 36,372 | $3,943,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 43,560 | $3,941,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 636,312 | $3,938,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 104,347 | $3,934,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 95,430 | $3,933,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 488,956 | $3,927,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 76,900 | $3,919,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 117,147 | $3,919,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 225,480 | $3,916,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 256,925 | $3,916,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 312,001 | $3,915,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 90,103 | $3,914,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 121,879 | $3,913,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 77,915 | $3,903,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 188,368 | $3,899,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 94,786 | $3,886,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 59,543 | $3,883,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 111,917 | $3,881,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 65,285 | $3,880,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 75,541 | $3,879,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 225,061 | $3,869,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 336,684 | $3,869,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 247,064 | $3,866,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 94,828 | $3,850,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 36,360 | $3,849,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 51,474 | $3,849,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 282,881 | $3,847,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 165,541 | $3,845,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 489,800 | $3,845,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 231,607 | $3,844,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 98,568 | $3,842,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 349,201 | $3,841,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 278,325 | $3,839,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,930,000 | $3,837,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 45,070 | $3,835,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 88,997 | $3,831,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 58,620 | $3,828,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 116,163 | $3,828,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 71,842 | $3,819,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 158,961 | $3,809,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 138,483 | $3,804,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 814,666 | $3,797,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 171,874 | $3,796,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 430,428 | $3,788,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 124,097 | $3,786,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 256,728 | $3,784,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 158,842 | $3,783,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 375,102 | $3,780,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 122,149 | $3,777,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 108,755 | $3,776,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 4,151,000 | $3,775,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 90,170 | $3,773,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 129,667 | $3,773,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 63,178 | $3,772,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 170,507 | $3,766,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 135,212 | $3,766,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 181,240 | $3,760,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 91,699 | $3,759,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 64,335 | $3,756,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 169,046 | $3,753,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 694,752 | $3,752,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 120,268 | $3,752,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 130,800 | $3,749,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 108,301 | $3,746,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 228,399 | $3,746,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 81,096 | $3,734,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 30,796 | $3,729,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 262,167 | $3,728,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 197,556 | $3,726,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 279,082 | $3,725,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 464,723 | $3,722,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 41,619 | $3,718,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 212,931 | $3,710,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 103,844 | $3,708,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,218,000 | $3,708,000 | thousands by filing date | principal |
| SRC ENERGY INC | 78470V108 | COM | 439,223 | $3,707,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 217,228 | $3,706,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 143,071 | $3,706,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 612,133 | $3,704,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 113,591 | $3,699,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 69,453 | $3,698,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 157,807 | $3,696,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 129,147 | $3,692,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 382,529 | $3,692,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 170,702 | $3,684,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 154,990 | $3,681,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 72,881 | $3,680,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 509,320 | $3,677,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 353,595 | $3,674,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 24,009 | $3,672,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 24,046 | $3,671,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 454,151 | $3,665,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 273,724 | $3,655,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 123,828 | $3,652,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,138,992 | $3,645,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 381,875 | $3,639,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 219,038 | $3,636,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 212,864 | $3,630,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 282,311 | $3,628,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 470,957 | $3,623,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 62,209 | $3,622,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 180,401 | $3,621,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 844,920 | $3,608,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 43,719 | $3,604,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 259,138 | $3,600,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 96,325 | $3,597,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 175,058 | $3,597,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 161,402 | $3,593,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 97,412 | $3,591,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 133,958 | $3,591,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 72,940 | $3,584,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 186,483 | $3,583,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 83,057 | $3,581,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 84,398 | $3,579,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 292,431 | $3,577,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 386,170 | $3,572,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 143,985 | $3,571,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 4,072,000 | $3,571,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 527,906 | $3,569,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 72,509 | $3,564,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 125,928 | $3,557,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 239,767 | $3,554,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,043,861 | $3,549,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 159,771 | $3,545,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 3,604,000 | $3,541,000 | thousands by filing date | principal |
| PHARMERICA CORP | 71714F104 | COM | 151,269 | $3,540,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 247,935 | $3,538,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 105,259 | $3,537,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 296,048 | $3,537,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,589,000 | $3,535,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 3,485,000 | $3,535,000 | thousands by filing date | principal |
| NEVSUN RES LTD | 64156L101 | COM | 1,375,221 | $3,521,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 445,814 | $3,518,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 46,331 | $3,518,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 35,782 | $3,517,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 60,433 | $3,511,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 214,049 | $3,511,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 595,774 | $3,509,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 41,482 | $3,506,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 49,326 | $3,506,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 813,200 | $3,497,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 58,770 | $3,496,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 163,527 | $3,495,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 123,448 | $3,491,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 183,555 | $3,489,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 70,721 | $3,476,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 173,310 | $3,475,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 299,079 | $3,475,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 71,157 | $3,475,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 112,226 | $3,471,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 151,334 | $3,466,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 353,301 | $3,462,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 130,492 | $3,458,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 70,934 | $3,458,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 157,804 | $3,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 66,466 | $3,450,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 201,048 | $3,448,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 73,143 | $3,444,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 191,001 | $3,443,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 364,215 | $3,442,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 101,798 | $3,442,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 286,355 | $3,439,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 746,571 | $3,439,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,315,142 | $3,433,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 4,539,000 | $3,433,000 | thousands by filing date | principal |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 455,077 | $3,431,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 57,597 | $3,430,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 226,205 | $3,427,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 44,793 | $3,424,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 203,101 | $3,423,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 713,177 | $3,417,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 115,675 | $3,416,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 42,735 | $3,415,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 656,263 | $3,413,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 222,218 | $3,412,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 124,309 | $3,410,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 105,363 | $3,404,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 375,852 | $3,401,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 169,295 | $3,400,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 184,052 | $3,398,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,617,000 | $3,398,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 382,688 | $3,394,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 39,414 | $3,392,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 84,010 | $3,391,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 76,584 | $3,382,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 236,893 | $3,382,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 105,937 | $3,381,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 344,466 | $3,376,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 185,676 | $3,373,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 269,021 | $3,371,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 295,400 | $3,368,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 204,942 | $3,367,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 163,110 | $3,367,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 163,402 | $3,365,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 343,032 | $3,365,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 76,669 | $3,362,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 156,202 | $3,362,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 275,991 | $3,348,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 533,898 | $3,342,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 429,725 | $3,339,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 263,099 | $3,336,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 494,574 | $3,334,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 105,246 | $3,332,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 163,679 | $3,330,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 129,887 | $3,330,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 34,269 | $3,327,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 362,776 | $3,319,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 68,220 | $3,314,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 92,551 | $3,313,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 3,350,000 | $3,312,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 128,108 | $3,311,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 96,093 | $3,310,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 68,689 | $3,306,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 225,945 | $3,305,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 323,992 | $3,305,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 95,107 | $3,302,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 75,792 | $3,301,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 100,750 | $3,300,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 471,916 | $3,299,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 92,700 | $3,295,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 119,030 | $3,294,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 186,809 | $3,292,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 170,538 | $3,291,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 56,653 | $3,280,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 144,111 | $3,280,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 176,616 | $3,278,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 80,721 | $3,274,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 446,135 | $3,273,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 565,760 | $3,271,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 135,192 | $3,266,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 165,077 | $3,265,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 83,178 | $3,265,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 188,971 | $3,265,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 130,156 | $3,262,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 248,348 | $3,261,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 83,034 | $3,260,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 54,085 | $3,259,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 226,247 | $3,258,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 204,680 | $3,256,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 168,552 | $3,255,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 241,751 | $3,251,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 190,544 | $3,249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 55,011 | $3,242,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 241,706 | $3,241,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 111,517 | $3,238,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 356,496 | $3,234,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 273,764 | $3,233,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 120,118 | $3,228,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 245,536 | $3,224,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 209,941 | $3,219,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 186,754 | $3,206,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 153,670 | $3,197,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 101,179 | $3,170,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 2,816,000 | $3,170,000 | thousands by filing date | principal |
| ALAMO GROUP INC | 011311107 | COM | 41,599 | $3,169,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 150,522 | $3,167,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 237,340 | $3,164,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 282,552 | $3,164,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 71,509 | $3,159,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 91,720 | $3,156,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 237,747 | $3,153,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 50,969 | $3,152,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 54,563 | $3,144,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 205,739 | $3,138,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 63,061 | $3,132,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 112,910 | $3,131,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 82,202 | $3,129,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 116,093 | $3,125,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 143,938 | $3,123,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 133,228 | $3,123,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 71,485 | $3,122,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 36,207 | $3,120,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 101,419 | $3,118,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 219,756 | $3,116,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 348,501 | $3,116,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 438,422 | $3,113,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 87,963 | $3,107,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 134,615 | $3,107,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 58,262 | $3,107,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 159,156 | $3,104,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,543,000 | $3,102,000 | thousands by filing date | principal |
| MTS SYSTEMS CORP | 553777103 | COM | 56,347 | $3,102,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 281,465 | $3,096,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 105,509 | $3,091,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 79,947 | $3,090,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 207,915 | $3,088,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 32,331 | $3,084,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 66,845 | $3,081,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 453,768 | $3,081,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 46,825 | $3,079,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 98,019 | $3,078,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 860,407 | $3,072,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 116,574 | $3,070,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 124,568 | $3,067,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 109,296 | $3,066,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 140,086 | $3,058,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,298,000 | $3,058,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 89,372 | $3,057,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 107,474 | $3,051,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 285,068 | $3,050,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 126,978 | $3,049,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 202,694 | $3,042,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 201,918 | $3,039,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 552,188 | $3,036,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 74,517 | $3,029,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 288,405 | $3,028,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 136,458 | $3,026,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 76,005 | $3,022,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 188,640 | $3,019,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 21,303 | $3,014,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 264,984 | $3,011,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 199,087 | $3,010,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 93,206 | $3,007,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 111,079 | $3,005,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 126,795 | $3,003,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 156,667 | $3,000,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 177,295 | $2,997,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 32,491 | $2,996,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 53,430 | $2,992,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 702,398 | $2,985,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 121,197 | $2,985,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 224,470 | $2,983,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 25,435 | $2,982,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 211,525 | $2,980,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 219,826 | $2,978,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 154,693 | $2,978,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 87,224 | $2,977,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 131,969 | $2,970,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 200,409 | $2,964,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 123,132 | $2,958,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 50,190 | $2,949,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 108,685 | $2,949,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 124,886 | $2,945,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 73,926 | $2,944,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 128,007 | $2,944,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 162,990 | $2,942,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 58,869 | $2,941,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 231,640 | $2,934,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 21,623 | $2,932,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,455,000 | $2,932,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 133,914 | $2,928,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 609,601 | $2,926,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 229,946 | $2,925,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 103,631 | $2,921,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 317,717 | $2,919,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 56,001 | $2,917,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,434 | $2,913,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 25,763 | $2,911,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 118,741 | $2,911,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 81,735 | $2,890,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 92,021 | $2,887,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 72,358 | $2,884,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 175,042 | $2,869,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 322,284 | $2,865,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 51,916 | $2,863,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 287,522 | $2,862,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 145,340 | $2,862,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 222,776 | $2,862,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 76,852 | $2,859,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 299,377 | $2,859,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 71,452 | $2,857,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 193,755 | $2,854,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 31,277 | $2,843,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 101,350 | $2,842,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 91,131 | $2,841,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 237,243 | $2,840,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 209,049 | $2,839,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 393,611 | $2,834,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 576,869 | $2,833,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 127,263 | $2,830,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 563,460 | $2,829,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 996,113 | $2,829,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 112,969 | $2,824,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 84,647 | $2,824,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 87,387 | $2,817,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 165,359 | $2,812,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 166,888 | $2,807,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 336,230 | $2,804,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 57,459 | $2,800,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 94,550 | $2,800,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 115,685 | $2,799,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 156,822 | $2,796,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 322,741 | $2,788,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000282 | this filing | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000315 | base | 2017-05-22 | acceptance time not in the bulk data set |