13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 6,663 holding rows worth $325,760,116,000.
- Accession
- 0000895421-17-000282
- Filer
- CIK 895421
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 24,451 entries on the cover page, a total value of $325,760,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,760,116,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATUS PPTYS INC | 863167201 | COM NEW | 13,768 | $377,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 16,754 | $376,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 16,783 | $376,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,927 | $375,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,269 | $374,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 333,249 | $374,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 22,022 | $373,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 24,950 | $373,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 90,899 | $373,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 14,039 | $373,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 72,823 | $372,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 78,002 | $372,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 42,749 | $370,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 30,287 | $370,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 25,545 | $369,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 17,636 | $369,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 27,556 | $367,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 15,316 | $366,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 36,575 | $366,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,187 | $364,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 26,646 | $364,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 148,200 | $363,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 132,464 | $363,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 10,707 | $362,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 13,767 | $362,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,969 | $361,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 26,899 | $361,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 12,536 | $360,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 13,915 | $360,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 75,577 | $359,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 57,205 | $358,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 36,045 | $357,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 24,565 | $356,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 8,904 | $356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,958 | $355,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 14,587 | $355,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 18,844 | $354,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 10,469 | $354,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 304,684 | $354,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 17,739 | $354,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,880 | $353,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 19,010 | $353,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 13,379 | $353,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 6,248 | $352,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 84,126 | $349,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 25,597 | $349,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 18,412 | $349,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 23,549 | $345,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 58,575 | $345,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 11,248 | $344,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 10,821 | $344,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 62,723 | $344,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 29,792 | $343,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,432 | $343,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 20,523 | $341,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 29,625 | $341,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,062 | $340,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,371 | $340,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 61,763 | $340,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 7,828 | $339,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 126,417 | $338,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 36,088 | $337,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,985 | $337,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 16,728 | $336,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 106,417 | $335,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 71,902 | $335,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 21,503 | $333,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 13,078 | $332,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 9,359 | $331,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,274 | $331,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 14,400 | $331,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 18,013 | $330,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 33,747 | $329,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 18,383 | $329,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 12,432 | $329,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 15,747 | $328,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 15,305 | $327,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 30,483 | $327,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 15,241 | $326,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,806 | $325,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 70,431 | $325,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 106,035 | $325,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,228 | $325,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 5,504 | $325,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 61,074 | $324,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 29,122 | $323,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 46,558 | $322,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 20,420 | $321,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 114,622 | $321,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 14,524 | $319,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 246,558 | $319,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 20,073 | $319,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 25,848 | $317,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20,100 | $316,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 30,800 | $314,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 26,887 | $312,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 23,516 | $311,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 18,578 | $311,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 31,241 | $310,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 11,160 | $310,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 23,429 | $310,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 16,622 | $307,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 11,813 | $307,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 140,881 | $306,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 7,109 | $305,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 26,925 | $305,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,282 | $303,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 159,529 | $303,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,101 | $302,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 40,843 | $302,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 13,467 | $302,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 25,003 | $301,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 24,336 | $301,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,902 | $301,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 26,192 | $301,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,679 | $300,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 160,363 | $300,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 108,307 | $300,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 39,709 | $298,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 27,361 | $297,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 21,929 | $297,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25,693 | $295,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 18,140 | $294,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 93,088 | $290,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 169,332 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 14,185 | $290,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 30,753 | $290,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 303,000 | $289,000 | thousands by filing date | principal |
| Delta Apparel Inc | 247368103 | COM | 16,322 | $288,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 34,186 | $288,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,236 | $287,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 7,180 | $287,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 16,012 | $286,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 163,474 | $286,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 14,705 | $286,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 468,000 | $285,000 | thousands by filing date | principal |
| VERACYTE INC COM | 92337F107 | Stock | 30,962 | $284,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 11,620 | $284,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 151,481 | $284,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 50,069 | $284,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 15,189 | $283,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 5,855 | $283,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,100 | $283,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 10,789 | $283,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 20,560 | $283,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 23,376 | $281,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 429,750 | $281,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 16,472 | $281,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 69,895 | $280,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 18,729 | $280,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 8,724 | $279,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 7,872 | $279,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 31,818 | $279,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 12,951 | $279,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 7,790 | $279,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 18,672 | $278,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,609 | $278,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 23,375 | $277,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 53,000 | $276,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,779 | $276,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 7,471 | $275,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 16,048 | $275,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 47,309 | $275,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,147 | $274,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 31,958 | $274,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 175,000 | $274,000 | thousands by filing date | principal |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 7,800 | $274,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 56,103 | $274,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 5,703 | $273,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 27,172 | $273,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 33,561 | $272,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 49,244 | $271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,153 | $271,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 10,421 | $271,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 14,182 | $269,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 46,791 | $268,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 46,290 | $267,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 18,254 | $266,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,691 | $265,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 22,068 | $265,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 11,128 | $265,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 16,709 | $264,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 12,226 | $263,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 19,968 | $262,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 49,020 | $260,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,599 | $259,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 66,651 | $258,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 80,531 | $258,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 10,303 | $258,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,856 | $256,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,765 | $255,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,967 | $254,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,750 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,551 | $254,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 19,434 | $254,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,520 | $254,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 42,339 | $254,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 185 | $254,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 38,856 | $254,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,661 | $253,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 48,078 | $253,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 29,082 | $253,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 19,373 | $253,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 97,611 | $251,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 16,006 | $250,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 32,438 | $250,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 24,914 | $250,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 33,500 | $250,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,724 | $249,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 24,175 | $249,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 23,572 | $249,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,580 | $248,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 26,772 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,930 | $247,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 17,557 | $247,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,281 | $246,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,827 | $246,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,289 | $246,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,193 | $245,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 14,288 | $244,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $244,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 118,654 | $244,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 50,602 | $243,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 48,553 | $243,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 57,707 | $243,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 61,084 | $243,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 18,792 | $242,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 17,803 | $242,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 7,726 | $241,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,441 | $241,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 30,280 | $241,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 9,520 | $241,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 6,067 | $240,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 387,410 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,710 | $239,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 77,767 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 20,323 | $239,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,296 | $239,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 49,851 | $239,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 9,880 | $239,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,808 | $238,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 39,786 | $238,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 61,034 | $238,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 5,877 | $237,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 58,900 | $237,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 17,358 | $237,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 121,100 | $236,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 13,195 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 6,858 | $234,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 75,940 | $234,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 13,858 | $233,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 25,800 | $233,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 11,215 | $233,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 116,206 | $233,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 31,759 | $232,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,437 | $231,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 420,085 | $231,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 10,836 | $231,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 13,132 | $230,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 40,101 | $229,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 17,960 | $229,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 11,012 | $229,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 2,055 | $229,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 19,313 | $228,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 18,442 | $228,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 77,019 | $228,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 15,272 | $227,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 14,982 | $227,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 23,034 | $225,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 68,230 | $225,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 27,958 | $224,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 14,940 | $223,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 14,498 | $223,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 17,547 | $223,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 13,085 | $222,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 13,100 | $222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,538 | $221,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,546 | $221,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 50,423 | $221,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 68,505 | $221,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 30,625 | $221,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 78,263 | $220,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 276,596 | $220,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 11,927 | $220,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 86,512 | $220,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 18,073 | $219,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 8,361 | $218,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 128,452 | $218,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 7,300 | $217,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,973 | $216,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 94,418 | $216,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 22,362 | $216,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 7,934 | $216,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,620 | $216,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 216,000 | $216,000 | thousands by filing date | principal |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 29,373 | $215,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 42,259 | $215,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 100,344 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,996 | $214,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 375,987 | $214,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 33,898 | $213,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,795 | $212,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 16,672 | $212,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 82,000 | $212,000 | thousands by filing date | principal |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 9,421 | $211,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 200,882 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 13,088 | $211,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 10,048 | $210,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 20,005 | $209,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,650 | $208,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 13,587 | $208,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 16,315 | $208,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 4,471 | $208,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 13,554 | $207,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 89,483 | $206,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 30,795 | $206,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,759 | $205,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 24,452 | $205,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,886 | $205,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 11,505 | $204,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 64,868 | $204,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 17,625 | $204,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 26,037 | $204,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,043 | $203,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 12,750 | $203,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 17,271 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,677 | $202,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 21,843 | $199,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 40,454 | $198,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 25,681 | $198,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 24,462 | $198,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 24,499 | $197,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 6,798 | $197,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 14,613 | $196,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 9,804 | $196,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 25,431 | $196,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 8,999 | $195,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 19,272 | $194,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 7,677 | $191,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 11,124 | $191,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 20,066 | $190,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,802 | $190,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 29,045 | $190,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 6,270 | $189,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 20,990 | $189,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 54,976 | $189,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 18,900 | $189,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 11,704 | $187,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 38,976 | $186,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,832 | $186,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 23,439 | $186,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 9,924 | $185,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 108,000 | $185,000 | thousands by filing date | principal |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 66,300 | $184,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,193 | $183,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,208 | $183,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 20,687 | $183,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 45,681 | $183,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 22,636 | $183,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 22,092 | $183,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 111,117 | $183,000 | thousands by filing date | |
| ROSETTA GENOMICS | M82183209 | Equities | 62,303 | $183,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 179,000 | $183,000 | thousands by filing date | principal |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 48,878 | $182,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 39,056 | $182,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 6,412 | $181,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 8,242 | $181,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 14,572 | $181,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 8,807 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 13,531 | $180,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,522 | $180,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 17,159 | $180,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 8,590 | $180,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,420 | $178,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 17,391 | $178,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 48,139 | $178,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 5,141 | $177,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 6,206 | $177,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 138,101 | $177,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 3,500 | $176,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 42,242 | $175,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 103,081 | $175,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 9,512 | $175,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 44,946 | $174,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 19,265 | $173,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 5,128 | $173,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,053 | $173,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 10,832 | $173,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,708 | $172,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 43,485 | $172,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 28,970 | $172,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 19,410 | $172,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 127,324 | $172,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,780 | $171,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 10,519 | $170,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 14,490 | $170,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 15,364 | $170,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 157,000 | $170,000 | thousands by filing date | principal |
| VUZIX CORP | 92921W300 | COM NEW | 27,193 | $169,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 12,418 | $169,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 17,523 | $169,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 56,301 | $169,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 200,000 | $169,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 22,248 | $168,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 163,000 | $168,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 7,886 | $167,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 137,850 | $167,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 8,427 | $166,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 13,565 | $166,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 21,058 | $165,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 7,420 | $165,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 6,005 | $165,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 26,200 | $164,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 10,543 | $163,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 30,031 | $162,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,594 | $162,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,055 | $161,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 13,085 | $161,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 9,370 | $161,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 7,448 | $160,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 11,091 | $159,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 28,964 | $159,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 22,388 | $158,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 15,930 | $158,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 8,622 | $156,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,512 | $156,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,208 | $156,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 13,266 | $156,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 9,124 | $156,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 8,823 | $155,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 39,587 | $154,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 53,971 | $154,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 22,372 | $154,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 3,930 | $154,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 82,431 | $153,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 61,100 | $153,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 11,067 | $153,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 20,946 | $152,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 18,445 | $152,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 10,298 | $152,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 21,978 | $151,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 84,682 | $151,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 6,170 | $151,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 23,025 | $151,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 30,978 | $151,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 29,608 | $151,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,489 | $150,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 21,615 | $150,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 51,861 | $150,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 3,881 | $149,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 35,602 | $149,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 30,787 | $149,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 30,828 | $149,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 158,000 | $149,000 | thousands by filing date | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 45,092 | $148,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 6,312 | $148,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 100,273 | $148,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 11,121 | $148,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 149,000 | $148,000 | thousands by filing date | principal |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,700 | $147,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 8,395 | $147,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 7,725 | $147,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 54,715 | $147,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,588 | $146,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 11,071 | $146,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 18,648 | $145,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 135,000 | $145,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,032 | $145,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 39,396 | $144,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 14,624 | $144,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,728 | $143,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 4,881 | $143,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 9,759 | $142,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,011 | $141,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $141,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 41,562 | $141,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 48,847 | $141,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,458 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 2,755 | $140,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 12,594 | $140,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,426 | $139,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 89,497 | $139,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 34,080 | $139,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 17,427 | $139,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 6,740 | $138,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 6,156 | $138,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 1,954 | $138,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 150,174 | $138,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 13,708 | $137,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 3,929 | $137,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 134,000 | $136,000 | thousands by filing date | principal |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 9,410 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,472 | $135,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,895 | $135,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 67,432 | $135,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 4,391 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,646 | $132,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 14,001 | $132,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 55,075 | $132,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 9,021 | $131,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000282 | this filing | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000315 | base | 2017-05-22 | acceptance time not in the bulk data set |