13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 6,946 holding rows worth $288,503,556,000.
- Accession
- 0000895421-15-000334
- Filer
- CIK 895421
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 24,396 entries on the cover page, a total value of $288,503,556,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,503,556,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 304,000 | $312,000 | thousands by filing date | principal |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 7,149 | $312,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 26,420 | $312,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,596 | $311,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 18,978 | $311,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 113,080 | $311,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 21,697 | $310,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 85,238 | $310,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 42,411 | $310,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 7,488 | $309,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 16,181 | $309,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 355,000 | $309,000 | thousands by filing date | principal |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 18,202 | $308,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 10,894 | $308,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 29,690 | $307,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 23,214 | $307,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 17,820 | $306,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 247,124 | $305,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 9,391 | $304,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 22,262 | $304,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 25,400 | $304,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 14,559 | $303,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 38,194 | $303,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,884 | $302,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 37,480 | $302,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 488,479 | $302,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 7,969 | $302,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,214 | $301,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 99,302 | $301,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 43,813 | $300,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 196,311 | $300,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 90,975 | $299,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 23,107 | $299,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 27,623 | $299,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 55,108 | $298,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 185,257 | $298,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 115,345 | $297,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 47,383 | $296,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 24,917 | $296,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 8,165 | $296,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 11,943 | $295,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 11,021 | $295,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 20,317 | $295,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 37,793 | $294,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 145,000 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 14,028 | $294,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 19,716 | $293,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 7,699 | $292,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 5,600 | $292,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 4,411 | $292,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 152,624 | $292,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 15,202 | $291,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 78,089 | $291,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 18,608 | $291,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 16,249 | $290,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 96,415 | $289,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 10,878 | $289,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,036 | $289,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,732 | $288,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 14,469 | $288,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 5,536 | $288,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 45,475 | $288,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 25,160 | $286,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 65,415 | $285,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 22,430 | $284,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 31,034 | $284,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 22,685 | $283,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 37,274 | $283,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 9,404 | $283,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 32,942 | $283,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 12,781 | $283,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 43,033 | $282,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 21,594 | $281,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,085 | $281,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 8,043 | $280,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 12,638 | $280,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 14,040 | $279,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 16,405 | $279,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 7,932 | $279,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 11,787 | $278,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 15,427 | $278,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 165,072 | $278,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 56,369 | $278,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 37,142 | $278,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 12,679 | $278,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 12,143 | $277,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,312 | $277,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 21,237 | $276,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 9,535 | $276,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 13,013 | $276,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,901 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 13,767 | $275,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 14,084 | $274,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 18,602 | $274,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 15,282 | $274,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 22,939 | $273,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 43,178 | $272,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 19,273 | $272,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,549 | $272,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 10,050 | $271,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 38,159 | $270,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 7,700 | $270,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 13,150 | $268,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 14,999 | $268,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,850 | $267,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 14,496 | $267,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 19,840 | $267,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 16,223 | $266,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 216,000 | $266,000 | thousands by filing date | principal |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 75,010 | $266,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 22,574 | $266,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 55,469 | $265,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 17,701 | $265,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 5,821 | $264,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 15,583 | $264,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 14,775 | $263,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 32,923 | $263,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 25,164 | $262,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 31,052 | $262,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,572 | $261,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 25,707 | $261,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 6,754 | $261,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,591 | $260,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,033 | $260,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 34,299 | $259,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 5,091 | $259,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 24,667 | $258,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 142,724 | $257,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 11,185 | $257,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 63,818 | $257,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 9,740 | $255,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 12,433 | $255,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 6,884 | $253,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 10,835 | $252,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 114,108 | $251,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 84,554 | $249,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 12,839 | $249,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 22,226 | $248,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 11,195 | $248,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 18,963 | $247,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,278 | $247,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 229,014 | $247,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 27,911 | $247,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 10,511 | $246,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 79,703 | $246,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 23,129 | $246,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 29,916 | $245,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 14,467 | $243,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 21,187 | $242,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 24,468 | $242,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 25,461 | $240,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 61,837 | $239,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 17,261 | $238,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 5,369 | $238,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 96,499 | $238,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 7,310 | $236,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 18,282 | $236,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,900 | $235,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,410 | $234,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 227,000 | $234,000 | thousands by filing date | principal |
| EMCORE CORP | 290846203 | COM | 39,021 | $234,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 53,639 | $232,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,696 | $231,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 23,007 | $231,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 142,709 | $231,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 46,797 | $231,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 11,231 | $230,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 18,816 | $230,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 30,019 | $228,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,560 | $228,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,850 | $228,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,723 | $228,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 7,744 | $227,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 67,931 | $227,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 22,559 | $227,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 9,479 | $227,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,016 | $226,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,902 | $226,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 224,000 | $226,000 | thousands by filing date | principal |
| ALICO INC | 016230104 | COM | 4,978 | $225,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 85,210 | $225,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 32,911 | $225,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 21,212 | $225,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 16,642 | $225,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 57,159 | $224,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 11,512 | $223,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 72,918 | $223,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,472 | $221,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 9,407 | $221,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 15,279 | $221,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 57,032 | $220,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 7,874 | $219,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 22,017 | $218,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 125,640 | $217,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 7,089 | $217,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 32,157 | $217,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 12,872 | $216,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 17,789 | $215,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,306 | $214,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,084 | $213,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,787 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,044 | $212,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,286 | $212,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 50,724 | $212,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 17,097 | $212,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 11,517 | $211,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,538 | $210,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,505 | $210,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 15,755 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 30,634 | $210,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,886 | $209,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 10,633 | $209,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 8,285 | $209,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 87,795 | $208,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 13,987 | $207,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 24,750 | $206,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 36,694 | $206,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 19,008 | $205,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 12,840 | $205,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,336 | $204,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 29,292 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 19,086 | $204,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,644 | $203,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 9,181 | $203,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 24,982 | $202,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 41,622 | $202,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 11,423 | $201,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 2,759 | $201,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 14,274 | $201,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 29,671 | $201,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30,110 | $200,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 7,029 | $200,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 32,428 | $200,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 23,273 | $200,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,535 | $199,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 6,860 | $199,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 118,843 | $199,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 74,962 | $199,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 263,916 | $198,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 107,531 | $198,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 355,805 | $197,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,027 | $197,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 5,009 | $197,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 16,654 | $197,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 164,088 | $197,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 40,368 | $197,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 173,656 | $197,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 8,506 | $196,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 7,121 | $196,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 17,729 | $196,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 19,162 | $196,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 95,350 | $196,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 51,473 | $195,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 7,794 | $195,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 45,875 | $195,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 24,243 | $195,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 45,381 | $194,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 16,298 | $194,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 29,626 | $194,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 67,888 | $194,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 29,155 | $193,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 11,153 | $193,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 11,750 | $193,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 48,900 | $193,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 12,418 | $193,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,771 | $193,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,397 | $192,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 56,477 | $192,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 16,571 | $192,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 84,608 | $192,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 271,709 | $191,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 62,271 | $191,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 63,011 | $190,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 57,334 | $187,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 63,741 | $187,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 8,475 | $187,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 170,286 | $186,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 9,536 | $186,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 17,902 | $186,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 13,620 | $185,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 302,000 | $184,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 23,867 | $184,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 48,475 | $184,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 14,224 | $184,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 5,129 | $184,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 36,403 | $184,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 3,750 | $184,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 7,903 | $183,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 107,200 | $183,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 12,225 | $183,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 18,236 | $182,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 101,242 | $182,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 8,723 | $181,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 23,647 | $181,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 8,719 | $181,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 16,498 | $181,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 12,231 | $181,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 7,298 | $181,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 8,896 | $180,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 26,434 | $180,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 102,655 | $179,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 45,458 | $179,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,910 | $178,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 18,741 | $178,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 11,920 | $178,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 200,486 | $177,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 17,687 | $177,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 14,625 | $176,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 14,416 | $176,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 10,474 | $176,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 19,645 | $175,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 83,667 | $174,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,821 | $174,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,708 | $174,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 13,460 | $174,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 5,760 | $174,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 34,322 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,835 | $173,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,190 | $172,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 506,875 | $172,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 2,064 | $172,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,591 | $172,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 14,836 | $171,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 27,276 | $170,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 27,045 | $168,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,596 | $168,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 16,332 | $168,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 24,232 | $168,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 5,142 | $168,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 9,981 | $167,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 43,387 | $167,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 15,083 | $166,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 3,041 | $166,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,586 | $165,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 13,713 | $165,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,974 | $165,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 4,459 | $165,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,213 | $165,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,967 | $164,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 13,900 | $164,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 7,220 | $164,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 22,558 | $163,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 68,950 | $163,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 17,842 | $163,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 12,000 | $163,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 14,287 | $162,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 42,615 | $162,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 159,000 | $162,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 58,000 | $162,000 | thousands by filing date | principal |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 22,480 | $162,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $161,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5,024 | $161,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 22,490 | $161,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 14,426 | $161,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 18,812 | $160,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 25,764 | $160,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 186,921 | $160,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 55,973 | $159,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 5,540 | $159,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 30,261 | $158,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,474 | $158,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,318 | $158,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 34,379 | $158,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 5,455 | $158,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 50,971 | $158,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,156 | $157,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 27,157 | $157,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 52,592 | $156,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 66,584 | $156,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,935 | $155,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5,674 | $155,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 5,395 | $154,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 7,102 | $154,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 52,524 | $154,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 21,920 | $154,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 11,447 | $154,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,861 | $153,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,548 | $153,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 73,607 | $153,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 20,966 | $153,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 13,294 | $153,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,700 | $152,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 18,050 | $152,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 37,400 | $152,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 3,410 | $152,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 3,854 | $152,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,530 | $151,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,920 | $151,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 21,580 | $151,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 157,000 | $151,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 6,063 | $150,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 3,946 | $150,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 11,932 | $150,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,201 | $150,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 6,529 | $149,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 15,429 | $149,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 61,429 | $149,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 22,967 | $148,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,901 | $147,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 13,391 | $147,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 4,345 | $147,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5,440 | $146,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3,422 | $146,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 74,580 | $145,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 24,448 | $145,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 252,883 | $145,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,538 | $143,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 11,131 | $142,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 6,850 | $142,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 25,433 | $142,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $141,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 22,700 | $141,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,948 | $141,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 9,354 | $141,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,381 | $141,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 8,646 | $141,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 9,172 | $140,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 55,772 | $140,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 22,944 | $140,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 4,962 | $140,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 9,085 | $140,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 4,840 | $140,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 25,881 | $140,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,300 | $140,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 5,460 | $139,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 21,986 | $139,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,585 | $139,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 13,465 | $139,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 22,875 | $138,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 141,719 | $138,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 3,815 | $138,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 6,520 | $138,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 12,656 | $137,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,694 | $137,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 193,954 | $137,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,515 | $136,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 11,583 | $136,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 9,447 | $136,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 447,116 | $135,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,612 | $134,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 11,500 | $134,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 9,023 | $134,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 7,128 | $134,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,780 | $133,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 103,264 | $133,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 15,000 | $133,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 151,000 | $133,000 | thousands by filing date | principal |
| VOC ENERGY TR | 91829B103 | TR UNIT | 23,186 | $132,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 38,219 | $132,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 329,400 | $132,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 6,197 | $131,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,127 | $131,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 5,505 | $131,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 184,669 | $130,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 8,599 | $130,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,100 | $129,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 244,159 | $129,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 1,295 | $129,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 24,084 | $129,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 15,600 | $128,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,504 | $128,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 4,839 | $128,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 13,919 | $128,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 5,000 | $127,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 8,532 | $127,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 5,518 | $127,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 12,280 | $127,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 4,540 | $127,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 12,642 | $127,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 18,500 | $127,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 41,879 | $126,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 8,527 | $126,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 12,731 | $125,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 23,197 | $125,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 8,095 | $125,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 64,134 | $125,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 15,745 | $124,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 69,844 | $124,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 39,700 | $124,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,372 | $124,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 6,968 | $124,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 29,001 | $123,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 198,000 | $122,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,937 | $122,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 23,001 | $122,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 45,158 | $122,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 7,006 | $121,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 4,490 | $121,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 54,305 | $121,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,107 | $121,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 12,136 | $121,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 13,985 | $120,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,887 | $120,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 329,258 | $120,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,218 | $119,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,780 | $119,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 13,725 | $119,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 4,604 | $119,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 14,262 | $119,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,300 | $118,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000334 | this filing | 2015-08-12 | acceptance time not in the bulk data set |