13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 6,946 holding rows worth $288,503,556,000.
- Accession
- 0000895421-15-000334
- Filer
- CIK 895421
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 24,396 entries on the cover page, a total value of $288,503,556,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,503,556,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOINGO WIRELESS INC | 09739C102 | COM | 14,306 | $118,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 111,967 | $118,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 9,621 | $117,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,383 | $117,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 9,456 | $117,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 18,691 | $117,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 4,650 | $117,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 33,814 | $117,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 78,913 | $116,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,846 | $116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 12,022 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 14,053 | $116,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 7,681 | $116,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 11,643 | $116,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,387 | $115,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 45,912 | $115,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 5,158 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 9,353 | $115,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 35,714 | $115,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,900 | $114,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,410 | $114,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,461 | $114,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 28,500 | $114,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,375 | $114,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 21,557 | $113,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 8,000 | $113,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 6,801 | $113,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 11,106 | $113,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 4,672 | $113,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 10,678 | $112,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 91,359 | $112,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 9,066 | $112,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,420 | $111,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 6,909 | $111,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 7,226 | $111,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 12,075 | $111,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 6,546 | $111,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 18,069 | $111,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 6,572 | $110,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 15,739 | $110,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 3,908 | $110,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 13,582 | $109,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 7,109 | $109,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 42,489 | $109,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 162,628 | $108,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 46,094 | $108,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 7,910 | $107,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 8,173 | $107,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 5,469 | $107,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 6,400 | $107,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,561 | $107,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 17,900 | $107,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,995 | $106,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,021 | $106,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,009 | $106,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 19,629 | $106,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 32,600 | $106,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 104,000 | $106,000 | thousands by filing date | principal |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,071 | $105,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 16,218 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 2,281 | $105,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 8,349 | $105,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 105,000 | $105,000 | thousands by filing date | principal |
| ESSA BANCORP INC COM | 29667D104 | Stock | 8,036 | $104,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,500 | $104,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,664 | $104,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 21,258 | $104,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,004 | $104,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 108,000 | $104,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 7,093 | $103,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 57,020 | $103,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 206,787 | $103,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 64,253 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,198 | $102,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 68,240 | $102,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 13,294 | $102,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 61,549 | $102,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 12,206 | $102,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,537 | $102,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 2,413 | $102,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 16,917 | $102,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 26,119 | $101,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 9,037 | $101,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 65,858 | $101,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 6,663 | $101,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 4,353 | $101,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 27,938 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,313 | $100,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,014 | $100,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 7,695 | $100,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 51,359 | $100,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 47,436 | $100,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,211 | $100,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 18,803 | $100,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,800 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 872 | $99,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 183,905 | $99,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 100,000 | $99,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,719 | $99,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 14,894 | $99,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 5,237 | $99,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 24,571 | $98,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 184,274 | $98,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 5,889 | $98,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 47,803 | $97,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 39,000 | $97,000 | thousands by filing date | principal |
| ESSEX RENT CORP COM | 297187106 | Common | 119,253 | $97,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 46,801 | $97,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 7,336 | $96,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 8,369 | $96,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 9,124 | $96,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,071 | $96,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,033 | $96,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 6,289 | $96,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 3,094 | $96,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 7,582 | $96,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 6,031 | $96,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 5,765 | $95,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 5,361 | $95,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,482 | $95,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,807 | $94,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 13,005 | $94,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,761 | $94,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,486 | $94,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 7,932 | $94,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 14,000 | $94,000 | thousands by filing date | principal |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 3,699 | $94,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 790 | $94,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 3,927 | $93,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,750 | $93,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 6,050 | $93,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,417 | $92,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 65,656 | $92,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 53,980 | $92,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,751 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,873 | $91,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 94,906 | $91,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 39,177 | $91,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 35,774 | $90,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 7,734 | $90,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 68,466 | $90,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 2,804 | $90,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 3,053 | $89,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 9,594 | $89,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 7,144 | $89,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 35,083 | $89,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 19,225 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 9,203 | $89,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 27,260 | $89,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 83,000 | $88,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,618 | $87,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,245 | $87,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,656 | $87,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 4,956 | $87,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 5,045 | $87,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,550 | $86,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 12,836 | $86,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,275 | $86,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,122 | $86,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 3,216 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 4,428 | $86,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,291 | $86,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 16,018 | $86,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 13,680 | $86,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,763 | $86,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 6,323 | $86,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 52,878 | $86,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,456 | $85,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 25,532 | $85,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 7,385 | $85,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,328 | $85,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 1,614 | $85,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,103 | $84,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,800 | $84,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 11,926 | $84,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 10,008 | $84,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 41,429 | $84,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 42,584 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,723 | $83,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 78,313 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 4,581 | $83,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 4,012 | $83,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 5,038 | $82,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 4,066 | $82,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 835 | $82,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,078 | $82,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 13,786 | $82,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 16,124 | $82,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K828 | NT GS BLL 3X NEW | 3,911 | $82,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 8,140 | $81,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,122 | $81,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,500 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,426 | $81,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 191,886 | $81,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 4,464 | $81,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,164 | $81,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 6,472 | $80,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,901 | $80,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,303 | $80,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 25,908 | $80,000 | thousands by filing date | |
| BOULEVARD ACQUI | 10157P104 | Common Stock | 6,422 | $80,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,288 | $79,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,910 | $79,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 57,795 | $79,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 8,506 | $79,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 3,797 | $79,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,552 | $78,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 7,649 | $78,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 13,266 | $78,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,974 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 2,642 | $78,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 43,900 | $78,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 2,469 | $78,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1,515 | $78,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,163 | $77,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 6,804 | $77,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 5,954 | $77,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 188,578 | $77,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 31,407 | $77,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 3,907 | $77,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 61,915 | $77,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,900 | $76,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,017 | $76,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 70,000 | $76,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 228,935 | $76,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 111,688 | $76,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 3,417 | $75,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 3,116 | $75,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,362 | $74,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,366 | $74,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 2,243 | $74,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 78,000 | $74,000 | thousands by filing date | principal |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 9,752 | $73,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,447 | $73,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,631 | $73,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 8,739 | $73,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 10,615 | $72,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,834 | $71,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 33,625 | $71,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 29,905 | $71,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,078 | $71,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,746 | $71,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 3,000 | $71,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 58,928 | $71,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 7,582 | $70,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,173 | $70,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,140 | $70,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 28,841 | $70,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 125,050 | $70,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,247 | $70,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 5,394 | $70,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 79,312 | $70,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 9,549 | $69,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,350 | $69,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 8,981 | $69,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 16,274 | $69,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 2,646 | $69,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,601 | $68,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 8,040 | $67,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,312 | $67,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 27,934 | $67,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,715 | $67,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 3,882 | $67,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 3,151 | $66,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 7,313 | $66,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 20,096 | $66,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,463 | $65,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 278,799 | $65,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 31,361 | $64,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 15,011 | $64,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,649 | $64,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 31,930 | $64,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 28,400 | $64,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,786 | $64,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 14,773 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 1,027 | $63,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 4,500 | $63,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,239 | $63,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 17,348 | $63,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,557 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 701 | $62,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 6,362 | $62,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 9,173 | $62,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 59 | $62,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 3,614 | $62,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,786 | $61,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 8,613 | $61,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,142 | $61,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,555 | $61,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 4,051 | $61,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 8,903 | $60,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,274 | $60,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 5,794 | $60,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 6,101 | $60,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 2,431 | $60,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,848 | $59,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 16,758 | $59,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,507 | $59,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,333 | $59,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 4,480 | $59,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 9,764 | $59,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 3,624 | $59,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 2,151 | $59,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 41,675 | $59,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 4,081 | $59,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 3,400 | $58,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,336 | $58,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,900 | $58,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 2,725 | $58,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 16,813 | $58,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,331 | $58,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 4,568 | $58,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 3,636 | $58,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,837 | $57,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 59,350 | $57,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,989 | $57,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 3,342 | $57,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 6,412 | $57,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 24,855 | $56,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4,417 | $56,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,487 | $56,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 25,318 | $56,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 179,392 | $56,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 4,521 | $56,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 79,548 | $56,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 5,661 | $55,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 55,090 | $55,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 38,467 | $55,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 3,917 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,642 | $54,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,557 | $54,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 7,439 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 5,043 | $54,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,675 | $54,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,953 | $54,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 54,000 | $53,000 | thousands by filing date | principal |
| DEX MEDIA INC | 25213A107 | COM | 72,911 | $53,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 23,023 | $53,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 8,057 | $52,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 4,541 | $52,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,386 | $52,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $52,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 5,510 | $52,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 27,534 | $52,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 71,000 | $52,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 12,737 | $51,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 5,736 | $51,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 4,807 | $51,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,832 | $51,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 761 | $51,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 26,161 | $50,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 6,607 | $50,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 209,050 | $50,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 36,093 | $50,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,010 | $50,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 3,505 | $50,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,010 | $49,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,047 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,778 | $49,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,446 | $49,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,675 | $49,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 16,547 | $49,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 29,000 | $49,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 518 | $48,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,908 | $48,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 7,910 | $48,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $48,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 9,598 | $48,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 221,435 | $48,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 52,933 | $48,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 104,669 | $48,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 44,000 | $48,000 | thousands by filing date | principal |
| SILVERCREST MINES INC | 828365106 | COMMON | 48,500 | $48,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 5,805 | $48,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,012 | $47,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,890 | $47,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 3,660 | $47,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,949 | $47,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,008 | $47,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 46,328 | $47,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 46,000 | $47,000 | thousands by filing date | principal |
| CASELLA WASTE SYS INC | 147448104 | CL A | 8,158 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,759 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 5,635 | $46,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 30,000 | $46,000 | thousands by filing date | principal |
| VOLITIONRX LTD | 928661107 | COM | 11,500 | $46,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 8,056 | $46,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 4,757 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 1,388 | $46,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 24,000 | $46,000 | thousands by filing date | principal |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 3,815 | $46,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,475 | $46,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 16,909 | $46,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,478 | $45,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,880 | $45,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 6,726 | $45,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 47,000 | $45,000 | thousands by filing date | principal |
| VERMILLION INC | 92407M206 | COM NEW | 22,030 | $45,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 928 | $45,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 4,393 | $45,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 43,000 | $45,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,463 | $44,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 640 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,216 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 451 | $44,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 8,644 | $44,000 | thousands by filing date | |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 5,840 | $44,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 15,713 | $44,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,628 | $43,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,697 | $43,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 29,498 | $43,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,406 | $43,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 3,773 | $43,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 52,348 | $43,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 2,415 | $43,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 48,000 | $43,000 | thousands by filing date | principal |
| ENERGY FUELS INC | 292671708 | COM NEW | 9,562 | $42,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,311 | $42,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 800 | $42,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 43,000 | $42,000 | thousands by filing date | principal |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,845 | $42,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 41,000 | $42,000 | thousands by filing date | principal |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 2,650 | $42,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,920 | $41,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,001 | $41,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,026 | $41,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 39,000 | $41,000 | thousands by filing date | principal |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 4,834 | $41,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,755 | $41,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 8,000 | $41,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 4,717 | $41,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,501 | $40,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,511 | $40,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,681 | $40,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 7,926 | $40,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 28,767 | $40,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 4,600 | $40,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 2,170 | $40,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 42,000 | $40,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 21,000 | $39,000 | thousands by filing date | principal |
| MEETME INC | 585141104 | COM | 23,384 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 707 | $39,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 47,000 | $39,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 45,000 | $39,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 1,425 | $38,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 14,810 | $38,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,775 | $38,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 4,379 | $38,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 34,730 | $38,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 6,847 | $38,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,703 | $38,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,437 | $38,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 17,350 | $38,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 28,000 | $38,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 29,000 | $38,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,378 | $38,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 4,591 | $38,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 9,813 | $38,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 2,000 | $38,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 5,380 | $38,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 5,639 | $37,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,815 | $37,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,031 | $37,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 2,039 | $37,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,436 | $37,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 77,889 | $37,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 3,717 | $37,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 8,365 | $37,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,200 | $37,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 11,700 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,300 | $37,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 3,938 | $37,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 28,000 | $37,000 | thousands by filing date | principal |
| Neothetics Inc | 64066G101 | COM | 4,160 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 4,352 | $37,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,600 | $36,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 2,435 | $36,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 6,790 | $36,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2,155 | $36,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 22,068 | $36,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 5,082 | $36,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,467 | $36,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,517 | $36,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 20,901 | $36,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 740 | $36,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 13,727 | $36,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 36,000 | $36,000 | thousands by filing date | principal |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,456 | $35,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 15,762 | $35,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,766 | $35,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 31,010 | $35,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 5,837 | $35,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,702 | $35,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 183,558 | $35,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 2,722 | $35,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 7,658 | $34,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,054 | $34,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,740 | $34,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 6,018 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 680 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000334 | this filing | 2015-08-12 | acceptance time not in the bulk data set |