13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 6,946 holding rows worth $288,503,556,000.
- Accession
- 0000895421-15-000334
- Filer
- CIK 895421
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 24,396 entries on the cover page, a total value of $288,503,556,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,503,556,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUIDEL CORP | 74838J101 | COM | 56,782 | $1,303,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 50,551 | $1,300,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 61,648 | $1,298,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 68,599 | $1,298,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 38,940 | $1,295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 17,801 | $1,293,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 54,961 | $1,292,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 159,367 | $1,292,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 98,805 | $1,291,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 24,828 | $1,286,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 29,962 | $1,286,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 51,915 | $1,285,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 199,114 | $1,285,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 234,062 | $1,281,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 85,627 | $1,281,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 157,384 | $1,280,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 19,420 | $1,280,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 71,655 | $1,270,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 147,232 | $1,270,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 159,539 | $1,268,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 48,730 | $1,268,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 290,367 | $1,266,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 14,494 | $1,266,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 33,212 | $1,261,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 79,542 | $1,260,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 113,831 | $1,257,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 119,531 | $1,255,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 24,969 | $1,252,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 32,083 | $1,251,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 16,454 | $1,250,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 95,086 | $1,250,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 93,597 | $1,249,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 74,539 | $1,248,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 27,628 | $1,247,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 122,833 | $1,247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 14,474 | $1,245,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 24,497 | $1,244,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,226 | $1,243,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 41,406 | $1,243,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 75,169 | $1,238,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 38,397 | $1,237,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 63,381 | $1,236,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 107,488 | $1,235,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 24,889 | $1,233,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 76,204 | $1,233,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 121,500 | $1,231,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 29,654 | $1,229,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 38,250 | $1,223,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 43,781 | $1,220,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 130,007 | $1,218,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 47,365 | $1,217,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 89,874 | $1,217,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 83,474 | $1,215,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 50,933 | $1,215,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 95,625 | $1,212,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 131,031 | $1,209,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 15,343 | $1,209,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 34,927 | $1,209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 45,832 | $1,207,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 133,207 | $1,205,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 73,778 | $1,202,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 422,494 | $1,199,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 527,324 | $1,198,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 16,864 | $1,196,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 49,699 | $1,196,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 179,349 | $1,191,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 147,573 | $1,190,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 39,326 | $1,190,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,894 | $1,186,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 186,301 | $1,185,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 60,193 | $1,184,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 96,989 | $1,183,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 49,535 | $1,182,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 33,836 | $1,179,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 16,417 | $1,178,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 99,280 | $1,178,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 16,285 | $1,175,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 72,678 | $1,173,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 134,922 | $1,169,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 64,678 | $1,169,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 45,242 | $1,168,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 60,342 | $1,167,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 73,791 | $1,165,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 31,880 | $1,162,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 82,727 | $1,161,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 95,037 | $1,157,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 583,597 | $1,156,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,193,000 | $1,154,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 154,345 | $1,153,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 91,963 | $1,153,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 41,362 | $1,152,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 98,807 | $1,147,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 26,058 | $1,146,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 56,371 | $1,146,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 21,266 | $1,144,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 446,984 | $1,144,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 40,995 | $1,143,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 120,966 | $1,140,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 127,067 | $1,138,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 35,476 | $1,137,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 38,404 | $1,136,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 45,625 | $1,132,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 79,342 | $1,132,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,047,526 | $1,131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 26,250 | $1,129,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 1,134,000 | $1,128,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 33,126 | $1,127,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 59,401 | $1,127,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 29,181 | $1,127,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 78,062 | $1,125,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 17,849 | $1,125,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 196,793 | $1,123,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 22,057 | $1,122,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 66,329 | $1,119,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 67,822 | $1,119,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 104,892 | $1,117,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 21,779 | $1,117,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 104,890 | $1,115,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 23,440 | $1,109,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 31,423 | $1,108,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 81,414 | $1,108,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 61,910 | $1,106,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 45,523 | $1,106,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 72,887 | $1,102,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 28,560 | $1,102,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 83,456 | $1,101,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 20,416 | $1,097,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 71,058 | $1,097,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 16,034 | $1,095,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 73,766 | $1,095,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 25,178 | $1,094,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 75,391 | $1,094,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 72,643 | $1,091,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 68,330 | $1,088,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 295,718 | $1,088,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 112,435 | $1,086,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 42,255 | $1,085,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 72,679 | $1,083,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 54,258 | $1,083,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 82,679 | $1,075,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 92,753 | $1,073,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 39,717 | $1,071,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 141,600 | $1,071,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 152,176 | $1,070,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 157,894 | $1,069,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 61,831 | $1,068,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 77,323 | $1,067,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 122,286 | $1,067,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 32,534 | $1,065,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 51,751 | $1,064,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 67,375 | $1,064,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 84,114 | $1,064,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 226,347 | $1,064,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 28,703 | $1,063,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 71,889 | $1,062,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,650 | $1,058,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 68,986 | $1,058,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 71,096 | $1,058,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 969,771 | $1,057,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 17,005 | $1,056,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 218,260 | $1,054,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 112,675 | $1,053,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 88,089 | $1,052,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 239,032 | $1,049,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 93,877 | $1,047,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 277,485 | $1,047,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 67,772 | $1,046,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 39,092 | $1,041,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 162,896 | $1,040,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 342,459 | $1,040,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 384,802 | $1,039,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 29,862 | $1,039,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 30,701 | $1,037,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 173,293 | $1,036,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 37,266 | $1,035,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 58,999 | $1,034,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 109,621 | $1,033,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 71,907 | $1,033,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 27,128 | $1,031,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 141,072 | $1,030,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 83,392 | $1,028,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 330,793 | $1,019,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 60,401 | $1,019,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 15,763 | $1,018,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 716,000 | $1,016,000 | thousands by filing date | principal |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 92,177 | $1,014,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 35,668 | $1,013,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 996,000 | $1,013,000 | thousands by filing date | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 60,217 | $1,011,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 213,036 | $1,011,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 606,000 | $1,008,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 17,004 | $1,007,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 121,317 | $1,004,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 76,510 | $1,004,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 82,024 | $1,003,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 37,732 | $1,000,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 318,204 | $1,000,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,278 | $998,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 139,092 | $998,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $997,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 51,979 | $995,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 39,785 | $994,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 91,957 | $993,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 84,805 | $993,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 21,183 | $992,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 45,402 | $990,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 59,540 | $988,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 28,536 | $987,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 334,914 | $985,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 217,733 | $984,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 24,743 | $983,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 98,759 | $982,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 28,385 | $981,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 39,134 | $981,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 238,452 | $980,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 33,203 | $978,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 106,190 | $976,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 14,005 | $975,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 123,089 | $975,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 15,357 | $974,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 72,072 | $972,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 234,187 | $972,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 39,548 | $968,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 39,595 | $966,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 20,905 | $965,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 18,955 | $964,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 25,238 | $963,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 29,074 | $963,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 104,856 | $963,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 86,278 | $962,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 282,956 | $961,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 19,076 | $960,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 7,929 | $960,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 55,869 | $958,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 28,232 | $958,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 31,027 | $957,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 76,033 | $957,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 39,767 | $956,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 12,385 | $956,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 75,575 | $953,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 408,728 | $952,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 16,769 | $952,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 118,308 | $950,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 34,927 | $949,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 205,200 | $948,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 110,500 | $946,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 22,610 | $945,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 129,001 | $943,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 9,357 | $943,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 49,562 | $940,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 795,576 | $939,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 37,205 | $939,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 92,862 | $938,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 63,791 | $938,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 110,363 | $937,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 71,172 | $936,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 96,371 | $935,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 73,516 | $935,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 53,231 | $935,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 73,678 | $933,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 41,684 | $931,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 51,609 | $928,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 22,907 | $928,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 143,267 | $927,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 177,998 | $926,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 83,731 | $926,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 18,967 | $925,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 56,939 | $924,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 682,478 | $921,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 142,984 | $919,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 56,419 | $919,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 40,642 | $918,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 63,924 | $916,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 188,390 | $914,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 48,172 | $914,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 37,194 | $910,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 66,993 | $910,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 167,174 | $909,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 30,630 | $909,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 18,744 | $906,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 24,452 | $906,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 49,507 | $905,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 8,054 | $905,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 14,149 | $905,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 41,787 | $904,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 78,789 | $904,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 270,488 | $903,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 77,598 | $902,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 48,410 | $899,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 72,031 | $898,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 20,456 | $898,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 11,911 | $897,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 42,875 | $897,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 50,011 | $895,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 25,415 | $892,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 67,823 | $890,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 66,314 | $890,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 22,651 | $889,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 27,018 | $885,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 40,257 | $885,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 61,390 | $882,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 235,795 | $882,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 13,506 | $881,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 226,529 | $881,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 40,390 | $880,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 17,588 | $879,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 68,999 | $878,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 8,441 | $877,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 816,000 | $877,000 | thousands by filing date | principal |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 18,689 | $873,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 146,213 | $873,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 130,112 | $871,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 57,120 | $870,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 82,138 | $867,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 34,257 | $867,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 17,382 | $866,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 59,616 | $866,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 187,807 | $866,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 62,867 | $865,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 22,727 | $864,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 16,938 | $862,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 21,926 | $862,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 27,889 | $862,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 62,556 | $859,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 57,164 | $857,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 60,601 | $856,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 35,462 | $854,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 39,496 | $853,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 24,630 | $853,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 64,262 | $852,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 52,585 | $847,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 12,494 | $845,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 98,515 | $845,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 32,726 | $843,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 96,571 | $840,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 83,097 | $839,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 151,631 | $838,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 20,065 | $837,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 30,750 | $837,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,713 | $837,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 33,509 | $836,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 40,732 | $835,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 93,027 | $833,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 44,756 | $832,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 75,607 | $828,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 31,948 | $827,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 19,026 | $826,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 50,652 | $826,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 62,118 | $825,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 45,397 | $823,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 66,079 | $822,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 37,328 | $820,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 99,230 | $818,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 38,459 | $818,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 332,332 | $814,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 102,338 | $814,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 20,304 | $813,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 13,294 | $813,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 90,775 | $811,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 52,041 | $811,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 38,107 | $810,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 99,905 | $810,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 16,420 | $809,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 25,611 | $808,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 178,365 | $806,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 50,124 | $806,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 70,363 | $804,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 41,227 | $802,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 27,054 | $802,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 46,317 | $799,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 13,782 | $798,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 52,960 | $798,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 32,251 | $797,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 48,056 | $796,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 26,710 | $793,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 465,400 | $792,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 10,049 | $789,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 18,228 | $789,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 53,036 | $789,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 9,338 | $789,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 27,460 | $789,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 53,145 | $786,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 71,028 | $783,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 12,700 | $782,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 56,456 | $782,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 31,544 | $782,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 19,323 | $781,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 14,905 | $780,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 150,177 | $779,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 41,666 | $779,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 16,965 | $779,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 18,118 | $778,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 47,013 | $778,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 137,485 | $777,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 360,659 | $775,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 67,754 | $773,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 119,566 | $772,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 225,120 | $770,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 50,598 | $770,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 58,392 | $770,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 21,664 | $768,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 46,314 | $765,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 125,836 | $761,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 65,658 | $761,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 22,056 | $760,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 46,788 | $760,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 19,219 | $760,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 20,097 | $759,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 66,772 | $758,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 36,918 | $757,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 34,970 | $754,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 52,323 | $753,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 138,808 | $752,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 22,645 | $750,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 47,790 | $746,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 40,540 | $746,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 266,340 | $746,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 358,931 | $746,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 45,972 | $746,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,760 | $745,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 21,741 | $744,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 97,042 | $744,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 10,434 | $742,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 55,141 | $740,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 125,749 | $740,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 25,937 | $740,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 39,917 | $739,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 43,512 | $738,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 900,628 | $738,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 120,521 | $737,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 128,000 | $736,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 29,895 | $732,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 8,221 | $731,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 132,047 | $731,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 25,138 | $729,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,335 | $728,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 17,916 | $727,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 112,789 | $727,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 30,117 | $725,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 36,197 | $722,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 57,219 | $721,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 40,887 | $720,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 27,051 | $720,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 46,989 | $718,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 69,669 | $717,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 17,539 | $717,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 172,930 | $717,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 30,780 | $716,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 14,678 | $715,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 116,570 | $715,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 189,890 | $714,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 14,477 | $714,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 90,318 | $714,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 19,507 | $713,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 31,023 | $713,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 28,179 | $711,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 59,570 | $710,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 500,000 | $709,000 | thousands by filing date | principal |
| ESCALADE INC | 296056104 | COMMON STOCK | 38,520 | $708,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 269,288 | $708,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 139,379 | $708,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 287,256 | $707,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 56,372 | $706,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 54,170 | $705,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 31,650 | $704,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 85,798 | $704,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 229,883 | $703,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 10,694 | $702,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 52,077 | $701,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 47,727 | $699,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 33,466 | $699,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 216,282 | $698,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 76,231 | $698,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,609 | $696,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 22,871 | $696,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 56,790 | $696,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 22,801 | $693,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 64,887 | $693,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,641 | $692,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 52,164 | $692,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 283,986 | $692,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 22,975 | $691,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 593,959 | $690,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 61,179 | $689,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 31,421 | $689,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 723,000 | $689,000 | thousands by filing date | principal |
| GLOBAL SOURCES LTD | G39300101 | ORD | 98,738 | $686,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 54,696 | $683,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 90,998 | $683,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 9,226 | $682,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 30,812 | $680,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 28,955 | $678,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 19,898 | $677,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 45,484 | $677,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 49,116 | $676,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 26,022 | $675,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 317,985 | $674,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 39,712 | $673,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 52,835 | $672,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 48,436 | $671,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000334 | this filing | 2015-08-12 | acceptance time not in the bulk data set |