13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,838 holding rows worth $260,206,652,000.
- Accession
- 0000895421-14-000486
- Filer
- CIK 895421
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 25,165 entries on the cover page, a total value of $260,206,652,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,206,652,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHARLES RIV LABS INTL INC | 159864107 | COM | 310,865 | $18,572,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,015,406 | $18,501,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 459,814 | $18,490,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,413,177 | $18,414,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,353,350 | $18,406,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,345,591 | $18,313,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 502,534 | $18,237,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 470,612 | $18,232,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 391,963 | $18,221,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 227,278 | $18,213,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 499,782 | $18,196,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,050,828 | $18,169,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 534,832 | $18,168,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 732,947 | $18,140,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,031,201 | $18,139,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 445,935 | $18,102,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,567,114 | $18,085,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 528,409 | $18,035,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,412,673 | $18,023,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 517,842 | $17,960,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 554,094 | $17,958,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 911,297 | $17,944,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 368,871 | $17,899,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 615,415 | $17,884,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 336,922 | $17,853,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 406,157 | $17,822,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 376,550 | $17,803,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,264,119 | $17,774,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,303,453 | $17,766,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 377,424 | $17,739,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 588,453 | $17,718,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 266,749 | $17,702,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 244,121 | $17,667,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 233,280 | $17,656,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 781,169 | $17,647,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 541,203 | $17,643,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 387,499 | $17,623,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 303,369 | $17,592,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,621,227 | $17,589,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 698,407 | $17,543,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,724,124 | $17,517,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 993,344 | $17,503,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 274,174 | $17,496,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 673,693 | $17,495,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 356,094 | $17,466,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 540,746 | $17,466,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 349,480 | $17,415,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,450,919 | $17,411,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 449,465 | $17,390,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 484,097 | $17,322,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 988,383 | $17,307,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 381,953 | $17,283,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 416,398 | $17,279,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,386,272 | $17,260,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 411,941 | $17,223,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 390,499 | $17,194,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 464,875 | $17,192,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 562,357 | $17,186,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 564,706 | $17,172,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 139,082 | $17,149,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,490,941 | $17,113,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 310,070 | $17,103,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 434,836 | $17,085,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 682,151 | $17,074,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,602,500 | $17,018,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,196,488 | $16,966,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 448,670 | $16,959,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 44,479 | $16,949,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 477,067 | $16,931,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 507,178 | $16,930,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 726,022 | $16,887,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 964,283 | $16,846,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 298,879 | $16,836,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 704,894 | $16,819,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 187,150 | $16,815,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 578,225 | $16,797,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,485,975 | $16,776,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 489,541 | $16,767,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,675,617 | $16,756,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 461,549 | $16,740,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 370,853 | $16,722,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,460,191 | $16,679,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 605,393 | $16,672,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 406,060 | $16,629,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 555,610 | $16,585,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 326,425 | $16,579,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 607,808 | $16,563,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 546,424 | $16,523,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 745,193 | $16,513,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 482,020 | $16,509,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 423,511 | $16,487,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 275,039 | $16,472,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 324,287 | $16,464,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 171,599 | $16,453,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 343,265 | $16,435,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 16,623,000 | $16,417,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 440,091 | $16,393,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 918,549 | $16,378,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 155,303 | $16,348,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,472,471 | $16,345,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 808,653 | $16,326,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 222,411 | $16,280,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 262,912 | $16,275,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,355,276 | $16,263,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,459,752 | $16,261,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 664,042 | $16,250,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 612,836 | $16,215,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 177,176 | $16,213,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 399,427 | $16,209,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,036,792 | $16,205,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 188,081 | $16,187,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 593,234 | $16,148,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 15,331,000 | $16,079,000 | thousands by filing date | principal |
| DENTSPLY INTL INC | 249030107 | COM | 351,951 | $16,048,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 214,757 | $16,042,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 1,144,320 | $15,986,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 248,999 | $15,942,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 931,986 | $15,910,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 232,537 | $15,905,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 751,496 | $15,835,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 255,956 | $15,794,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E390 | S&P500 CRD OIL | 395,303 | $15,792,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 236,193 | $15,777,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 222,909 | $15,736,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 589,556 | $15,735,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 369,268 | $15,663,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 712,220 | $15,642,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 417,805 | $15,634,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 14,634,000 | $15,622,000 | thousands by filing date | principal |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,281,364 | $15,620,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,138,294 | $15,618,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,076,072 | $15,613,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 179,783 | $15,598,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 387,101 | $15,589,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 741,381 | $15,576,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,079,516 | $15,551,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,234,549 | $15,531,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 695,457 | $15,523,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 402,126 | $15,510,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 294,954 | $15,497,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 140,061 | $15,479,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 446,114 | $15,476,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 686,903 | $15,470,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 271,768 | $15,465,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 256,667 | $15,458,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 386,461 | $15,454,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 395,338 | $15,426,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 102,648 | $15,397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 164,676 | $15,340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,335,526 | $15,332,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,247,769 | $15,297,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 552,853 | $15,286,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,139,315 | $15,284,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 380,132 | $15,254,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 413,612 | $15,249,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 669,920 | $15,247,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 223,259 | $15,238,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 788,938 | $15,235,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,696,294 | $15,229,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,046,408 | $15,225,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 367,281 | $15,179,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 776,857 | $15,176,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 408,927 | $15,171,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 630,119 | $15,155,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 306,758 | $15,148,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 93,211 | $15,102,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 544,875 | $15,088,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 845,992 | $15,076,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 126,914 | $15,070,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 437,100 | $15,063,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 176,891 | $15,041,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 125,763 | $15,022,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 449,362 | $14,982,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 165,368 | $14,973,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,204,253 | $14,969,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,626,978 | $14,936,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 169,572 | $14,913,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 270,385 | $14,903,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 297,237 | $14,901,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 443,388 | $14,898,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 667,989 | $14,888,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 426,639 | $14,872,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 701,982 | $14,868,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,208,520 | $14,847,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 506,031 | $14,842,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 228,519 | $14,841,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 391,404 | $14,820,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 139,727 | $14,789,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 854,360 | $14,784,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 306,504 | $14,759,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 222,459 | $14,754,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 894,488 | $14,722,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 375,249 | $14,686,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 585,321 | $14,685,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 638,315 | $14,676,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 13,028,000 | $14,673,000 | thousands by filing date | principal |
| KLA CORP | 482480100 | COM | 186,241 | $14,671,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 253,346 | $14,667,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 385,149 | $14,635,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 145,739 | $14,572,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 606,199 | $14,572,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 504,202 | $14,521,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 145,626 | $14,476,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,386,682 | $14,476,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 646,923 | $14,452,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 733,378 | $14,433,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,454,643 | $14,416,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,007,991 | $14,394,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 430,140 | $14,384,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 303,338 | $14,359,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 147,310 | $14,316,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 1,345,770 | $14,304,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 469,027 | $14,282,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 403,454 | $14,229,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 594,092 | $14,205,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 110,464 | $14,195,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 365,671 | $14,180,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 759,092 | $14,179,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 947,710 | $14,139,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 749,997 | $14,138,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 224,462 | $14,114,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 283,776 | $14,111,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 298,580 | $14,098,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 263,681 | $14,080,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 229,237 | $14,079,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,399,244 | $14,048,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,081,039 | $14,027,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 549,378 | $14,003,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 227,361 | $13,986,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 246,020 | $13,953,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,408,846 | $13,912,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 200,095 | $13,910,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 973,443 | $13,910,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 289,881 | $13,908,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 275,290 | $13,904,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,188,513 | $13,895,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 329,760 | $13,890,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 533,722 | $13,876,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 404,986 | $13,867,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 382,134 | $13,861,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 833,419 | $13,860,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 511,209 | $13,854,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 12,253 | $13,847,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,009,129 | $13,836,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 252,355 | $13,805,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,005,539 | $13,798,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 202,709 | $13,791,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,205,332 | $13,789,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 258,171 | $13,786,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 521,302 | $13,710,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 382,179 | $13,690,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 1,144,644 | $13,690,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 482,125 | $13,673,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 579,051 | $13,672,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 329,806 | $13,644,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 289,568 | $13,625,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,454,513 | $13,598,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 803,861 | $13,585,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 262,821 | $13,582,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 798,745 | $13,578,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 668,180 | $13,578,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,670,900 | $13,552,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 214,251 | $13,542,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 13,758,000 | $13,483,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 516,476 | $13,475,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 159,208 | $13,472,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 301,599 | $13,464,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,015,608 | $13,424,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 268,126 | $13,423,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 942,687 | $13,414,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 452,025 | $13,403,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 826,662 | $13,334,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 262,617 | $13,327,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 891,973 | $13,327,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 342,311 | $13,326,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 640,446 | $13,289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 628,415 | $13,285,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 272,516 | $13,284,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 297,253 | $13,273,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 299,782 | $13,259,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 331,864 | $13,241,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 782,375 | $13,239,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 140,413 | $13,233,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 930,915 | $13,210,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 225,787 | $13,191,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 566,547 | $13,161,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 215,398 | $13,146,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 171,385 | $13,142,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 754,403 | $13,141,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 608,395 | $13,130,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 251,811 | $13,092,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 172,945 | $13,086,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 149,229 | $13,065,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 207,722 | $13,064,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 522,198 | $13,028,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 349,803 | $13,026,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 547,466 | $13,024,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 307,096 | $13,017,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 419,180 | $13,016,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 84,361 | $12,980,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 502,965 | $12,961,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 253,100 | $12,948,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 282,928 | $12,924,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 210,309 | $12,903,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 364,162 | $12,890,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 306,786 | $12,882,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 362,584 | $12,870,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 263,138 | $12,861,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 963,416 | $12,853,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 263,188 | $12,849,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 804,844 | $12,835,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 302,398 | $12,831,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 142,467 | $12,817,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 579,677 | $12,811,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 245,942 | $12,798,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 230,876 | $12,793,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 1,950,204 | $12,755,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 195,082 | $12,713,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 343,073 | $12,673,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 186,904 | $12,655,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 318,561 | $12,648,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 408,777 | $12,639,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 97,540 | $12,627,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 787,417 | $12,614,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 294,798 | $12,612,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 631,004 | $12,577,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 146,580 | $12,549,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 215,348 | $12,541,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 1,175,561 | $12,531,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 653,496 | $12,528,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,852,912 | $12,508,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,355,314 | $12,468,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 855,439 | $12,463,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 621,675 | $12,439,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 142,333 | $12,434,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 629,579 | $12,428,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 391,557 | $12,417,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 660,190 | $12,412,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 210,236 | $12,384,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 589,847 | $12,375,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 413,669 | $12,372,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 386,974 | $12,348,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 170,985 | $12,344,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 139,503 | $12,323,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 399,654 | $12,292,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 186,679 | $12,286,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 238,443 | $12,268,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 78,610 | $12,245,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 516,349 | $12,232,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,233,632 | $12,226,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,136,981 | $12,224,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 99,127 | $12,214,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,032,020 | $12,198,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 149,951 | $12,154,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 338,396 | $12,152,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 949,342 | $12,147,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 364,540 | $12,143,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 226,355 | $12,136,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 673,046 | $12,129,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,228,520 | $12,125,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 220,356 | $12,120,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,224,461 | $12,110,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 266,175 | $12,100,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 326,438 | $12,098,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,072,450 | $12,086,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 477,098 | $12,079,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,672,585 | $12,075,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 365,981 | $12,066,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 86,653 | $12,059,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 334,266 | $12,037,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,203,165 | $12,008,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 439,764 | $11,989,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 361,282 | $11,985,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 242,596 | $11,967,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 492,583 | $11,940,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 10,889,000 | $11,937,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 547,296 | $11,898,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 195,761 | $11,895,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 185,113 | $11,893,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 12,330,000 | $11,883,000 | thousands by filing date | principal |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 502,804 | $11,866,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 596,712 | $11,857,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 865,706 | $11,852,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 417,584 | $11,846,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 775,959 | $11,827,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 322,070 | $11,820,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 444,694 | $11,806,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 326,994 | $11,756,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 169,645 | $11,746,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 438,582 | $11,732,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 367,903 | $11,681,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,721,085 | $11,674,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 967,738 | $11,642,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 417,624 | $11,615,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 378,147 | $11,609,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 248,657 | $11,605,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 558,154 | $11,593,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 44,226 | $11,582,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 12,255,000 | $11,581,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 337,577 | $11,569,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 378,901 | $11,540,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 154,409 | $11,538,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 499,330 | $11,524,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 446,578 | $11,513,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 768,366 | $11,481,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 240,142 | $11,464,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 87,898 | $11,461,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 60,592 | $11,452,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 810,707 | $11,447,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 192,019 | $11,446,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 542,731 | $11,440,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 451,240 | $11,420,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,086,074 | $11,404,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 965,988 | $11,398,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 120,701 | $11,374,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 610,738 | $11,347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 148,759 | $11,316,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 183,887 | $11,302,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 331,856 | $11,296,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 466,000 | $11,296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 248,358 | $11,293,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,106,530 | $11,286,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 171,047 | $11,275,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 95,620 | $11,267,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 132,158 | $11,212,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 424,616 | $11,202,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 213,314 | $11,192,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 412,176 | $11,186,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 412,497 | $11,182,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 239,238 | $11,169,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 132,383 | $11,157,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 235,412 | $11,142,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 484,559 | $11,135,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 208,022 | $11,134,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 765,563 | $11,115,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,032,009 | $11,104,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 44,714 | $11,101,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 174,975 | $11,089,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 543,413 | $11,080,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 328,040 | $11,077,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 366,277 | $11,072,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 887,789 | $11,071,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 329,278 | $11,041,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 466,682 | $11,036,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,233,715 | $11,030,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 450,296 | $11,020,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 158,991 | $10,993,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 293,775 | $10,959,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 579,628 | $10,949,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 615,710 | $10,911,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 646,587 | $10,901,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 646,015 | $10,892,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,492,000 | $10,872,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 706,566 | $10,860,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 619,291 | $10,844,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 852,082 | $10,839,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 85,735 | $10,828,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 284,559 | $10,820,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 369,350 | $10,814,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 345,137 | $10,808,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 41,956 | $10,747,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,797,233 | $10,747,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 523,185 | $10,723,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 228,038 | $10,716,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 244,386 | $10,702,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 187,734 | $10,665,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 603,867 | $10,659,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 356,961 | $10,619,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 546,151 | $10,605,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 205,484 | $10,597,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 941,894 | $10,578,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 682,400 | $10,576,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 739,433 | $10,567,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 995,994 | $10,547,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 509,033 | $10,547,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 89,479 | $10,545,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 610,083 | $10,530,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,402,062 | $10,488,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 890,238 | $10,478,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,089,130 | $10,467,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 94,319 | $10,465,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 1,040,843 | $10,460,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,930,948 | $10,447,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 177,425 | $10,443,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 334,296 | $10,410,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 311,760 | $10,407,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 245,862 | $10,383,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 961,299 | $10,352,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 120,773 | $10,345,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 547,249 | $10,299,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 282,538 | $10,298,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 700,070 | $10,284,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 450,900 | $10,266,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 692,198 | $10,265,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 185,960 | $10,247,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 203,100 | $10,220,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 138,081 | $10,207,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 415,303 | $10,179,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 370,464 | $10,169,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 367,655 | $10,161,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000486 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-14-000526 | base | 2014-12-16 | acceptance time not in the bulk data set |