13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 6,718 holding rows worth $238,796,943,000.
- Accession
- 0000895421-14-000333
- Filer
- CIK 895421
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 24,788 entries on the cover page, a total value of $238,796,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,796,943,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 5,267 | $17,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 750 | $17,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 13,000 | $17,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AD3 | NOTE 2.375% 5/1 | 16,000 | $17,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 17,000 | $17,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 180 | $17,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 8,917 | $17,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 15,000 | $17,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 1,025 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 500 | $17,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 4,249 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 800 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 204 | $16,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,500 | $16,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 315 | $16,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 8,923 | $16,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 1,200 | $16,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 5,000 | $16,000 | thousands by filing date | principal |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 5,182 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289586 | CMN | 248 | $16,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 4,727 | $16,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 2,207 | $16,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 2,532 | $16,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 1,555 | $16,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 722 | $15,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 4,054 | $15,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 2,810 | $15,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 696 | $15,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 4,000 | $15,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 9,966 | $15,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 8,019 | $15,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,864 | $15,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 15,000 | $15,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 3,961 | $15,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,400 | $15,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,036 | $15,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 984 | $15,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 14,000 | $15,000 | thousands by filing date | principal |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 9,000 | $15,000 | thousands by filing date | principal |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 4,976 | $15,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 5,512 | $15,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 4,007 | $15,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 14,000 | $15,000 | thousands by filing date | principal |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 4,092 | $15,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 4,385 | $15,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 803 | $14,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,215 | $14,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,446 | $14,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 539 | $14,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 3,947 | $14,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 350 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 340 | $14,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 8,215 | $14,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 14,000 | $14,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 8,000 | $14,000 | thousands by filing date | principal |
| AVALON RARE METALS INC | 053470100 | COM | 22,758 | $14,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,162 | $14,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 2,184 | $14,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 623 | $14,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 2,609 | $14,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,199 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 200 | $14,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 13,000 | $14,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 277 | $13,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 550 | $13,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 713 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 345 | $13,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 29,375 | $13,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 822 | $13,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 7,160 | $13,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 10,000 | $13,000 | thousands by filing date | principal |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 10,337 | $13,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 11,000 | $13,000 | thousands by filing date | principal |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 280 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 310 | $13,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 804 | $13,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 2,273 | $13,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 13,000 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 235 | $13,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 3,444 | $13,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 3,429 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 600 | $12,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,858 | $12,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 6,000 | $12,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 11,000 | $12,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 8,000 | $12,000 | thousands by filing date | principal |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 4,577 | $12,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,077 | $12,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 19,774 | $12,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 4,008 | $12,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,530 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 204 | $12,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 245,888 | $12,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 4,922 | $12,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 801 | $12,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,000 | $12,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 856 | $12,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 6,400 | $12,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,003 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 310 | $12,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 7,881 | $12,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 2,359 | $12,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,159 | $12,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 9,700 | $12,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,058 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 400 | $11,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 1,252 | $11,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 900 | $11,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 905 | $11,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 10,000 | $11,000 | thousands by filing date | principal |
| ESB FINANCIAL CORP | 26884F102 | COM | 822 | $11,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 3,682 | $11,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 12,900 | $11,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 8,000 | $11,000 | thousands by filing date | principal |
| AMERICAN DG ENERGY INC | 025398108 | COM | 5,500 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 668 | $11,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 963 | $11,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 1,016 | $11,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 320 | $11,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 4,758 | $11,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 710 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289701 | S&P TARGET 35 | 250 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 388 | $11,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,279 | $11,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 729 | $10,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 2,800 | $10,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 430 | $10,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 11,000 | $10,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,084 | $10,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 3,337 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 325 | $10,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 585 | $10,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 600 | $10,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 11,700 | $10,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 365 | $10,000 | thousands by filing date | |
| CRUMBS BAKE SHOP | 228803102 | COM | 16,121 | $10,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 607 | $10,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,335 | $10,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 3,400 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 686 | $10,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 1,003 | $10,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 1,817 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 300 | $9,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,558 | $9,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 3,000 | $9,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 3,000 | $9,000 | thousands by filing date | principal |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 840 | $9,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 3,000 | $9,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 658 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 9,251 | $9,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 2,327 | $9,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 14,690 | $9,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 8,108 | $9,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 1,499 | $9,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 2,106 | $9,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 528 | $9,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 4,480 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 165 | $9,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 7,008 | $9,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 487 | $9,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,166 | $9,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 1,172 | $9,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 577 | $9,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 304 | $8,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 211 | $8,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,200 | $8,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,015 | $8,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,106 | $8,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 1,386 | $8,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 12,436 | $8,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 5,046 | $8,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 6,000 | $8,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 8,000 | $8,000 | thousands by filing date | principal |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 383 | $8,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 6,000 | $8,000 | thousands by filing date | principal |
| NET ELEMENT INTL INC | 64111R102 | CMN | 2,217 | $8,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 4,887 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 249 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 306 | $8,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 2,148 | $8,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,161 | $7,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 570 | $7,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 506 | $7,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 474 | $7,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 575 | $7,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 7,314 | $7,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 509 | $7,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,150 | $7,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 509 | $7,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 6,266 | $7,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,000 | $7,000 | thousands by filing date | principal |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 2,277 | $7,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 4,000 | $7,000 | thousands by filing date | principal |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 2,519 | $7,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 363 | $7,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,000 | $7,000 | thousands by filing date | principal |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 3,350 | $7,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 2,231 | $7,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 5,000 | $7,000 | thousands by filing date | principal |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 5,529 | $7,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,015 | $7,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 1,188 | $7,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 3,189 | $7,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 1,018 | $7,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 3,544 | $7,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 1,617 | $7,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 815 | $7,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 1,488 | $7,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 903 | $6,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 275 | $6,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 283 | $6,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 825 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 291 | $6,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 2,023 | $6,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 84 | $6,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,245 | $6,000 | thousands by filing date | |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 205 | $6,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 570 | $6,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,070 | $6,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 133 | $6,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,918 | $6,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 10,943 | $6,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 532 | $6,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 2,066 | $6,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,293 | $6,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 6,724 | $6,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 708 | $6,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 113 | $6,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 6,000 | $6,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,639 | $6,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 281 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 100 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 115,270 | $6,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 5,000 | $6,000 | thousands by filing date | principal |
| FORCEFIELD ENERGY | 34520U103 | COM | 1,114 | $6,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 244 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 197 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 197 | $5,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 377 | $5,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 813 | $5,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,072 | $5,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 289 | $5,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 500 | $5,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 763 | $5,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,000 | $5,000 | thousands by filing date | principal |
| Delcath Systems Inc | 24661p104 | COM | 18,284 | $5,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 583 | $5,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,460 | $5,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 1,133 | $5,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 3,000 | $5,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 21,000 | $5,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 1,000 | $5,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 98 | $5,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 9,514 | $5,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 6,102 | $5,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 255 | $5,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 1,503 | $5,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 2,000 | $5,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 1,005 | $5,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 1,005 | $5,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,333 | $5,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 259 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 91 | $5,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 1,784 | $5,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 200 | $5,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 229 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,700 | $4,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 649 | $4,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,535 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 375 | $4,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 607 | $4,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 900 | $4,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 2,157 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 4,000 | $4,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 4,000 | $4,000 | thousands by filing date | principal |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 313 | $4,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 5,500 | $4,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 2,300 | $4,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 917 | $4,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 1,625 | $4,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 1,846 | $4,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,266 | $4,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,000 | $4,000 | thousands by filing date | principal |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 695 | $4,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,573 | $4,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 411 | $4,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 305 | $4,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 600 | $4,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,000 | $4,000 | thousands by filing date | principal |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 1,508 | $4,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 627 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 30 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 3,009 | $4,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 74 | $4,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $4,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 234 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 100 | $4,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 1,695 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 50 | $3,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 500 | $3,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 349 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 86 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 324 | $3,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 443 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $3,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 203 | $3,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 478 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000 | $3,000 | thousands by filing date | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,000 | $3,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 3,000 | $3,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 1,000 | $3,000 | thousands by filing date | principal |
| JAMES RIVER COAL CO | 470355AF5 | NOTE 4.500%12/0 | 50,000 | $3,000 | thousands by filing date | principal |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 2,097 | $3,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,000 | $3,000 | thousands by filing date | principal |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,020 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,701 | $3,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 2,751 | $3,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 1,126 | $3,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 5,000 | $3,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 102 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,362 | $3,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 2,728 | $3,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 30,061 | $3,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 635 | $3,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 2,000 | $3,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 156 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289800 | S&P TARGET 40 | 60 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 70 | $3,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 56 | $3,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 1,817 | $3,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 602 | $3,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 300 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 75 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,010 | $2,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 530 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 312 | $2,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 158 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 104 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 45 | $2,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 191 | $2,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 138 | $2,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 90 | $2,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 312 | $2,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 74 | $2,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 400 | $2,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 16,578 | $2,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 345 | $2,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 985 | $2,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 2,000 | $2,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 500 | $2,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 1,020 | $2,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 600 | $2,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 947 | $2,000 | thousands by filing date | |
| HALLWOOD GROUP INC | 406364406 | COMMON | 200 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 1,400 | $2,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 389 | $2,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 3,000 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 100 | $2,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 700 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 61 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 24 | $2,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 104 | $2,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 422 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 17 | $2,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 435 | $2,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 209 | $2,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 260 | $2,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 2,068 | $2,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,013 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 100 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| SONDE RES CORP COM NPV | 835426206 | Stock | 4,894 | $2,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 208 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,099 | $1,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 65 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 52 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 183 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 159 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 95 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 332 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 525 | $1,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 409 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 107 | $1,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 178 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 25 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 115 | $1,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 23 | $1,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 2,400 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 17 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 100 | $1,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P203 | COM NEW | 571 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 500 | $1,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 1,000 | $1,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 100 | $1,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 7,098 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 100 | $1,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 63 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 459 | $1,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 40 | $1,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 629 | $1,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 465 | $1,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 16 | $1,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 600 | $1,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 435 | $1,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 516 | $1,000 | thousands by filing date | |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 506 | $1,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 235 | $1,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 211 | $1,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 1,380 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,400 | $1,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,000 | $1,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 82 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 30 | $1,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 60 | $1,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 921 | $1,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 132 | $1,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 870 | $1,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 176 | $1,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 565 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 11 | $1,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 277 | $1,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 17 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 49 | $1,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 359 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 177 | $1,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 35 | $1,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 330 | $1,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 365 | $1,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 81 | $1,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 175 | $1,000 | thousands by filing date | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 508 | $1,000 | thousands by filing date | |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 431 | $1,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605108 | ORD SHS | 2,642 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 51 | $1,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 321 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 134 | $1,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 326 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X525 | S&P SMLCP ASIA | 31 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 227 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 36 | $1,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 129 | $1,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 69 | $1,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 514 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 401 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS BANCORP INC | 30263Y104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIEBERT FINL CORP | 826176109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUBURN NATL BANCORP | 050473107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINOVA INC | 58468P206 | COM NEW | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATA I O CORP | 237690102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000333 | this filing | 2014-05-13 | acceptance time not in the bulk data set |