13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 6,718 holding rows worth $238,796,943,000.
- Accession
- 0000895421-14-000333
- Filer
- CIK 895421
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 24,788 entries on the cover page, a total value of $238,796,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,796,943,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Meru Networks, Inc. | 59047Q103 | COM | 19,538 | $88,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 34,824 | $88,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 11,683 | $88,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 5,854 | $88,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 35,421 | $87,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 6,199 | $87,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 68,067 | $87,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 28,501 | $87,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,995 | $86,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,763 | $86,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 15,614 | $86,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 20,771 | $85,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 6,135 | $85,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 7,937 | $85,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 6,034 | $84,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,072 | $84,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,385 | $84,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,656 | $84,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,096 | $84,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 4,928 | $84,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 991 | $84,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 5,398 | $84,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,222 | $83,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 15,795 | $83,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 58,580 | $83,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 10,342 | $83,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 11,978 | $83,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,175 | $82,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,590 | $82,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 35,150 | $82,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,380 | $82,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 85,000 | $82,000 | thousands by filing date | principal |
| ENERGY FUELS INC | 292671708 | COM NEW | 8,958 | $81,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,056 | $81,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 25,000 | $81,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 4,055 | $81,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 6,431 | $80,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 76,000 | $80,000 | thousands by filing date | principal |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 80,000 | $80,000 | thousands by filing date | principal |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 15,881 | $80,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,029 | $79,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 36,898 | $79,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,796 | $79,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 15,377 | $78,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 4,780 | $78,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,155 | $78,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 3,361 | $78,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 7,943 | $77,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 6,069 | $77,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 3,235 | $77,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,389 | $76,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 52,128 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 3,011 | $76,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 3,937 | $76,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 94,000 | $75,000 | thousands by filing date | principal |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,476 | $75,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 231,625 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 1,000 | $75,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 3,495 | $74,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,806 | $74,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,813 | $74,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 6,899 | $74,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 4,171 | $74,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 23,225 | $74,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 8,133 | $74,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,151 | $73,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 4,487 | $73,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 5,408 | $72,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 33,760 | $72,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 29,472 | $72,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 57,000 | $72,000 | thousands by filing date | principal |
| AROTECH CORP | 042682203 | COM NEW | 11,520 | $72,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 16,786 | $72,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,409 | $71,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 9,952 | $71,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 4,816 | $71,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 50,000 | $71,000 | thousands by filing date | principal |
| MATTERSIGHT CORP | 577097108 | COM | 10,296 | $71,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 11,427 | $71,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 4,009 | $71,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,628 | $70,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,839 | $70,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 37,583 | $70,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 9,248 | $70,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,923 | $70,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 2,765 | $70,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 2,450 | $70,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 766 | $69,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 16,318 | $69,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 9,468 | $69,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 25,411 | $69,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 21,839 | $69,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 3,601 | $69,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,002 | $69,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,152 | $68,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,087 | $68,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 6,055 | $68,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 16,014 | $68,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 3,780 | $68,000 | thousands by filing date | |
| NTS RLTY HLDGS LTD PARTNERSH | 629422106 | PARTSHIP UNITS | 7,851 | $68,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 5,652 | $68,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 6,805 | $67,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 17,266 | $67,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,024 | $67,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 3,417 | $67,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 40,651 | $67,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 34,472 | $66,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 24,007 | $66,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,778 | $66,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 65,000 | $66,000 | thousands by filing date | principal |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 10,113 | $66,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 14,492 | $66,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 2,063 | $66,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 13,434 | $65,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 6,137 | $65,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 63,000 | $65,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 3,461 | $65,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 15,229 | $65,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 1,703 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,303 | $64,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,711 | $64,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,845 | $64,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,500 | $64,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 4,515 | $64,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 16,652 | $64,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 40,078 | $64,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 60,000 | $64,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 81,000 | $64,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 1,075 | $64,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 34,750 | $64,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 62,000 | $63,000 | thousands by filing date | principal |
| GUARANTY BANCORP | 40075T607 | COM | 4,382 | $63,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 2,025 | $63,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 31,971 | $62,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 50,000 | $62,000 | thousands by filing date | principal |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 8,808 | $62,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 44,352 | $62,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,700 | $61,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,654 | $61,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,014 | $61,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,383 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 3,200 | $61,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 4,930 | $61,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 59,000 | $60,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 17,208 | $60,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 9,331 | $60,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 36,121 | $60,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 5,280 | $60,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,681 | $59,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 13,580 | $59,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 5,234 | $59,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 35,000 | $58,000 | thousands by filing date | principal |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,492 | $58,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 12,921 | $58,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,492 | $58,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 5,868 | $58,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 3,031 | $58,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,447 | $57,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 52,000 | $57,000 | thousands by filing date | principal |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 5,005 | $57,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 4,490 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 4,725 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 2,350 | $56,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 26,750 | $56,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 8,961 | $56,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 12,678 | $56,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,041 | $56,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 2,488 | $56,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 3,767 | $56,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,434 | $55,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q742 | CMN | 1,677 | $55,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 3,144 | $54,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 12,012 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,887 | $54,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 177,037 | $54,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,925 | $54,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 2,282 | $54,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 48,000 | $54,000 | thousands by filing date | principal |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 6,547 | $54,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2,757 | $54,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 2,700 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 4,454 | $53,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 3,835 | $53,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,073 | $53,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 50,000 | $53,000 | thousands by filing date | principal |
| METABOLIX INC | 591018809 | COM | 41,198 | $53,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 3,934 | $53,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 56,811 | $53,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 11,168 | $53,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 8,142 | $53,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 150,792 | $53,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 19,410 | $53,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 5,706 | $52,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,658 | $52,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 8,749 | $52,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 14,067 | $52,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 10,404 | $52,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 8,113 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 962 | $52,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 3,712 | $52,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 14,427 | $52,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 7,589 | $51,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 27,500 | $51,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 48,000 | $51,000 | thousands by filing date | principal |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,718 | $51,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 15,334 | $51,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 3,650 | $51,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 5,706 | $51,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 2,150 | $51,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 3,332 | $50,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 42,187 | $50,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 15,587 | $50,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 8,350 | $50,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 37,000 | $50,000 | thousands by filing date | principal |
| STANDARD REGISTER CO | 853887206 | COM | 6,148 | $50,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 20,000 | $50,000 | thousands by filing date | principal |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 4,000 | $50,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 6,351 | $50,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 5,979 | $50,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 2,965 | $50,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 7,012 | $49,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 6,238 | $49,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 5,606 | $49,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 40,506 | $49,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 6,720 | $49,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 10,027 | $49,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 18,760 | $49,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 6,100 | $48,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $48,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 7,247 | $48,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 3,247 | $48,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 600 | $48,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,840 | $47,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,392 | $47,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 8,712 | $47,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 7,276 | $47,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 5,842 | $47,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 4,352 | $47,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 3,892 | $47,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 4,606 | $47,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 15,459 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 4,000 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 1,262 | $47,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 6,724 | $46,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 6,813 | $46,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 3,237 | $46,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 2,488 | $46,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,830 | $45,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,332 | $45,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 4,535 | $45,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 44,000 | $45,000 | thousands by filing date | principal |
| USEC INC | 90333E207 | COMMON | 11,123 | $45,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 1,000 | $45,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 4,428 | $45,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,419 | $45,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 15,100 | $45,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 5,769 | $44,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 35,578 | $44,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 1,755 | $44,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 28,909 | $44,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 89,761 | $44,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 31,262 | $44,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 3,064 | $44,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 1,685 | $44,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 2,591 | $43,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,440 | $43,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 4,858 | $43,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 5,266 | $43,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 1,905 | $43,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 15,095 | $43,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,707 | $42,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 32,560 | $42,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 4,580 | $42,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,916 | $42,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 9,579 | $42,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 4,535 | $42,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 3,722 | $42,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,532 | $42,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,945 | $42,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 2,521 | $42,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,460 | $41,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,782 | $41,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,077 | $41,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 21,684 | $41,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,600 | $41,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 2,208 | $41,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 3,418 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 3,481 | $41,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,433 | $41,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 7,395 | $41,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,700 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 800 | $40,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 8,012 | $40,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 26,767 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,521 | $40,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 40,000 | $40,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 37,000 | $40,000 | thousands by filing date | principal |
| RARE ELEMENT RES LTD | 75381M102 | COM | 26,491 | $39,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 30,216 | $39,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 10,507 | $39,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 5,739 | $39,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 4,197 | $39,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,378 | $38,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,583 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 473 | $38,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,020 | $38,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 23,343 | $38,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 30,101 | $38,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 27,109 | $38,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 3,317 | $38,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 339 | $37,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 4,000 | $37,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 1,863 | $37,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 3,758 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,922 | $37,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 440 | $37,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,754 | $37,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 8,212 | $37,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 2,324 | $37,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 2,958 | $37,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 9,917 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $36,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 5,548 | $36,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 2,768 | $36,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 14,000 | $36,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,370 | $35,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,088 | $35,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 2,097 | $35,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 2,903 | $35,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 6,767 | $35,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 2,087 | $35,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,427 | $35,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 3,109 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 1,499 | $35,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,163 | $34,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $34,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 22,713 | $34,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 7,926 | $34,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 2,600 | $34,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 6,700 | $34,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 11,324 | $34,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 1,709 | $34,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 11,767 | $33,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,200 | $33,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 27,998 | $33,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 4,071 | $33,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 23,669 | $32,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 10,477 | $32,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 1,404 | $32,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 4,881 | $32,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 3,553 | $31,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 13,926 | $31,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 31,000 | $31,000 | thousands by filing date | principal |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 31,000 | $31,000 | thousands by filing date | principal |
| DRAGONWAVE INC | 26144M103 | COM | 22,364 | $31,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 3,110 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 575 | $30,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 23,000 | $30,000 | thousands by filing date | principal |
| PROCERA NETWORKS INC | 74269U203 | COM | 2,855 | $30,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 26,100 | $30,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 715 | $30,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 1,700 | $30,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 3,500 | $30,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,042 | $29,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 3,415 | $29,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,900 | $29,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,603 | $29,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,228 | $29,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 11,592 | $29,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 31,000 | $29,000 | thousands by filing date | principal |
| CASCADE BANCORP | 147154207 | COM | 5,171 | $29,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 31,000 | $29,000 | thousands by filing date | principal |
| TECUMSEH PRODS CO | 878895101 | CLB | 4,334 | $29,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,950 | $28,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,987 | $28,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 7,741 | $28,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 32,662 | $28,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,087 | $28,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 7,497 | $28,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 24,417 | $28,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 3,026 | $28,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 8,100 | $28,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 449 | $27,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 2,275 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 340 | $27,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,798 | $27,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 25,000 | $27,000 | thousands by filing date | principal |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,535 | $27,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 14,039 | $27,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 36,000 | $27,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 707 | $27,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 1,070 | $27,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 10,396 | $27,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,753 | $26,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 5,632 | $26,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 851 | $26,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 4,274 | $26,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 9,059 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 284 | $26,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 19,000 | $26,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,048 | $26,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $26,000 | thousands by filing date | principal |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 34,000 | $25,000 | thousands by filing date | principal |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 96,085 | $25,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 7,820 | $25,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,392 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 1,177 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,148 | $25,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 25,000 | $25,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,514 | $24,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,430 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 40,000 | $24,000 | thousands by filing date | principal |
| AWARE INC MASS | 05453N100 | CMN | 4,210 | $24,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 3,629 | $24,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 20,000 | $24,000 | thousands by filing date | principal |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,689 | $24,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,011 | $24,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 8,361 | $24,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 3,908 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 443 | $24,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 569 | $24,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 17,000 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R767 | GERM BD IDX FD | 230 | $24,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R101 | SHS | 3,012 | $24,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 797 | $23,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 6,608 | $23,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 569 | $23,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 37,905 | $23,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 45,000 | $23,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 817 | $23,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,939 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 1,635 | $23,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 673 | $23,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 2,206 | $23,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 10,029 | $23,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 5,953 | $23,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 2,616 | $23,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 3,383 | $23,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 5,007 | $23,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 800 | $22,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 3,487 | $22,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,830 | $22,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 11,164 | $22,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 4,345 | $22,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 6,772 | $22,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 22,000 | $22,000 | thousands by filing date | principal |
| SPORT CHALET INC | 849163209 | CL A | 17,933 | $22,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 2,516 | $22,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 13,066 | $22,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 6,779 | $21,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 991 | $21,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,841 | $21,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 854 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 35,000 | $21,000 | thousands by filing date | principal |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 7,961 | $21,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 900 | $21,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 9,391 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 15,500 | $21,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 23,800 | $21,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 7,000 | $21,000 | thousands by filing date | principal |
| Constellation Brands Inc Cl B | 21036P207 | Com | 247 | $21,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 873 | $21,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 297 | $20,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,148 | $20,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,954 | $20,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 1,737 | $20,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 16,000 | $20,000 | thousands by filing date | principal |
| MARINE PRODS CORP | 568427108 | cs | 2,626 | $20,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,510 | $20,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 2,608 | $20,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 20,000 | $20,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 18,000 | $20,000 | thousands by filing date | principal |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,213 | $19,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,558 | $19,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 8,000 | $19,000 | thousands by filing date | principal |
| SUPERTEX INC | 868532102 | COM | 583 | $19,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 10,337 | $19,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 3,326 | $19,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 4,754 | $19,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 15,000 | $19,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 19,000 | $19,000 | thousands by filing date | principal |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1,352 | $19,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 4,021 | $19,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 6,405 | $19,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 3,854 | $19,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 11,311 | $19,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 7,142 | $19,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 11,510 | $19,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 8,642 | $18,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,133 | $18,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,518 | $18,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 13,000 | $18,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 604 | $18,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 2,549 | $18,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 7,000 | $18,000 | thousands by filing date | principal |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 1,668 | $18,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,434 | $18,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 683 | $18,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 631 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 664 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000333 | this filing | 2014-05-13 | acceptance time not in the bulk data set |