13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 6,718 holding rows worth $238,796,943,000.
- Accession
- 0000895421-14-000333
- Filer
- CIK 895421
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 24,788 entries on the cover page, a total value of $238,796,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,796,943,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,189 | $249,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 31,018 | $249,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 15,054 | $249,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 19,040 | $249,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 54,519 | $249,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,035 | $249,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 10,316 | $248,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 93,906 | $248,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 11,257 | $248,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 24,317 | $247,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 13,113 | $247,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 67,180 | $246,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 17,571 | $246,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 8,854 | $246,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 15,233 | $245,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 110,000 | $245,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 22,657 | $244,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 4,547 | $244,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 7,579 | $244,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,226 | $243,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 173,640 | $243,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 10,985 | $242,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 15,479 | $242,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 44,438 | $241,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 18,654 | $241,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 23,968 | $240,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 12,244 | $240,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 13,798 | $240,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 11,230 | $240,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 13,264 | $240,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,274 | $239,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 39,439 | $239,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 15,734 | $239,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 17,276 | $239,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 58,275 | $238,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 113,231 | $237,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 16,897 | $237,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 23,751 | $237,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,779 | $234,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 54,841 | $234,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 31,097 | $234,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 42,314 | $234,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 9,072 | $233,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 47,894 | $233,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 18,439 | $232,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 9,555 | $232,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 32,783 | $231,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 11,829 | $230,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,488 | $229,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 32,449 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,632 | $229,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 24,507 | $229,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 13,831 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 5,048 | $228,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 10,335 | $228,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 6,084 | $227,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 60,793 | $227,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 150,000 | $227,000 | thousands by filing date | principal |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 17,061 | $226,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 13,107 | $225,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,433 | $225,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,265 | $225,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 3,379 | $225,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 21,254 | $224,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 200,000 | $223,000 | thousands by filing date | principal |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 30,118 | $222,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,451 | $221,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8,058 | $220,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 65,740 | $220,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 13,175 | $218,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 57,714 | $218,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 13,422 | $218,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 12,295 | $217,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 55,960 | $217,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 15,970 | $216,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 27,106 | $216,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 12,828 | $216,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 13,845 | $215,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 10,575 | $215,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 8,477 | $214,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 98,505 | $214,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 5,462 | $214,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 14,719 | $214,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 13,976 | $213,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 51,585 | $213,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 9,622 | $213,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 8,171 | $212,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 41,205 | $212,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,628 | $212,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 16,338 | $212,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 110,694 | $211,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,017 | $210,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 8,019 | $210,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 29,274 | $210,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 16,795 | $210,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 5,976 | $210,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,219 | $208,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 156,876 | $208,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,228 | $208,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 24,465 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,609 | $207,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,350 | $207,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,560 | $207,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 255,000 | $207,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 21,016 | $206,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 7,927 | $206,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 5,411 | $206,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 13,619 | $206,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 8,535 | $205,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 35,488 | $205,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 36,420 | $205,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 34,291 | $204,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 4,222 | $204,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 83,238 | $203,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 8,194 | $203,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,944 | $202,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 3,299 | $202,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 16,293 | $202,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 6,065 | $202,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 114,500 | $202,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 91,630 | $201,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,186 | $201,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 227,000 | $201,000 | thousands by filing date | principal |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,035 | $200,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 18,835 | $200,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 54,882 | $199,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 127,047 | $199,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 4,151 | $198,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,340 | $198,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 10,136 | $197,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 2,205 | $196,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 19,777 | $196,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 10,434 | $196,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 28,515 | $195,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,743 | $195,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 17,562 | $195,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 15,367 | $194,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 155,700 | $194,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 59,131 | $194,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 46,200 | $192,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 20,066 | $192,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 11,808 | $191,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 16,192 | $191,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 7,757 | $191,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 10,820 | $191,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 8,757 | $190,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 136,517 | $189,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 10,137 | $189,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 14,998 | $188,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 7,227 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,186 | $187,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 9,854 | $186,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,177 | $185,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,705 | $185,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 3,940 | $185,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 16,285 | $184,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 28,768 | $184,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 6,561 | $184,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 8,435 | $183,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 15,414 | $183,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 3,922 | $183,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 28,888 | $183,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 21,080 | $182,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 24,359 | $182,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 40,546 | $182,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 9,428 | $181,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 9,102 | $180,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 25,988 | $180,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 36,968 | $180,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,909 | $180,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 7,785 | $179,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 42,565 | $178,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 9,848 | $177,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,683 | $176,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 26,304 | $176,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 23,275 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,473 | $175,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 11,850 | $175,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 91,363 | $174,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 12,439 | $173,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 15,476 | $173,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 6,277 | $172,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 3,500 | $172,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 3,410 | $172,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 9,980 | $171,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,066 | $171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,284 | $171,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 16,804 | $171,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,615 | $170,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 3,472 | $170,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 42,336 | $170,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 14,091 | $170,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5,273 | $169,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 125,000 | $169,000 | thousands by filing date | principal |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 8,429 | $169,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 39,865 | $169,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,014 | $168,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 12,222 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 4,657 | $167,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 2,711 | $167,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 30,043 | $167,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 12,777 | $166,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 12,221 | $166,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 2,359 | $165,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 7,309 | $164,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 9,024 | $164,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 14,306 | $164,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 34,350 | $163,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 160,000 | $163,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 21,507 | $163,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 6,100 | $163,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 55,000 | $163,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 6,133 | $163,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,741 | $162,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 136,689 | $160,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,871 | $160,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 85,906 | $160,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,943 | $160,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,766 | $159,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 8,436 | $159,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 17,573 | $159,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 11,608 | $159,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 6,340 | $159,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 98,500 | $158,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,157 | $157,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 26,886 | $157,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 8,444 | $157,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,735 | $156,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 18,327 | $156,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 12,892 | $156,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 129,000 | $156,000 | thousands by filing date | principal |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 133,000 | $156,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 4,592 | $156,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 29,399 | $156,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 54,461 | $155,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 7,941 | $155,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 71,989 | $155,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,143 | $155,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 12,368 | $155,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 11,552 | $155,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 3,263 | $154,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 50,485 | $154,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 39,122 | $154,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 55,173 | $154,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 38,530 | $154,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 6,829 | $153,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3,203 | $153,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 3,271 | $152,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 92,138 | $152,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 142,000 | $151,000 | thousands by filing date | principal |
| BANKRATE INC DEL | 06647F102 | COM | 8,976 | $151,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 8,104 | $151,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,296 | $150,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,439 | $150,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 19,350 | $150,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 77,658 | $150,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 62,972 | $150,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 44,699 | $150,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 19,372 | $149,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $149,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 7,847 | $149,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 21,839 | $149,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,981 | $148,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,000 | $148,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 10,051 | $148,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 3,760 | $148,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,438 | $147,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 19,320 | $147,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 9,966 | $147,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,344 | $146,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 56,899 | $146,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 6,165 | $146,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 11,615 | $146,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 36,454 | $145,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 12,663 | $144,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 10,332 | $144,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 17,404 | $144,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 12,230 | $143,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 4,662 | $143,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 20,371 | $143,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 17,916 | $142,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 8,640 | $142,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 27,100 | $142,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 6,312 | $141,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 56,484 | $141,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 2,071 | $140,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 16,510 | $139,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 7,395 | $139,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 56,035 | $139,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,351 | $139,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,135 | $138,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5,645 | $138,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 28,582 | $138,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 15,409 | $138,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 7,844 | $138,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,423 | $137,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 49,157 | $137,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 18,343 | $137,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 8,154 | $137,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 11,000 | $137,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 6,392 | $136,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 6,811 | $136,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,261 | $136,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 9,115 | $136,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 10,079 | $136,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,335 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,351 | $135,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 21,298 | $135,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 38,881 | $135,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 11,464 | $135,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 2,765 | $135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 2,211 | $135,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,609 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 9,299 | $134,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,765 | $134,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 11,678 | $133,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 23,811 | $132,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 7,550 | $132,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 36,535 | $132,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 9,380 | $132,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 16,646 | $132,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 7,451 | $132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 4,390 | $132,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 10,253 | $131,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 124,449 | $131,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,208 | $131,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 752 | $130,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,433 | $130,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $130,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 7,216 | $130,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,516 | $129,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 9,896 | $129,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 40,245 | $129,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 6,665 | $129,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14,984 | $128,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 19,371 | $128,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 4,591 | $128,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 13,600 | $127,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,016 | $127,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 26,775 | $127,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 95,409 | $127,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 11,170 | $127,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 26,339 | $126,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 6,605 | $126,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 79,548 | $126,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 11,014 | $126,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,380 | $125,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 22,137 | $125,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 93,465 | $125,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 19,421 | $124,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,406 | $124,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 125,000 | $124,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 102,000 | $124,000 | thousands by filing date | principal |
| CHARLES + COLVARD LTD | 159765106 | COM | 43,448 | $124,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 57,000 | $124,000 | thousands by filing date | principal |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 4,042 | $124,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,876 | $123,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,001 | $123,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 13,701 | $123,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 11,396 | $123,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 26,936 | $123,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 17,206 | $123,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,004 | $123,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 5,966 | $122,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 3,534 | $121,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,694 | $121,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,352 | $121,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 15,837 | $121,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,881 | $121,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 12,852 | $121,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 27,984 | $121,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,314 | $120,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,753 | $120,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 83,000 | $120,000 | thousands by filing date | principal |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 9,441 | $120,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 3,955 | $120,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 9,088 | $118,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 9,454 | $118,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 3,976 | $117,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 56,934 | $117,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 8,535 | $117,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 4,809 | $117,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 13,250 | $117,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 5,248 | $116,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,574 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 989 | $115,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 5,170 | $115,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 6,818 | $115,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 88,000 | $115,000 | thousands by filing date | principal |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 30,354 | $115,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 112,000 | $115,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 81,000 | $115,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 1,342 | $114,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 7,972 | $114,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,392 | $114,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 6,477 | $114,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 10,483 | $114,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 2,250 | $114,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 36,370 | $114,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 16,014 | $113,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 8,100 | $113,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 3,393 | $112,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 29,711 | $112,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 5,270 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,415 | $111,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,448 | $111,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 4,189 | $111,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,893 | $110,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,186 | $110,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 16,201 | $110,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,329 | $110,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 6,793 | $110,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 3,675 | $110,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 34,547 | $109,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 7,966 | $108,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,161 | $108,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 54,794 | $108,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,250 | $108,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 12,471 | $108,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 5,269 | $107,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 8,915 | $107,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,887 | $107,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 9,934 | $107,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 5,636 | $107,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 5,830 | $106,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 48,925 | $106,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 13,713 | $106,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 5,362 | $106,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 13,342 | $106,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,454 | $105,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 4,964 | $105,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 7,265 | $105,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 13,274 | $105,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 5,505 | $105,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 87,551 | $104,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,848 | $104,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 7,206 | $104,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 130,442 | $103,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 19,093 | $102,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 7,265 | $102,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 35,615 | $101,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 32,934 | $101,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,845 | $100,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 7,467 | $100,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,537 | $100,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,150 | $100,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 27,757 | $100,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 2,671 | $100,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 7,512 | $100,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 53,559 | $100,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,554 | $99,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,394 | $99,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,296 | $98,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 9,050 | $98,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 8,179 | $98,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 115,000 | $98,000 | thousands by filing date | principal |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 10,247 | $98,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 25,938 | $97,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,706 | $97,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 3,371 | $97,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 71,827 | $97,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 31,857 | $97,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 6,554 | $96,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1,130 | $96,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 18,525 | $96,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 80,000 | $96,000 | thousands by filing date | principal |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,204 | $95,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 5,751 | $95,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 10,153 | $95,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 38,206 | $95,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 4,578 | $95,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,163 | $94,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 70,825 | $94,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,132 | $94,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,009 | $94,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 3,430 | $94,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 89,000 | $94,000 | thousands by filing date | principal |
| ANADIGICS INC | 032515108 | COM | 55,199 | $94,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 4,685 | $94,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,384 | $94,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 29,391 | $94,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 61,826 | $93,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 12,990 | $92,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 4,854 | $92,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 7,281 | $92,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,578 | $91,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 90,000 | $91,000 | thousands by filing date | principal |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 6,849 | $91,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 11,062 | $91,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 3,434 | $91,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 24,516 | $91,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 9,207 | $91,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 11,239 | $90,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 115,971 | $90,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 91,000 | $90,000 | thousands by filing date | principal |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 6,645 | $89,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 13,420 | $88,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 8,112 | $88,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 6,841 | $88,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 28,692 | $88,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000333 | this filing | 2014-05-13 | acceptance time not in the bulk data set |