13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 5,319 holding rows worth $211,554,953,000.
- Accession
- 0000895421-13-000483
- Filer
- CIK 895421
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 25,861 entries on the cover page, a total value of $211,554,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,554,965,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Principal Investments, Inc.028-14305
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMSDW Equity Financing Services (Luxembourg) S.a.r.l.028-11347
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $1,412,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 1,249,146 | $1,412,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 41,447 | $1,411,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 34,801 | $1,409,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 113,497 | $1,407,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 72,909 | $1,407,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 106,355 | $1,404,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 1,388,000 | $1,403,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 21,306 | $1,402,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 91,948 | $1,402,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 179,067 | $1,399,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 95,244 | $1,398,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 83,848 | $1,395,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 36,613 | $1,394,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 61,354 | $1,393,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 29,970 | $1,392,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 59,999 | $1,392,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 79,892 | $1,384,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 77,506 | $1,383,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 53,403 | $1,382,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 37,985 | $1,378,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 78,477 | $1,376,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 103,165 | $1,376,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 93,432 | $1,375,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 125,342 | $1,370,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 48,197 | $1,368,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 93,979 | $1,365,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 96,118 | $1,362,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 30,644 | $1,360,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 242,685 | $1,357,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 1,193,000 | $1,355,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 60,838 | $1,354,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 104,476 | $1,352,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 35,573 | $1,351,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 81,969 | $1,351,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 460,355 | $1,348,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 75,876 | $1,347,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 139,297 | $1,346,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 12,159 | $1,344,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 30,011 | $1,343,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 34,247 | $1,343,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 48,739 | $1,340,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 19,031 | $1,339,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 15,965 | $1,339,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 58,223 | $1,338,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 44,113 | $1,334,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 39,320 | $1,334,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 37,110 | $1,332,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 44,218 | $1,329,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 15,351 | $1,327,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,283,000 | $1,326,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 21,806 | $1,324,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 143,199 | $1,322,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 102,087 | $1,322,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 65,897 | $1,320,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 13,780 | $1,320,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 372,552 | $1,319,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 40,298 | $1,318,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 97,510 | $1,316,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 46,612 | $1,316,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 30,898 | $1,315,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 6,514 | $1,314,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 104,952 | $1,312,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 72,324 | $1,307,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 36,748 | $1,306,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 73,661 | $1,306,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 267,528 | $1,305,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 111,177 | $1,304,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 28,143 | $1,301,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 64,280 | $1,301,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 264,450 | $1,301,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 125,855 | $1,300,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 71,501 | $1,300,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 111,003 | $1,297,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 115,046 | $1,296,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 39,664 | $1,294,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 38,083 | $1,293,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 28,134 | $1,292,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 27,438 | $1,291,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 21,883 | $1,288,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 94,942 | $1,288,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 100,170 | $1,288,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 91,827 | $1,286,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 52,158 | $1,279,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 56,400 | $1,279,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 194,313 | $1,275,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 64,106 | $1,273,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 17,878 | $1,271,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 107,343 | $1,270,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 78,224 | $1,268,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 44,809 | $1,268,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 229,962 | $1,268,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 129,857 | $1,267,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 125,356 | $1,265,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 74,722 | $1,261,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 8,563 | $1,259,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 159,470 | $1,258,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 52,361 | $1,258,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 23,205 | $1,256,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 97,950 | $1,256,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 36,596 | $1,255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 42,026 | $1,251,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 15,779 | $1,247,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 46,340 | $1,246,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 101,652 | $1,245,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 30,184 | $1,243,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 114,943 | $1,242,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 15,389 | $1,241,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 66,726 | $1,241,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 40,181 | $1,240,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 63,135 | $1,240,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 146,651 | $1,239,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 72,127 | $1,237,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 66,386 | $1,235,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 41,278 | $1,233,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 144,242 | $1,233,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 18,421 | $1,230,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 65,429 | $1,230,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 70,569 | $1,230,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 91,905 | $1,229,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 34,508 | $1,228,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 87,500 | $1,228,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 92,795 | $1,227,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 421,597 | $1,227,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 47,109 | $1,221,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 90,053 | $1,219,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 156,249 | $1,216,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 127,179 | $1,215,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 27,718 | $1,213,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 51,055 | $1,210,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 78,337 | $1,210,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 18,796 | $1,209,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 120,804 | $1,209,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 71,344 | $1,208,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 45,925 | $1,207,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 33,207 | $1,206,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 12,649 | $1,206,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 107,890 | $1,206,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 156,510 | $1,204,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 29,057 | $1,202,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 94,150 | $1,201,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 86,620 | $1,198,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 81,266 | $1,197,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 51,158 | $1,197,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 116,730 | $1,195,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 82,763 | $1,194,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 23,983 | $1,194,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 136,540 | $1,192,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 371,601 | $1,192,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 29,183 | $1,191,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 265,778 | $1,189,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 174,656 | $1,185,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 22,954 | $1,184,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 130,351 | $1,182,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 65,505 | $1,181,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 34,480 | $1,180,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 62,037 | $1,178,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 94,895 | $1,177,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 22,281 | $1,177,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 118,647 | $1,175,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 70,504 | $1,175,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 53,602 | $1,173,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 98,487 | $1,172,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 41,153 | $1,170,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 94,390 | $1,170,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 36,733 | $1,164,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 37,812 | $1,162,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 110,838 | $1,158,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 29,804 | $1,158,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 101,441 | $1,158,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 43,443 | $1,157,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 90,720 | $1,157,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 22,198 | $1,157,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 94,870 | $1,152,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 45,930 | $1,152,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 85,058 | $1,150,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 37,296 | $1,148,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 127,838 | $1,147,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 34,070 | $1,146,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 73,920 | $1,145,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 92,263 | $1,145,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 33,354 | $1,144,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 69,020 | $1,144,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 435,275 | $1,141,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 30,916 | $1,139,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 76,788 | $1,139,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 128,571 | $1,138,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 152,159 | $1,136,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 39,515 | $1,135,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 25,921 | $1,134,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 42,759 | $1,133,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 156,148 | $1,131,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 16,639 | $1,131,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 83,753 | $1,131,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 68,144 | $1,131,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 12,890 | $1,130,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 119,521 | $1,128,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 18,200 | $1,128,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 274,233 | $1,127,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 268,887 | $1,124,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 75,760 | $1,123,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 225,568 | $1,123,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 154,556 | $1,122,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 37,499 | $1,119,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 39,099 | $1,116,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 56,886 | $1,113,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 24,055 | $1,111,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 38,487 | $1,111,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 63,416 | $1,108,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 73,171 | $1,105,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 17,874 | $1,105,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 20,978 | $1,104,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 26,115 | $1,104,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 47,553 | $1,104,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 208,773 | $1,104,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 109,166 | $1,104,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 28,929 | $1,100,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 63,815 | $1,098,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 36,807 | $1,097,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 65,360 | $1,096,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 298,072 | $1,094,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 60,675 | $1,090,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 88,693 | $1,089,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 40,415 | $1,088,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 95,345 | $1,088,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 45,203 | $1,086,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 28,178 | $1,085,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 80,638 | $1,083,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 115,060 | $1,082,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 12,330 | $1,081,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 44,193 | $1,081,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 45,945 | $1,079,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 181,047 | $1,077,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 61,826 | $1,077,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 23,196 | $1,075,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 113,765 | $1,071,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 232,788 | $1,068,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 17,553 | $1,067,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 25,833 | $1,065,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 75,882 | $1,060,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 16,239 | $1,058,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 32,969 | $1,058,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 58,354 | $1,057,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 34,786 | $1,057,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 62,009 | $1,057,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 65,573 | $1,056,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 75,018 | $1,053,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 59,130 | $1,050,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 52,345 | $1,050,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 10,665 | $1,046,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 79,527 | $1,045,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 17,355 | $1,044,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 21,165 | $1,041,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 136,964 | $1,041,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 22,122 | $1,039,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 72,838 | $1,038,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 79,656 | $1,037,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 84,353 | $1,035,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 46,021 | $1,034,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 95,570 | $1,033,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 15,926 | $1,032,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 16,285 | $1,032,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 17,336 | $1,031,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 160,547 | $1,029,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 86,878 | $1,025,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,473 | $1,022,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 20,504 | $1,020,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 41,336 | $1,020,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,080 | $1,018,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 30,218 | $1,016,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 102,997 | $1,015,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 67,150 | $1,014,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 33,081 | $1,013,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 36,713 | $1,012,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 155,362 | $1,011,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 65,963 | $1,011,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 12,117 | $1,010,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 21,700 | $1,009,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 25,036 | $1,008,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 101,126 | $1,007,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 94,976 | $1,006,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 247,777 | $1,004,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 245,956 | $1,004,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 62,813 | $1,003,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 23,504 | $1,002,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 43,036 | $1,001,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 505,609 | $1,001,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,905 | $1,000,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 44,308 | $999,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 83,591 | $998,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 15,465 | $996,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 56,957 | $995,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 79,669 | $994,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 70,772 | $994,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 57,458 | $991,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 40,019 | $990,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 89,277 | $989,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 23,098 | $987,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 23,505 | $987,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 24,739 | $986,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 125,230 | $984,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 11,198 | $980,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 28,302 | $978,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 105,991 | $977,000 | thousands by filing date | |
| PVF CAPITAL CORP | 693654105 | COM | 237,156 | $977,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 123,526 | $975,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 36,834 | $975,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 42,692 | $972,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 53,874 | $971,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 293,773 | $969,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 40,656 | $968,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 25,699 | $966,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 100,828 | $964,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 39,555 | $961,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 63,977 | $959,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 92,421 | $959,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 105,388 | $958,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 245,023 | $958,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 26,039 | $957,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 80,308 | $957,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 117,404 | $957,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 45,972 | $956,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 142,323 | $956,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 30,761 | $952,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 75,347 | $952,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 72,532 | $951,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 94,306 | $951,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 18,190 | $949,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 13,187 | $947,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 33,543 | $946,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 78,309 | $945,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 10,501 | $944,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 50,137 | $943,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 157,419 | $942,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 46,025 | $942,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 75,504 | $941,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 14,206 | $940,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 22,462 | $940,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 32,102 | $939,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 15,315 | $939,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 100,768 | $939,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 36,764 | $938,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 26,465 | $937,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 38,053 | $937,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 16,011 | $936,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 178,001 | $936,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 125,628 | $935,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 69,894 | $934,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 33,999 | $934,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 48,366 | $933,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 64,931 | $932,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 401,655 | $931,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 43,810 | $931,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 33,814 | $931,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 86,256 | $931,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 155,091 | $931,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 38,486 | $930,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 25,774 | $929,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 54,601 | $929,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 90,228 | $928,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461100 | EGSHARE GEM COMP | 41,626 | $927,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 31,931 | $926,000 | thousands by filing date | |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 447,024 | $925,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 74,175 | $924,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 84,574 | $923,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 26,099 | $922,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 171,222 | $921,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 11,841 | $920,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 829,000 | $920,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 334,208 | $919,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 34,505 | $917,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 142,805 | $917,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 48,685 | $915,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 18,656 | $914,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 60,824 | $914,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 111,297 | $914,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 39,586 | $913,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 21,961 | $913,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 113,879 | $911,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 55,856 | $909,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 39,481 | $908,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 28,571 | $908,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 37,373 | $907,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 65,875 | $906,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 72,029 | $903,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 23,155 | $901,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 102,321 | $900,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 84,887 | $900,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 28,509 | $895,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 29,812 | $894,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 57,922 | $894,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 23,593 | $893,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 19,491 | $892,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 66,203 | $891,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 100,521 | $891,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 172,419 | $890,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 64,730 | $890,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 73,223 | $887,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 34,259 | $886,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 27,806 | $885,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 12,026 | $884,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 39,225 | $884,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 23,851 | $882,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 32,945 | $880,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 144,139 | $880,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 11,070 | $880,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 16,571 | $879,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 13,377 | $877,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 23,029 | $877,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 47,667 | $877,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 55,000 | $876,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 20,540 | $874,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 18,777 | $874,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 46,601 | $873,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 176,070 | $872,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 67,747 | $872,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 13,921 | $870,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 63,471 | $870,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 40,058 | $870,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 107,034 | $869,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 135,646 | $869,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 82,501 | $869,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 62,847 | $868,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 83,231 | $866,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 31,156 | $866,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 60,527 | $865,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 16,973 | $863,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 137,142 | $861,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 719,000 | $860,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 55,117 | $858,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 26,057 | $857,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 74,371 | $857,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 89,794 | $857,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 88,982 | $855,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 173,301 | $854,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 47,623 | $854,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 40,616 | $853,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 58,870 | $849,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 25,215 | $848,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 53,093 | $845,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 15,451 | $845,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 68,594 | $845,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 62,395 | $844,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 30,806 | $843,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 30,460 | $843,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 25,835 | $842,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 22,626 | $841,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 217,642 | $840,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 21,172 | $840,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 10,111 | $840,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 17,234 | $838,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 57,177 | $838,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 22,236 | $835,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 61,469 | $833,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 34,407 | $830,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 35,866 | $829,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 82,741 | $828,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 168,252 | $824,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 40,973 | $822,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 132,662 | $821,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 20,894 | $818,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 146,643 | $816,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 17,350 | $815,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 186,530 | $814,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 98,774 | $813,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 61,649 | $813,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 45,266 | $813,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 143,413 | $812,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 18,464 | $811,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 20,076 | $810,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 23,509 | $808,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 420,616 | $807,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 60,890 | $807,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 55,556 | $806,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 231,588 | $804,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 62,819 | $803,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 65,075 | $803,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 263,459 | $803,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 59,144 | $803,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 61,577 | $802,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 170,188 | $802,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 18,182 | $800,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 48,297 | $799,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 855,000 | $797,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 37,537 | $796,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 30,364 | $796,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,070,729 | $794,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 12,450 | $793,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 48,945 | $792,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 87,085 | $791,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 17,372 | $791,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 14,054 | $791,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 96,771 | $790,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 81,604 | $789,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 55,213 | $788,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 250,921 | $788,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 149,364 | $788,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 104,719 | $787,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,309 | $785,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 59,939 | $785,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-13-000483 | this filing | 2013-11-13 | acceptance time not in the bulk data set |