13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 5,319 holding rows worth $211,554,953,000.
- Accession
- 0000895421-13-000483
- Filer
- CIK 895421
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 25,861 entries on the cover page, a total value of $211,554,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,554,965,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Principal Investments, Inc.028-14305
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMSDW Equity Financing Services (Luxembourg) S.a.r.l.028-11347
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AZENTA INC | 114340102 | COM | 41,253 | $385,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 17,917 | $384,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 60,791 | $384,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,341 | $383,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 27,114 | $383,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,073 | $381,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 73,555 | $381,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 7,713 | $381,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,329 | $380,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 37,749 | $380,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 20,628 | $380,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,401 | $378,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 20,214 | $378,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 42,820 | $378,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 16,844 | $378,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 26,278 | $378,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,345 | $377,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 26,586 | $377,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 51,653 | $377,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 22,970 | $377,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 43,841 | $376,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 29,205 | $376,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 25,136 | $375,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 92,449 | $375,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 20,900 | $374,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 10,354 | $374,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 26,345 | $373,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 380,000 | $373,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 29,933 | $373,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,822 | $372,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 29,409 | $372,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 42,769 | $371,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 27,387 | $371,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 9,807 | $371,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 36,667 | $371,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 841,294 | $369,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 78,954 | $367,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 226,054 | $366,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 45,586 | $366,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 794,121 | $365,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 27,575 | $365,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 35,029 | $365,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 17,644 | $364,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 26,859 | $362,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,923 | $362,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,985 | $362,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 16,317 | $362,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 23,800 | $362,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 20,556 | $361,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 154,427 | $360,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 29,649 | $359,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 50,907 | $359,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 29,526 | $359,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 260,607 | $359,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 46,660 | $359,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 35,733 | $359,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 45,280 | $358,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 16,476 | $357,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 126,839 | $357,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 16,552 | $357,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 19,927 | $357,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 10,735 | $357,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 59,438 | $356,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 27,925 | $356,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 22,746 | $356,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 30,659 | $355,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 39,446 | $355,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,984 | $354,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 13,437 | $354,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 43,501 | $353,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 48,214 | $352,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,434 | $351,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 170,196 | $351,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 36,172 | $350,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 8,162 | $350,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9,691 | $349,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 6,694 | $349,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 8,084 | $349,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 27,008 | $349,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 340,000 | $348,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 12,884 | $347,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 19,603 | $346,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,103 | $345,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,098 | $344,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 26,460 | $344,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 5,114 | $344,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 19,272 | $343,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 30,775 | $343,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 28,996 | $343,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 43,173 | $342,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 19,285 | $340,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 47,182 | $338,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 42,029 | $337,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 20,319 | $336,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 16,222 | $335,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 21,334 | $335,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,283 | $334,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 39,222 | $334,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 23,490 | $333,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 16,408 | $333,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 83,490 | $332,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 9,252 | $330,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 15,010 | $330,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 10,027 | $330,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 183,100 | $330,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 5,099 | $330,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 14,949 | $330,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 22,066 | $329,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 26,417 | $329,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,896 | $326,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 96,997 | $326,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 71,612 | $323,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 28,712 | $323,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 27,897 | $323,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 89,213 | $323,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 117,666 | $322,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 66,803 | $321,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 167,955 | $321,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 156,748 | $320,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 15,324 | $320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,835 | $320,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 23,573 | $320,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,772 | $319,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 50,438 | $318,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 4,202 | $318,000 | thousands by filing date | |
| ISHARES TR | 464289164 | MSCI ACWI EX | 12,581 | $318,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 17,015 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 4,592 | $317,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 24,212 | $317,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 14,307 | $317,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 47,749 | $316,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 25,373 | $316,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 10,109 | $315,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 25,357 | $315,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 7,797 | $314,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,800 | $313,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 16,480 | $313,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 11,667 | $312,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 25,460 | $311,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 24,363 | $311,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 21,776 | $310,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 4,114 | $308,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 4,161 | $307,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,404 | $307,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 24,545 | $307,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 20,534 | $307,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 20,318 | $306,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 16,266 | $306,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 517,848 | $306,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 19,908 | $305,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 13,153 | $304,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 47,289 | $304,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 15,417 | $304,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 106,834 | $304,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 19,529 | $303,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,903 | $303,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 34,873 | $302,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 9,379 | $301,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 47,806 | $301,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,747 | $300,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 12,989 | $300,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 8,270 | $300,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 18,051 | $299,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 12,202 | $299,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 52,153 | $297,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 77,561 | $297,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,962 | $296,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,667 | $296,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,023 | $295,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 58,995 | $295,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 11,237 | $294,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 42,830 | $294,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 16,883 | $293,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 159,355 | $293,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 8,993 | $293,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 87,089 | $291,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 64,120 | $291,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 131,938 | $290,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 17,329 | $290,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 114,746 | $289,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 18,939 | $288,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 27,499 | $288,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 20,764 | $288,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 8,838 | $288,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 180,345 | $287,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 26,442 | $287,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 21,425 | $287,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 16,765 | $286,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 12,386 | $286,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 13,492 | $285,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 38,186 | $284,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,091 | $284,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 4,374 | $284,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 280,000 | $284,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 16,226 | $283,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 33,497 | $283,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 26,144 | $283,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 27,569 | $282,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,428 | $281,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 21,426 | $281,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,291 | $281,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 87,513 | $281,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 21,900 | $281,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 10,321 | $280,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 47,181 | $280,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 31,978 | $280,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 13,357 | $280,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 9,224 | $279,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 8,232 | $278,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 33,351 | $278,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,418 | $278,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 17,794 | $278,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 19,000 | $278,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 33,730 | $276,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 13,692 | $276,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 25,223 | $275,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 8,374 | $274,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 95,628 | $274,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 19,610 | $274,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 42,982 | $272,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,868 | $267,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 25,870 | $266,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 35,820 | $266,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 16,367 | $265,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 3,649 | $265,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 31,885 | $263,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 89,796 | $263,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,545 | $262,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 28,544 | $262,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,280 | $261,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 7,080 | $261,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 19,420 | $261,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 25,788 | $259,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,621 | $259,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,484 | $258,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 25,457 | $258,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 8,837 | $258,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 4,499 | $256,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 17,427 | $256,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,769 | $256,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 106,577 | $255,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 10,394 | $254,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,397 | $254,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 9,768 | $254,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 61,089 | $252,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 55,552 | $251,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 7,406 | $251,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,057 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 5,379 | $251,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 67,906 | $250,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 70,583 | $250,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 12,400 | $250,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 11,096 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,958 | $248,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 30,639 | $248,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,486 | $247,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 20,450 | $247,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 12,672 | $247,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 18,721 | $246,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,579 | $245,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 4,824 | $245,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 22,996 | $244,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 16,879 | $244,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 9,313 | $243,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 45,674 | $242,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 17,960 | $242,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 15,309 | $241,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 18,636 | $241,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 20,141 | $240,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 14,833 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 10,844 | $240,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 31,834 | $239,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 8,285 | $238,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 17,426 | $238,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 54,456 | $238,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 9,805 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,954 | $236,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,383 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 16,700 | $236,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,962 | $236,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 89,536 | $236,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 22,377 | $236,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 45,935 | $235,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 8,826 | $235,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 19,902 | $235,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 19,417 | $235,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 99,906 | $234,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,320 | $233,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,840 | $233,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 4,576 | $233,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 10,706 | $233,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 4,294 | $232,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,789 | $231,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 12,216 | $231,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 18,197 | $231,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 12,472 | $230,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,211 | $230,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 22,953 | $230,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 8,238 | $230,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 30,621 | $230,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 7,924 | $230,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 17,838 | $229,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 52,816 | $228,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,360 | $227,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 71,995 | $227,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 7,878 | $226,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 96,311 | $225,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 16,769 | $225,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 36,075 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 3,871 | $225,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 9,177 | $224,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 24,958 | $224,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 107,989 | $224,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 9,476 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 8,958 | $222,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 4,099 | $222,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 158,354 | $222,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 35,262 | $221,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,690 | $220,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 58,923 | $220,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 168,000 | $220,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 32,481 | $220,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 11,188 | $220,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 8,434 | $219,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 2,887 | $219,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 4,805 | $219,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 8,223 | $218,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,707 | $218,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 11,957 | $218,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B119 | CMN | 494,799 | $218,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,867 | $217,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 62,270 | $217,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 21,010 | $216,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,870 | $216,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 14,596 | $216,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 8,686 | $216,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 12,229 | $215,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 29,750 | $215,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 23,619 | $215,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 27,625 | $215,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 12,464 | $215,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 19,114 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 11,959 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 5,203 | $215,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,062 | $214,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 8,909 | $214,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 71,034 | $214,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 35,146 | $213,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 27,267 | $213,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 21,864 | $212,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 20,600 | $212,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 10,647 | $212,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 17,026 | $211,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 21,552 | $211,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 4,632 | $211,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 16,832 | $211,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 8,386 | $211,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 8,056 | $210,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,535 | $210,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,560 | $210,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 69,472 | $209,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,894 | $209,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 15,871 | $209,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 5,125 | $209,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 28,664 | $208,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 10,087 | $207,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 10,677 | $207,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 54,913 | $206,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 11,360 | $206,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,913 | $205,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 14,128 | $205,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 10,280 | $205,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 8,475 | $205,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 6,565 | $204,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 13,996 | $204,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 28,293 | $204,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 105,744 | $204,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 6,190 | $204,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 188 | $203,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 22,866 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,626 | $203,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,240 | $202,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,840 | $202,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 21,745 | $202,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 53,354 | $202,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,525 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,929 | $201,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 3,640 | $201,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 22,683 | $201,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 32,514 | $200,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,290 | $199,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 12,938 | $199,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 103,936 | $199,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 28,326 | $199,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 49,576 | $198,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,228 | $198,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 15,673 | $197,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 93,503 | $196,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 48,358 | $196,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 28,318 | $196,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 13,944 | $195,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 19,763 | $195,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 12,587 | $194,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 19,152 | $193,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 14,221 | $192,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 22,368 | $192,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 14,791 | $192,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 13,498 | $192,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 16,824 | $191,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 14,414 | $190,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 10,666 | $188,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 15,014 | $188,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 25,950 | $188,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 12,962 | $188,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 83,408 | $187,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 104,647 | $187,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 58,898 | $187,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 20,100 | $187,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 10,197 | $187,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 10,957 | $186,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 26,737 | $185,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,015 | $185,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 10,656 | $184,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 100,645 | $183,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 30,378 | $182,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 53,995 | $181,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 169,000 | $180,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 11,229 | $179,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 20,550 | $179,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 144,554 | $179,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 28,271 | $179,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,660 | $178,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 87,551 | $178,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 30,903 | $177,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 72,523 | $177,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 13,852 | $176,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 29,098 | $176,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 110,000 | $176,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 24,926 | $175,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 172,000 | $175,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 17,626 | $175,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 229,000 | $174,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 11,255 | $173,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 476,543 | $173,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 10,894 | $173,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 24,676 | $172,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 29,925 | $171,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,363 | $171,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 20,830 | $171,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 32,808 | $171,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 24,365 | $171,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 10,976 | $171,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 13,208 | $171,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 55,996 | $170,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 14,908 | $169,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 16,114 | $169,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 47,000 | $169,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 12,401 | $169,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 23,734 | $166,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 69,084 | $166,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 11,061 | $165,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 14,058 | $165,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 110,000 | $164,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 32,000 | $164,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 14,301 | $163,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 41,679 | $163,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 12,272 | $162,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 16,806 | $162,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 11,893 | $161,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 34,381 | $161,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,727 | $161,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 31,025 | $161,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 12,229 | $159,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 87,095 | $157,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 10,241 | $157,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 22,634 | $156,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 25,942 | $156,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 26,940 | $155,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 22,478 | $154,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 14,150 | $154,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 10,845 | $154,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 123,000 | $154,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 45,000 | $153,000 | thousands by filing date | |
| TUCOWS INC | 898697107 | COM | 63,722 | $152,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 22,924 | $151,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 42,969 | $151,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 133,000 | $151,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 39,162 | $149,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 40,488 | $149,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 24,566 | $149,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,500 | $149,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 56,812 | $149,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 85,301 | $148,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,624 | $146,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 12,544 | $146,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 16,029 | $146,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 16,406 | $145,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 122,000 | $145,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 79,020 | $144,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 13,453 | $143,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-13-000483 | this filing | 2013-11-13 | acceptance time not in the bulk data set |