13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 5,319 holding rows worth $211,554,953,000.
- Accession
- 0000895421-13-000483
- Filer
- CIK 895421
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 25,861 entries on the cover page, a total value of $211,554,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,554,965,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Principal Investments, Inc.028-14305
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMSDW Equity Financing Services (Luxembourg) S.a.r.l.028-11347
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 490,543 | $4,611,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 123,873 | $4,610,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 181,234 | $4,607,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,206,814 | $4,598,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 288,229 | $4,597,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 183,589 | $4,585,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 4,436,000 | $4,580,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 720,545 | $4,576,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 88,858 | $4,575,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 191,955 | $4,568,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100,162 | $4,563,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 78,674 | $4,555,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 183,028 | $4,550,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 106,083 | $4,546,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 328,375 | $4,541,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 52,421 | $4,537,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 4,240,000 | $4,537,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 108,737 | $4,532,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 93,521 | $4,530,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 4,457,000 | $4,526,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 94,317 | $4,525,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 121,326 | $4,524,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 142,957 | $4,514,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 800,219 | $4,514,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 156,849 | $4,512,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 291,138 | $4,501,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 4,302,000 | $4,501,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 363,040 | $4,498,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 452,560 | $4,490,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 268,966 | $4,489,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 281,615 | $4,488,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 86,924 | $4,488,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 86,655 | $4,486,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 150,537 | $4,485,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 76,175 | $4,484,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 708,378 | $4,484,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 383,236 | $4,461,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 272,857 | $4,456,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 145,264 | $4,455,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 74,593 | $4,455,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 129,133 | $4,453,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 558,473 | $4,451,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 144,858 | $4,449,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 368,285 | $4,448,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 284,627 | $4,443,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 101,872 | $4,442,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 298,423 | $4,441,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 225,466 | $4,439,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 218,215 | $4,438,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 78,810 | $4,432,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 249,550 | $4,430,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 596,967 | $4,417,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 156,969 | $4,417,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 230,374 | $4,417,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 118,375 | $4,414,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 271,997 | $4,404,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 75,255 | $4,402,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 601,136 | $4,394,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 101,141 | $4,391,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 65,648 | $4,391,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 190,832 | $4,390,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 468,940 | $4,380,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 303,597 | $4,375,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 323,079 | $4,374,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 100,862 | $4,369,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 226,266 | $4,366,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 51,369 | $4,363,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 2,750,000 | $4,362,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 153,243 | $4,352,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 224,320 | $4,348,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 102,061 | $4,347,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 202,322 | $4,345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 80,773 | $4,338,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 48,782 | $4,333,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 266,172 | $4,333,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 91,121 | $4,330,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 485,853 | $4,329,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 161,470 | $4,328,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 327,778 | $4,327,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 269,490 | $4,325,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 179,005 | $4,323,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 104,870 | $4,316,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 215,515 | $4,310,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 1,034,455 | $4,293,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 120,406 | $4,292,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 626,921 | $4,289,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 41,250 | $4,280,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 43,159 | $4,277,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 237,868 | $4,271,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 198,365 | $4,270,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 242,381 | $4,270,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 155,053 | $4,262,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 100,020 | $4,248,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 132,172 | $4,237,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 242,113 | $4,235,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 402,917 | $4,225,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 69,540 | $4,223,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 272,371 | $4,219,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 161,520 | $4,219,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 662,488 | $4,206,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 339,859 | $4,204,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 188,579 | $4,190,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 553,551 | $4,185,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 290,835 | $4,183,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 205,590 | $4,178,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 126,213 | $4,174,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,561,180 | $4,168,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 469,768 | $4,148,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 177,527 | $4,147,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 172,698 | $4,147,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,255,408 | $4,143,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 168,080 | $4,142,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 434,052 | $4,140,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 83,419 | $4,132,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 88,680 | $4,132,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 217,530 | $4,122,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 44,724 | $4,115,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 171,711 | $4,103,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 289,555 | $4,103,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 235,849 | $4,101,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 213,716 | $4,097,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 343,691 | $4,093,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 90,833 | $4,091,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 119,915 | $4,082,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 350,433 | $4,075,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 368,915 | $4,073,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 254,428 | $4,066,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,969,376 | $4,056,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 531,105 | $4,053,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 414,946 | $4,046,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 582,854 | $4,045,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 46,735 | $4,043,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 94,338 | $4,037,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 49,316 | $4,035,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 172,706 | $4,033,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 120,127 | $4,027,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 682,370 | $4,026,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 137,203 | $4,024,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 87,410 | $4,024,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 284,168 | $4,021,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 123,141 | $4,015,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 877,819 | $4,012,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 88,984 | $4,004,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 215,828 | $3,999,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 84,835 | $3,984,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 337,920 | $3,978,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 62,427 | $3,977,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 180,803 | $3,972,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 141,772 | $3,969,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 3,581,000 | $3,966,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 112,060 | $3,964,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 3,871,000 | $3,959,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 101,338 | $3,955,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 68,343 | $3,953,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 43,059 | $3,949,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 3,893,000 | $3,942,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 146,373 | $3,940,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 143,364 | $3,936,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 147,339 | $3,931,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,633,000 | $3,928,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 90,031 | $3,924,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 118,158 | $3,918,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 686,811 | $3,916,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 356,386 | $3,916,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 78,435 | $3,916,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 121,359 | $3,914,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 137,737 | $3,903,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 37,287 | $3,902,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 71,615 | $3,901,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 124,930 | $3,897,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 153,268 | $3,893,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 169,101 | $3,888,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 627,701 | $3,888,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 71,835 | $3,883,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 549,510 | $3,873,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 3,730,000 | $3,870,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 163,803 | $3,868,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 479,130 | $3,868,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 169,828 | $3,858,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 3,724,000 | $3,854,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 134,501 | $3,852,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 49,095 | $3,842,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 174,560 | $3,840,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 607,352 | $3,839,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 392,333 | $3,837,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 142,857 | $3,834,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 181,663 | $3,832,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 71,961 | $3,830,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 266,252 | $3,810,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 120,011 | $3,810,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 78,890 | $3,808,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 227,069 | $3,798,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 177,297 | $3,795,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 190,402 | $3,793,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 69,696 | $3,788,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 81,415 | $3,784,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 37,617 | $3,778,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 107,280 | $3,761,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 70,314 | $3,760,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 128,604 | $3,759,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 210,935 | $3,759,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 42,708 | $3,755,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 200,056 | $3,751,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 139,394 | $3,743,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 44,046 | $3,740,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 78,436 | $3,740,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 211,149 | $3,740,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 91,242 | $3,738,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 67,985 | $3,735,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 283,058 | $3,731,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 336,271 | $3,729,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 179,580 | $3,728,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 337,264 | $3,726,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 293,508 | $3,725,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 52,050 | $3,723,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 141,371 | $3,713,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 110,833 | $3,709,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 2,385,000 | $3,707,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 139,463 | $3,704,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 173,149 | $3,702,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 47,254 | $3,699,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 52,822 | $3,693,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 209,798 | $3,693,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 60,745 | $3,692,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 139,221 | $3,692,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 198,864 | $3,687,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 190,479 | $3,680,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 66,673 | $3,669,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 492,094 | $3,661,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 144,573 | $3,636,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 441,408 | $3,632,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 148,414 | $3,632,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 192,541 | $3,631,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 89,097 | $3,631,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 503,950 | $3,623,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 84,969 | $3,622,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 166,253 | $3,610,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 201,433 | $3,608,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 216,896 | $3,605,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 177,072 | $3,599,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 197,879 | $3,596,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 128,398 | $3,593,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 97,129 | $3,590,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 56,764 | $3,584,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 218,095 | $3,582,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 69,929 | $3,581,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 59,259 | $3,578,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 128,793 | $3,575,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 151,230 | $3,575,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 284,429 | $3,575,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 277,578 | $3,564,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 117,568 | $3,563,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 45,668 | $3,562,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 442,716 | $3,550,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 35,666 | $3,541,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 206,140 | $3,537,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 49,988 | $3,536,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 690,014 | $3,533,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 47,339 | $3,519,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 116,060 | $3,516,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 202,846 | $3,515,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 97,848 | $3,506,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 102,423 | $3,504,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 97,020 | $3,504,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 305,978 | $3,504,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 81,867 | $3,499,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 486,865 | $3,496,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 104,261 | $3,494,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 47,792 | $3,491,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 72,018 | $3,485,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 155,324 | $3,479,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 199,631 | $3,474,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 199,945 | $3,461,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 37,797 | $3,458,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 35,227 | $3,456,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 85,567 | $3,454,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 283,205 | $3,438,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 155,154 | $3,436,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 140,061 | $3,435,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 115,408 | $3,431,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 137,656 | $3,426,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 46,697 | $3,418,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 201,935 | $3,413,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 76,043 | $3,413,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 98,065 | $3,410,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 25,622 | $3,408,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 215,327 | $3,407,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 194,209 | $3,401,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 77,384 | $3,401,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 94,385 | $3,399,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 310,583 | $3,396,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 35,627 | $3,394,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 469,488 | $3,392,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 189,919 | $3,384,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 687,700 | $3,384,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 136,682 | $3,384,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 121,690 | $3,381,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 105,759 | $3,378,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 475,815 | $3,374,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 173,010 | $3,369,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 82,082 | $3,360,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 281,375 | $3,360,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 59,906 | $3,360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 73,148 | $3,351,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 333,932 | $3,346,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 102,901 | $3,341,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 221,385 | $3,325,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 251,388 | $3,321,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 134,632 | $3,321,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 103,751 | $3,320,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 141,304 | $3,318,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 85,556 | $3,312,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 154,680 | $3,308,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 77,517 | $3,306,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 518,673 | $3,304,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 90,299 | $3,303,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 332,816 | $3,296,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 81,173 | $3,292,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 297,913 | $3,286,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 238,660 | $3,281,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 76,720 | $3,279,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 214,133 | $3,275,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 38,208 | $3,273,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 230,487 | $3,273,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 284,643 | $3,266,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,461,000 | $3,262,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 172,538 | $3,261,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 72,661 | $3,258,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 156,087 | $3,256,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 104,628 | $3,255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 83,776 | $3,255,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 769,728 | $3,255,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 133,807 | $3,254,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 649,961 | $3,250,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 624,605 | $3,249,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 386,308 | $3,238,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 11,242 | $3,237,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 134,584 | $3,234,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 359,195 | $3,233,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 234,912 | $3,232,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 181,913 | $3,232,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 87,143 | $3,232,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 199,246 | $3,232,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 142,937 | $3,226,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 45,579 | $3,204,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 375,845 | $3,197,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 117,920 | $3,194,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 172,114 | $3,192,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 55,571 | $3,192,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 267,153 | $3,190,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 516,407 | $3,186,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 244,121 | $3,183,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 165,976 | $3,180,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 111,130 | $3,178,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 115,058 | $3,176,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 129,574 | $3,175,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 131,067 | $3,169,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 119,744 | $3,169,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 58,435 | $3,159,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 98,304 | $3,158,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 44,572 | $3,153,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 65,791 | $3,150,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 25,538 | $3,149,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 244,564 | $3,148,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 172,913 | $3,147,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 151,995 | $3,144,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 432,348 | $3,122,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 171,806 | $3,117,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 578,083 | $3,116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 137,051 | $3,115,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 24,495 | $3,112,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 184,615 | $3,102,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 130,497 | $3,101,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 60,123 | $3,093,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 206,918 | $3,085,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 263,364 | $3,084,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 149,828 | $3,083,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 205,539 | $3,079,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 39,307 | $3,075,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 37,604 | $3,069,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 163,102 | $3,066,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 300,330 | $3,063,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,387 | $3,059,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 36,409 | $3,053,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 328,217 | $3,053,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 49,738 | $3,049,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 774,668 | $3,044,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 40,398 | $3,040,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 131,785 | $3,034,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 136,783 | $3,033,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 381,004 | $3,021,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 50,384 | $3,020,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 40,448 | $3,019,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 252,125 | $3,015,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 112,401 | $3,014,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 68,074 | $3,013,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 342,848 | $3,011,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 2,305,000 | $3,009,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 149,345 | $3,008,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 129,380 | $3,007,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 100,968 | $2,997,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 321,859 | $2,990,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 286,619 | $2,989,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 53,768 | $2,988,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 156,573 | $2,971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 117,301 | $2,967,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 131,831 | $2,966,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 486,358 | $2,966,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 227,160 | $2,959,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 211,583 | $2,954,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 57,165 | $2,950,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 234,930 | $2,948,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 19,991 | $2,946,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 59,573 | $2,945,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 396,851 | $2,940,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 90,547 | $2,939,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 241,832 | $2,937,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 354,627 | $2,936,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 115,210 | $2,931,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 42,540 | $2,928,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 151,156 | $2,910,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 38,647 | $2,907,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 44,511 | $2,904,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 100,190 | $2,903,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 189,523 | $2,902,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 242,326 | $2,901,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 136,946 | $2,900,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 419,628 | $2,890,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 101,585 | $2,890,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 255,004 | $2,887,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 32,710 | $2,886,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 121,605 | $2,884,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 110,580 | $2,881,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 226,756 | $2,880,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 145,847 | $2,875,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 277,746 | $2,872,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 122,163 | $2,869,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 364,402 | $2,868,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 55,962 | $2,862,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 273,222 | $2,859,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 203,741 | $2,855,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 886,613 | $2,846,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 176,648 | $2,845,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 205,698 | $2,844,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 172,554 | $2,832,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 26,022 | $2,831,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 179,982 | $2,829,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 217,763 | $2,824,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 98,434 | $2,822,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 56,897 | $2,819,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 53,167 | $2,816,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 217,159 | $2,809,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 95,113 | $2,803,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 156,148 | $2,799,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 173,879 | $2,793,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 39,026 | $2,791,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 87,811 | $2,788,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 47,569 | $2,787,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 218,504 | $2,783,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 218,602 | $2,783,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 49,604 | $2,783,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 395,084 | $2,777,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 167,626 | $2,770,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 172,206 | $2,767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 47,205 | $2,766,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 183,406 | $2,755,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 53,515 | $2,755,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 185,903 | $2,755,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 166,246 | $2,754,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 90,188 | $2,751,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 120,486 | $2,750,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 70,928 | $2,748,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 2,818,000 | $2,747,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 32,294 | $2,740,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 315,181 | $2,735,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 280,044 | $2,730,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 807,218 | $2,727,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 387,733 | $2,725,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 113,698 | $2,725,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 37,527 | $2,714,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 2,621,000 | $2,713,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 215,821 | $2,713,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 138,122 | $2,709,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 83,015 | $2,708,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 48,575 | $2,691,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 134,300 | $2,689,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 476,634 | $2,688,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 140,884 | $2,685,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 136,541 | $2,683,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 25,674 | $2,682,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 680,888 | $2,682,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 39,008 | $2,673,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 309,280 | $2,669,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 83,876 | $2,666,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 56,969 | $2,657,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 143,396 | $2,652,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 206,028 | $2,651,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 116,004 | $2,649,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 96,700 | $2,649,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 61,959 | $2,646,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-13-000483 | this filing | 2013-11-13 | acceptance time not in the bulk data set |