13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 5,319 holding rows worth $211,554,953,000.
- Accession
- 0000895421-13-000483
- Filer
- CIK 895421
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 25,861 entries on the cover page, a total value of $211,554,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,554,965,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Principal Investments, Inc.028-14305
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMSDW Equity Financing Services (Luxembourg) S.a.r.l.028-11347
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 199,983 | $7,772,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 458,473 | $7,771,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 140,985 | $7,757,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,148,862 | $7,743,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,159,942 | $7,738,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 357,572 | $7,738,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 239,707 | $7,731,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,845,000 | $7,730,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 461,836 | $7,726,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 113,510 | $7,711,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 74,293 | $7,708,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 209,815 | $7,704,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 592,911 | $7,702,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 79,755 | $7,700,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 88,731 | $7,692,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 212,289 | $7,689,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 749,409 | $7,681,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 129,688 | $7,678,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 552,930 | $7,675,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,730,137 | $7,665,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 487,737 | $7,638,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 119,182 | $7,634,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 462,288 | $7,628,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 95,356 | $7,618,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 353,568 | $7,613,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 305,957 | $7,612,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,258,775 | $7,612,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 356,808 | $7,600,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 661,947 | $7,599,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,440,860 | $7,592,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 335,247 | $7,588,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 291,496 | $7,568,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 92,935 | $7,561,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,307,548 | $7,558,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 381,986 | $7,543,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 137,009 | $7,541,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 125,916 | $7,540,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 211,765 | $7,534,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 136,112 | $7,521,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 381,908 | $7,516,000 | thousands by filing date | |
| MGC | 921910873 | COM | 130,827 | $7,514,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 164,484 | $7,513,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 125,309 | $7,511,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 437,163 | $7,509,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 121,309 | $7,498,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 187,318 | $7,491,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 211,947 | $7,471,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 59,648 | $7,467,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 377,639 | $7,466,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 206,879 | $7,462,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,953,756 | $7,445,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 64,525 | $7,434,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 195,137 | $7,429,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 144,725 | $7,419,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 265,475 | $7,418,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 252,386 | $7,413,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 518,765 | $7,408,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 137,950 | $7,401,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 364,417 | $7,398,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 74,091 | $7,383,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 361,715 | $7,379,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 521,406 | $7,373,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 147,271 | $7,356,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 101,900 | $7,342,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 84,490 | $7,333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 93,029 | $7,330,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 158,965 | $7,321,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 146,623 | $7,318,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 106,049 | $7,317,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 142,505 | $7,299,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 916,257 | $7,294,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 161,421 | $7,267,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 199,936 | $7,256,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 545,740 | $7,251,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,034,955 | $7,245,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 305,215 | $7,200,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 480,539 | $7,194,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 640,356 | $7,192,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 92,011 | $7,188,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,011,638 | $7,183,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 155,127 | $7,176,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 5,630,000 | $7,174,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 470,344 | $7,172,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 188,807 | $7,171,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 371,137 | $7,170,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 142,640 | $7,155,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 445,583 | $7,152,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 960,732 | $7,138,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 132,169 | $7,114,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 127,208 | $7,110,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 7,813,000 | $7,110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 353,144 | $7,109,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 146,581 | $7,104,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,187,944 | $7,079,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 521,367 | $7,070,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 143,099 | $7,069,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 64,862 | $7,061,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 539,884 | $7,046,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 138,057 | $7,032,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 190,153 | $7,031,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 552,607 | $7,018,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 93,204 | $7,010,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 565,356 | $7,010,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 372,283 | $6,995,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 4,113,000 | $6,949,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 303,514 | $6,944,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 99,476 | $6,942,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 277,609 | $6,927,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 161,424 | $6,920,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 270,248 | $6,915,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 346,233 | $6,915,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 264,288 | $6,913,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 275,221 | $6,908,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 54,816 | $6,906,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 389,517 | $6,903,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 157,642 | $6,895,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 374,032 | $6,887,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 515,511 | $6,883,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 203,476 | $6,875,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 53,871 | $6,873,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 341,805 | $6,864,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 565,163 | $6,855,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 170,519 | $6,852,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 558,697 | $6,849,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 151,324 | $6,844,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 197,648 | $6,837,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 213,083 | $6,816,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 494,061 | $6,809,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 644,021 | $6,775,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 149,499 | $6,767,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 248,003 | $6,760,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 157,325 | $6,759,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 144,697 | $6,752,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 90,765 | $6,751,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 463,001 | $6,736,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 192,773 | $6,732,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 493,337 | $6,709,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 204,969 | $6,703,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 568,463 | $6,696,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 375,983 | $6,688,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 301,123 | $6,685,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 177,796 | $6,681,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 287,841 | $6,674,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 589,236 | $6,647,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 277,135 | $6,645,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 93,566 | $6,643,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 328,968 | $6,642,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 175,820 | $6,641,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 165,037 | $6,641,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,002,000 | $6,640,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 219,002 | $6,622,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 262,361 | $6,577,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 6,163,000 | $6,575,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 292,111 | $6,573,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 697,575 | $6,571,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 425,906 | $6,567,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 219,168 | $6,565,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 160,642 | $6,564,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 223,563 | $6,564,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 680,316 | $6,538,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 655,281 | $6,521,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 166,086 | $6,520,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 39,998 | $6,505,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 416,825 | $6,503,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 760,187 | $6,470,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 88,719 | $6,467,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 379,080 | $6,463,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 6,139,000 | $6,461,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 308,964 | $6,455,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 1,355,345 | $6,452,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 168,366 | $6,449,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 39,608 | $6,449,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 186,802 | $6,447,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 356,632 | $6,445,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 249,936 | $6,442,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 86,242 | $6,430,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 280,909 | $6,422,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 180,594 | $6,415,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 132,093 | $6,411,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 466,272 | $6,411,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 464,138 | $6,409,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 192,831 | $6,397,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 522,400 | $6,394,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 139,104 | $6,380,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 94,786 | $6,375,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 417,184 | $6,374,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 69,600 | $6,372,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 195,002 | $6,367,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 107,176 | $6,363,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 489,399 | $6,362,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 83,101 | $6,356,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 201,515 | $6,349,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 217,367 | $6,342,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 431,095 | $6,341,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 126,660 | $6,337,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 792,784 | $6,327,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 187,664 | $6,324,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 202,663 | $6,320,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 293,780 | $6,316,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6,101,000 | $6,315,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 146,436 | $6,314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 316,911 | $6,307,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 302,420 | $6,302,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 126,863 | $6,297,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 733,627 | $6,280,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 6,830,000 | $6,267,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 526,799 | $6,267,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 168,506 | $6,265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 119,462 | $6,246,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 165,079 | $6,241,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 162,374 | $6,233,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 109,721 | $6,231,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 158,738 | $6,227,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 451,496 | $6,226,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 6,153,000 | $6,221,000 | thousands by filing date | |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 6,109,000 | $6,207,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 148,295 | $6,203,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,175,754 | $6,184,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 73,465 | $6,183,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 112,057 | $6,181,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 250,828 | $6,175,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 148,039 | $6,162,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 142,814 | $6,154,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 64,421 | $6,150,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 80,488 | $6,139,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 429,384 | $6,136,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 635,011 | $6,115,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 272,385 | $6,112,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,229,031 | $6,109,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 273,849 | $6,104,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 203,759 | $6,099,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 144,949 | $6,085,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 150,089 | $6,074,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 515,372 | $6,056,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 608,798 | $6,051,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 263,521 | $6,032,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 276,855 | $6,032,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 247,551 | $6,028,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 139,966 | $6,014,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 465,830 | $6,004,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 519,063 | $6,001,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 135,603 | $6,000,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 90,425 | $5,998,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 89,891 | $5,991,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 139,864 | $5,990,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 820,400 | $5,989,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 703,409 | $5,985,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 250,283 | $5,962,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 51,743 | $5,937,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 3,117,715 | $5,924,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 151,525 | $5,915,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 566,284 | $5,915,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 551,770 | $5,910,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 275,703 | $5,900,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 334,785 | $5,889,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 129,927 | $5,884,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 158,590 | $5,877,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 76,022 | $5,874,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 155,653 | $5,869,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 62,160 | $5,860,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 121,303 | $5,860,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 123,067 | $5,860,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 542,708 | $5,854,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 354,276 | $5,852,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 104,294 | $5,839,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 153,137 | $5,834,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 190,999 | $5,829,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 124,398 | $5,819,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 602,432 | $5,819,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 165,727 | $5,818,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 209,985 | $5,808,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 106,498 | $5,800,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,543,866 | $5,789,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 222,047 | $5,787,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 212,579 | $5,779,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 115,508 | $5,776,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 513,665 | $5,764,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 223,926 | $5,759,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 177,452 | $5,754,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 77,510 | $5,747,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 385,460 | $5,735,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 262,243 | $5,729,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 454,484 | $5,727,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 243,012 | $5,724,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 186,382 | $5,724,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 238,020 | $5,715,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 165,224 | $5,709,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 149,765 | $5,708,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,299,288 | $5,703,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 113,472 | $5,703,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,135,598 | $5,700,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 78,347 | $5,698,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 320,353 | $5,686,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 533,922 | $5,675,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 248,177 | $5,665,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 120,948 | $5,651,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 101,212 | $5,647,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 141,472 | $5,646,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 112,331 | $5,640,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 158,269 | $5,630,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 134,974 | $5,629,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 89,306 | $5,628,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 184,039 | $5,627,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 101,903 | $5,625,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 432,547 | $5,623,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 338,097 | $5,623,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 119,399 | $5,606,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 639,114 | $5,605,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 463,495 | $5,599,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 207,225 | $5,599,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 138,614 | $5,598,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 205,681 | $5,597,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 329,122 | $5,594,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 648,525 | $5,584,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 277,370 | $5,581,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 98,504 | $5,576,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 333,973 | $5,574,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 712,653 | $5,566,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 200,386 | $5,564,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 186,212 | $5,560,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 266,950 | $5,554,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 217,277 | $5,552,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 541,046 | $5,551,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 215,037 | $5,540,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 2,796,916 | $5,538,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 95,241 | $5,529,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 185,345 | $5,527,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,227,000 | $5,518,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 130,234 | $5,512,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 294,449 | $5,506,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 154,812 | $5,499,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 71,698 | $5,488,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 36,730 | $5,486,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 128,210 | $5,485,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 497,158 | $5,484,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 145,761 | $5,472,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 142,873 | $5,469,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 137,830 | $5,468,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 184,094 | $5,464,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 372,522 | $5,464,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 423,700 | $5,462,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 181,820 | $5,461,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 195,071 | $5,461,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 1,083,299 | $5,460,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 460,446 | $5,456,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 213,627 | $5,454,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 647,545 | $5,446,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 289,148 | $5,445,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 91,573 | $5,439,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 76,760 | $5,415,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 139,344 | $5,412,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 525,855 | $5,410,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 213,855 | $5,405,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 136,046 | $5,404,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 303,151 | $5,396,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 303,132 | $5,387,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 161,140 | $5,374,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 189,341 | $5,373,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 5,183,000 | $5,371,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 139,670 | $5,370,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 214,198 | $5,366,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 429,548 | $5,357,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 335,280 | $5,355,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 320,489 | $5,352,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 96,694 | $5,350,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 109,724 | $5,349,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 62,963 | $5,345,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 675,558 | $5,344,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 202,506 | $5,331,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 244,499 | $5,330,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,107,958 | $5,329,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 304,946 | $5,319,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 897,169 | $5,312,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 88,693 | $5,308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 173,621 | $5,306,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 535,366 | $5,305,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 379,339 | $5,303,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 520,628 | $5,295,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 315,920 | $5,288,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 153,660 | $5,276,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 78,931 | $5,259,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 479,675 | $5,239,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 608,565 | $5,233,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 390,046 | $5,231,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 90,405 | $5,219,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 445,960 | $5,217,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 64,617 | $5,216,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 99,926 | $5,214,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 382,686 | $5,211,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 411,184 | $5,205,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 182,164 | $5,199,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 296,096 | $5,193,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 3,587,000 | $5,188,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 339,904 | $5,184,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 576,258 | $5,180,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 117,674 | $5,178,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 446,854 | $5,165,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 320,844 | $5,156,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 107,512 | $5,138,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 900,434 | $5,124,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 262,285 | $5,120,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 318,056 | $5,120,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 233,028 | $5,119,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 75,149 | $5,106,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 145,871 | $5,104,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 913,744 | $5,099,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 168,889 | $5,087,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 160,056 | $5,079,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 4,941,000 | $5,077,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 116,113 | $5,070,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 100,090 | $5,055,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 86,585 | $5,041,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 109,834 | $5,025,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 83,566 | $5,008,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 108,668 | $5,004,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 3,545,000 | $5,003,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 307,144 | $4,999,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 131,423 | $4,991,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 60,496 | $4,986,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 80,105 | $4,981,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 97,421 | $4,976,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 44,891 | $4,975,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 96,518 | $4,963,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 4,879,000 | $4,955,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 4,623,000 | $4,952,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,380,191 | $4,941,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 125,579 | $4,937,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 542,667 | $4,932,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 102,540 | $4,931,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 162,392 | $4,929,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 193,276 | $4,924,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,019 | $4,924,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 220,310 | $4,924,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 166,564 | $4,920,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 225,259 | $4,918,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 147,920 | $4,915,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 665,844 | $4,900,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 149,017 | $4,898,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 245,214 | $4,897,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 331,704 | $4,896,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 90,899 | $4,880,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 97,538 | $4,880,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 238,033 | $4,880,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 162,628 | $4,877,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 181,123 | $4,874,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 388,841 | $4,869,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 172,543 | $4,860,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 489,086 | $4,842,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 361,990 | $4,837,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 58,397 | $4,832,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 104,589 | $4,830,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 129,318 | $4,825,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 4,426,000 | $4,819,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 117,366 | $4,807,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 75,148 | $4,806,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 508,789 | $4,797,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 181,629 | $4,795,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 1,200,110 | $4,789,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 97,632 | $4,788,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 261,315 | $4,788,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 661,503 | $4,783,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 141,597 | $4,782,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 176,628 | $4,782,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 403,125 | $4,777,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 292,984 | $4,776,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 93,375 | $4,773,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 383,440 | $4,770,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 911,636 | $4,768,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 164,563 | $4,768,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 310,503 | $4,763,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 189,028 | $4,761,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 432,661 | $4,759,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 54,123 | $4,752,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 101,988 | $4,751,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 2,382,852 | $4,742,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 103,222 | $4,738,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 105,330 | $4,730,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 432,060 | $4,723,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 207,784 | $4,708,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 119,007 | $4,705,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 482,475 | $4,700,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 98,212 | $4,699,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 129,081 | $4,687,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 113,549 | $4,685,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 246,139 | $4,676,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 42,846 | $4,675,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 174,956 | $4,668,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 227,872 | $4,662,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 303,069 | $4,662,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 240,195 | $4,660,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 88,597 | $4,658,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 169,306 | $4,651,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 338,624 | $4,649,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 154,173 | $4,644,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 33,153 | $4,642,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 376,251 | $4,628,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 22,497 | $4,627,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 400,236 | $4,622,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 489,847 | $4,619,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 365,380 | $4,618,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-13-000483 | this filing | 2013-11-13 | acceptance time not in the bulk data set |