13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 5,813 holding rows worth $169,311,335,000.
- Accession
- 0000831001-21-000185
- Filer
- CIK 831001
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 12,685 entries on the cover page, a total value of $169,311,335,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,311,335,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 8,000 | $9,000 | thousands by filing date | principal |
| UPHEALTH INC | 91532B101 | COM | 2,930 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,000 | $9,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 1,156 | $9,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 967 | $9,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 1,367 | $9,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,005 | $9,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 5,535 | $9,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 1,842 | $9,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $9,000 | thousands by filing date | principal |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 2,953 | $9,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 2,000 | $9,000 | thousands by filing date | principal |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 144 | $8,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 360 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 101 | $8,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 411 | $8,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 300 | $8,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 987 | $8,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,638 | $8,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,142 | $8,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 440 | $8,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,319 | $8,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2,303 | $8,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,076 | $8,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,068 | $8,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 2,381 | $8,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 1,380 | $8,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 201 | $8,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 811 | $8,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 319 | $8,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,299 | $8,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 4,772 | $8,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 1,930 | $8,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,853 | $8,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 624 | $8,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 548 | $8,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 160 | $8,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 399 | $8,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 68 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 749 | $7,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 271 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 105 | $7,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 1,185 | $7,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 2,550 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 40 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 40 | $7,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 313 | $7,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 199 | $7,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,700 | $7,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 666 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 60 | $7,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 646 | $7,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 824 | $7,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 7,184 | $7,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 913 | $7,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 678 | $7,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 750 | $7,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 2,867 | $7,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 2,356 | $7,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $7,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 7,432 | $7,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 4,207 | $7,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 3,936 | $7,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,276 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 108 | $6,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 274 | $6,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 153 | $6,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 543 | $6,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 567 | $6,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,065 | $6,000 | thousands by filing date | call |
| ESSA PHARMA INC | 29668H708 | COM NEW | 786 | $6,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,000 | $6,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 108 | $6,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 1,108 | $6,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,000 | $6,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,959 | $6,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 393 | $6,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 113 | $6,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 6,000 | $6,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 59 | $6,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 167 | $5,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 165 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 67 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 65 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 267 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 177 | $5,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 407 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 45 | $5,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,988 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 954 | $5,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 570 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 102 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 172 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,700 | $5,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 804 | $5,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 84 | $5,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,692 | $5,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,000 | $5,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $5,000 | thousands by filing date | principal |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,669 | $5,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 1,166 | $5,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 15,290 | $5,000 | thousands by filing date | call |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 4,239 | $5,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 115 | $4,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 433 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 98 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 105 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 118 | $4,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 701 | $4,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 142 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 113 | $4,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 184 | $4,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 80 | $4,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,500 | $4,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 2,889 | $4,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 439 | $4,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 4,000 | $4,000 | thousands by filing date | principal |
| PORTAGE BIOTECH INC | G7185A128 | COM | 192 | $4,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,000 | $4,000 | thousands by filing date | principal |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 1,333 | $4,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 479 | $4,000 | thousands by filing date | |
| Antero Resources Corp | 03674XAM8 | CV | 1,000 | $4,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,000 | $4,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 200 | $4,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 1,893 | $4,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 363 | $4,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 1,415 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | principal |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 362 | $4,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 51 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 49 | $3,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 394 | $3,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 242 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 78 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 49 | $3,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 192 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 162 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 590 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 80 | $3,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 108 | $3,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 209 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 100 | $3,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 200 | $3,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 750 | $3,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 168 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 6,400 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,000 | $3,000 | thousands by filing date | principal |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 835 | $3,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 404 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 125 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 906 | $3,000 | thousands by filing date | call |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,000 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 93 | $3,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 600 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 325 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 33 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 75 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 235 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 17 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,800 | $2,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 800 | $2,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 132 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 311 | $2,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 200 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,500 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 33 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 92 | $2,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 2,200 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 189 | $2,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 78 | $2,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 85 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,521 | $2,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 176 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,500 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 50 | $2,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $2,000 | thousands by filing date | principal |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 900 | $2,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 365 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 17 | $1,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 94 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 151 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 200 | $1,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 56 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 197 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 35 | $1,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 74 | $1,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 33 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 38 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 12 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 37 | $1,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 120 | $1,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 54 | $1,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 15 | $1,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 49 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 200 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60 | $1,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 50 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 31 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 10 | $1,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 340 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 76 | $1,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 300 | $1,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 387 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 55 | $1,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 999 | $1,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 400 | $1,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 100 | $1,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 148 | $1,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 98 | $1,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 1,600 | $1,000 | thousands by filing date | call |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 1,016 | $1,000 | thousands by filing date | call |
| GALECTO INC | 36322Q107 | COM | 242 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,850 | $1,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 500 | $1,000 | thousands by filing date | call |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 80 | $1,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSB INDS INC | 502160104 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FURY GOLD MINES LTD | 36117T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOW RES INC | 82836G102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 93 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOPHARMA INC | 054754874 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODORUS VY BANCORP INC | 192025104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYLION INC | 60938K106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GA DIVID | 67072B107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 43 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART POWERR CORP | 168913309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 410 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEALTHWELL ACQUISITION CORP | 42227R117 | *W EXP 08/05/202 | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G156 | RIGHT 10/01/2021 | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000185 | this filing | 2021-11-10 | acceptance time not in the bulk data set |