13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 5,813 holding rows worth $169,311,335,000.
- Accession
- 0000831001-21-000185
- Filer
- CIK 831001
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 12,685 entries on the cover page, a total value of $169,311,335,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,311,335,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NRC HEALTH | 637372202 | COMMON STOCK | 1,896 | $80,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,407 | $80,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 4,994 | $79,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 2,186 | $79,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 10,448 | $79,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,068 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 3,250 | $78,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,179 | $78,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 7,523 | $78,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,547 | $78,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,875 | $78,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 6,523 | $78,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 85,000 | $78,000 | thousands by filing date | principal |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 867 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 907 | $77,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 7,161 | $77,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,000 | $77,000 | thousands by filing date | put |
| HONEST CO INC | 438333106 | COM | 7,463 | $77,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,455 | $77,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,315 | $77,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 11,239 | $77,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,438 | $77,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 1,000 | $77,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,299 | $76,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 5,084 | $76,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 6,918 | $76,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 2,803 | $76,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,445 | $76,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 3,174 | $75,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 6,103 | $75,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,726 | $75,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 68,000 | $75,000 | thousands by filing date | principal |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 613 | $74,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,261 | $74,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,146 | $74,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 8,051 | $74,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 4,332 | $73,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 742 | $73,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 580 | $73,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 3,281 | $73,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 7,739 | $73,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 1,973 | $73,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 348 | $73,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 50,000 | $73,000 | thousands by filing date | principal |
| LORAL SPACE & COM INC | 543881106 | COM | 1,688 | $73,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,024 | $72,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 2,805 | $72,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,793 | $72,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 3,171 | $72,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 5,457 | $72,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 849 | $72,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 3,163 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 685 | $72,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 408 | $72,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,989 | $72,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 56,360 | $72,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 4,203 | $71,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 772 | $71,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 42,000 | $71,000 | thousands by filing date | principal |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 5,653 | $70,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 514 | $70,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,584 | $70,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 1,459 | $70,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 2,910 | $70,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 5,627 | $70,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,202 | $70,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 2,987 | $70,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 665 | $70,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 3,024 | $70,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,853 | $70,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,210 | $69,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 4,128 | $69,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,697 | $69,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 2,588 | $69,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 2,803 | $69,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 4,861 | $68,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,348 | $68,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,562 | $68,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,825 | $68,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,817 | $68,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 8,133 | $68,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,261 | $68,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 11,070 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 650 | $68,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 7,600 | $68,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 8,558 | $68,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 7,987 | $68,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 22,600 | $68,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 3,500 | $67,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 2,699 | $67,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 757 | $67,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 1,748 | $66,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,315 | $66,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,567 | $66,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 3,311 | $66,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 3,253 | $66,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 8,362 | $66,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 9,921 | $66,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 2,115 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,789 | $65,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 5,497 | $65,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,878 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,000 | $65,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 12,560 | $65,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 7,951 | $65,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 647 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,085 | $64,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 2,300 | $64,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 3,335 | $64,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4,668 | $64,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 668 | $64,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,263 | $64,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,638 | $64,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 33,000 | $64,000 | thousands by filing date | principal |
| VERSO CORP | 92531L207 | CL A | 3,061 | $64,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,679 | $63,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 884 | $63,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 3,961 | $63,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,709 | $63,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 890 | $63,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,981 | $63,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,659 | $63,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 5,439 | $63,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 6,506 | $63,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,390 | $62,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 3,791 | $62,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,045 | $62,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 1,428 | $62,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,491 | $62,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 3,321 | $62,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,423 | $62,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 2,000 | $62,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 5,356 | $62,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 304 | $61,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,280 | $61,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,085 | $61,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,822 | $61,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 4,695 | $61,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 18,709 | $61,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 3,682 | $61,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,971 | $61,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 3,386 | $61,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 15,951 | $61,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 997 | $60,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 1,370 | $60,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 3,613 | $60,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 3,319 | $60,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 2,057 | $60,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 3,614 | $60,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 2,373 | $60,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 1,811 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,720 | $59,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,704 | $59,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,959 | $59,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 2,391 | $59,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 10,687 | $59,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 3,296 | $58,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 4,140 | $58,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 3,987 | $58,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 409 | $58,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,443 | $58,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,420 | $58,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 77,990 | $58,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 20,896 | $58,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 3,137 | $57,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 2,386 | $57,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 4,967 | $57,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 169 | $57,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 3,038 | $57,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,291 | $57,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,210 | $57,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 7,133 | $57,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 4,870 | $57,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,212 | $56,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 4,662 | $56,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 769 | $56,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 5,622 | $56,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,021 | $56,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 893 | $56,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 16,088 | $56,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 1,300 | $56,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,561 | $56,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,791 | $55,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,963 | $55,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,239 | $55,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,834 | $55,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 3,953 | $55,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 2,648 | $55,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 6,323 | $55,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 4,742 | $55,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,256 | $55,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 4,940 | $55,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 1,795 | $54,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,029 | $54,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,604 | $54,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 3,528 | $54,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 1,076 | $54,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,759 | $54,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 4,468 | $54,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,000 | $54,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,558 | $54,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 7,557 | $54,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $54,000 | thousands by filing date | principal |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 1,598 | $54,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,950 | $53,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 911 | $53,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,331 | $53,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 862 | $53,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 2,310 | $53,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 910 | $53,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 2,098 | $53,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 2,225 | $53,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 12,306 | $53,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 1,684 | $53,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100 | $52,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100 | $52,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 809 | $52,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 1,751 | $52,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,747 | $52,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 2,263 | $52,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,588 | $52,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 900 | $51,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 7,948 | $51,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 784 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 812 | $51,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,477 | $51,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 4,697 | $51,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 47,775 | $51,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 2,357 | $50,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 3,755 | $50,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,514 | $50,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 4,603 | $50,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 1,933 | $50,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 3,335 | $50,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 4,900 | $50,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 1,150 | $49,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,105 | $49,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,846 | $49,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,482 | $49,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,587 | $49,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 2,955 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 679 | $49,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 1,687 | $49,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 1,585 | $49,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 6,482 | $49,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 6,773 | $49,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,426 | $49,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 3,674 | $49,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,654 | $48,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 3,002 | $48,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,878 | $48,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 4,142 | $48,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 2,227 | $48,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,489 | $48,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 1,225 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,650 | $48,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 3,122 | $48,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 6,645 | $48,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,246 | $48,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 5,565 | $48,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 53,591 | $48,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,000 | $47,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,625 | $47,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 4,062 | $47,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 1,968 | $47,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 10,409 | $47,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,472 | $47,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,736 | $47,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 3,656 | $47,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 6,369 | $47,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 6,418 | $47,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 6,310 | $47,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 27,000 | $47,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAB9 | CONV BD US | 27,000 | $47,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 300 | $46,000 | thousands by filing date | put |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 2,104 | $46,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,902 | $46,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,655 | $46,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 851 | $46,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,802 | $46,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 25,000 | $46,000 | thousands by filing date | principal |
| PLAYAGS INC | 72814N104 | COM | 5,892 | $46,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 41,000 | $46,000 | thousands by filing date | principal |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 546 | $45,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 3,888 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 825 | $45,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 8,995 | $45,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 2,429 | $45,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,834 | $45,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,782 | $45,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 4,001 | $45,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,811 | $45,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,100 | $45,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,216 | $45,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 32,727 | $45,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,896 | $45,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 8,154 | $45,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 1,535 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,700 | $45,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 5,336 | $45,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,382 | $44,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,347 | $44,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 13,983 | $44,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 475 | $44,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 11,469 | $44,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 12,024 | $44,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 3,196 | $44,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 12,577 | $44,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 3,878 | $44,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 7,838 | $44,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 184 | $43,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 6,851 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 695 | $43,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 134 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 498 | $43,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,719 | $43,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 400 | $43,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,111 | $43,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 2,062 | $43,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,276 | $43,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 8,935 | $43,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 3,160 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,460 | $43,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,716 | $43,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 1,306 | $43,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 9,702 | $43,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 4,066 | $42,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 8,117 | $42,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 2,625 | $42,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,715 | $42,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,638 | $42,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,908 | $42,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,327 | $42,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,606 | $42,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,812 | $42,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 6,048 | $42,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 2,627 | $42,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 8,589 | $42,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,126 | $41,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 3,169 | $41,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 3,425 | $41,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,194 | $41,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 1,130 | $41,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,672 | $41,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,374 | $41,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,420 | $41,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,326 | $41,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 2,345 | $41,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 3,332 | $41,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 44,968 | $41,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 5,878 | $41,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,233 | $41,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 856 | $41,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,629 | $40,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,158 | $40,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 2,271 | $40,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,630 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 600 | $40,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $40,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 2,694 | $40,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 883 | $40,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 2,286 | $40,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 6,418 | $40,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 2,803 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,806 | $40,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,945 | $40,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 1,938 | $40,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 2,556 | $40,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 1,425 | $40,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,110 | $40,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 5,742 | $40,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,009 | $40,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,518 | $39,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 5,090 | $39,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,667 | $39,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 4,686 | $39,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 810 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 551 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 1,000 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 400 | $39,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 6,482 | $39,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2,028 | $39,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 33,000 | $39,000 | thousands by filing date | principal |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,910 | $39,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 8,486 | $39,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 6,381 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 307 | $38,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,806 | $38,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 1,485 | $38,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,755 | $38,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 5,638 | $38,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 2,616 | $38,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,394 | $38,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,088 | $38,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 4,036 | $37,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,330 | $37,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,963 | $37,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 20,949 | $37,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,995 | $37,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 803 | $37,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 7,219 | $37,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 3,550 | $37,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 7,203 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 47,000 | $37,000 | thousands by filing date | principal |
| TILLYS INC | 886885102 | CL A | 2,660 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 681 | $37,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,877 | $37,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 2,595 | $37,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 28,002 | $37,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 6,435 | $37,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,678 | $36,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,716 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 413 | $36,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 4,550 | $36,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 5,051 | $36,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 14,299 | $36,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,297 | $36,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,457 | $36,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 759 | $36,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,000 | $36,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,697 | $36,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 667 | $36,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,022 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 352 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,200 | $36,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 3,317 | $36,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 3,104 | $36,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,326 | $36,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 27,474 | $36,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 2,842 | $36,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 2,378 | $36,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,979 | $36,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,440 | $36,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $35,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 544 | $35,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,069 | $35,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 1,136 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 1,308 | $35,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,100 | $35,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 5,302 | $35,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 1,890 | $35,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 26,518 | $35,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 2,012 | $35,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,205 | $35,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 930 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 301 | $35,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,512 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,286 | $35,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 1,314 | $35,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 1,500 | $35,000 | thousands by filing date | call |
| IMMUNIC INC | 4525EP101 | COM | 3,981 | $35,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,000 | $35,000 | thousands by filing date | put |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 499 | $35,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,422 | $35,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 34,000 | $35,000 | thousands by filing date | principal |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 3,742 | $35,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1,460 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 329 | $34,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 5,775 | $34,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,335 | $34,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 874 | $34,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 5,155 | $34,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,901 | $34,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,115 | $34,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 842 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 360 | $34,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 15,000 | $34,000 | thousands by filing date | principal |
| VOR BIOPHARMA INC | 929033108 | COM | 2,165 | $34,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 1,942 | $34,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 4,206 | $34,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 6,539 | $34,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 5,466 | $34,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,073 | $34,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 1,837 | $34,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 3,300 | $34,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 33,000 | $34,000 | thousands by filing date | principal |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 1,589 | $33,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,246 | $33,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 5,339 | $33,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,062 | $33,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,911 | $33,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 3,530 | $33,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 7,041 | $33,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 400 | $33,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 912 | $33,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 1,278 | $33,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 4,243 | $33,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 3,206 | $33,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,404 | $33,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 30,753 | $33,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 700 | $32,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,057 | $32,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,598 | $32,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 4,098 | $32,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,354 | $32,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,577 | $32,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $32,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 5,643 | $32,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 1,442 | $32,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 4,765 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000185 | this filing | 2021-11-10 | acceptance time not in the bulk data set |