13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 5,813 holding rows worth $169,311,335,000.
- Accession
- 0000831001-21-000185
- Filer
- CIK 831001
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 12,685 entries on the cover page, a total value of $169,311,335,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,311,335,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,227 | $31,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 500 | $31,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 1,972 | $31,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,122 | $31,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 4,242 | $31,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 2,231 | $31,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,500 | $31,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,601 | $31,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 4,512 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,500 | $31,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 11,935 | $31,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 9,835 | $31,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 7,996 | $31,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 1,290 | $31,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 1,368 | $31,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 9,000 | $31,000 | thousands by filing date | principal |
| GRAPHITE BIO INC | 38870X104 | COM | 1,887 | $31,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,504 | $31,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 4,080 | $31,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 3,100 | $31,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 11,067 | $31,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 485 | $30,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 1,383 | $30,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 3,257 | $30,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 164 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 1,400 | $30,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 1,120 | $30,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 1,214 | $30,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,000 | $30,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,785 | $30,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 4,701 | $30,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,822 | $30,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 713 | $30,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,267 | $30,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 6,095 | $30,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 1,279 | $30,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 1,507 | $30,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 3,817 | $30,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 9,211 | $30,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 25,961 | $30,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 1,815 | $30,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 4,297 | $29,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 3,507 | $29,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 2,121 | $29,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,743 | $29,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 2,814 | $29,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1,712 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 130 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,100 | $29,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 1,321 | $29,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 8,068 | $29,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,790 | $29,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,165 | $29,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,157 | $29,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 1,223 | $29,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 585 | $29,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 1,782 | $29,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 1,941 | $29,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 1,552 | $29,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 3,986 | $29,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,879 | $29,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 3,823 | $29,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 1,244 | $28,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 1,225 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 368 | $28,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 815 | $28,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 553 | $28,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,947 | $28,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 3,127 | $28,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,273 | $28,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 1,034 | $28,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 588 | $28,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 3,640 | $28,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 46,217 | $28,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 4,218 | $28,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 11,491 | $28,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 2,133 | $28,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 184 | $27,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,310 | $27,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,429 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,449 | $27,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 423 | $27,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,128 | $27,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,554 | $27,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,688 | $27,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,650 | $27,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,045 | $27,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,059 | $27,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,124 | $27,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,443 | $27,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 3,215 | $27,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,848 | $27,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 2,502 | $27,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 4,177 | $27,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 4,511 | $27,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 9,575 | $27,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 13,338 | $27,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 27,000 | $27,000 | thousands by filing date | principal |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 5,493 | $27,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 50,000 | $27,000 | thousands by filing date | call |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 3,311 | $27,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 954 | $26,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,218 | $26,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,615 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 779 | $26,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 875 | $26,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,323 | $26,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,394 | $26,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 520 | $26,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 282 | $26,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 932 | $26,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,337 | $26,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,500 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 400 | $26,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 5,757 | $26,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,452 | $26,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 3,768 | $26,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,378 | $26,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 7,455 | $26,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 10,992 | $26,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 8,681 | $26,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 811 | $25,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 400 | $25,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 2,410 | $25,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,148 | $25,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,531 | $25,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 1,497 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 500 | $25,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,500 | $25,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,603 | $25,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,779 | $25,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 349 | $25,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 156 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 469 | $25,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,396 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,500 | $25,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 4,533 | $25,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 4,818 | $25,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 7,921 | $25,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 34,430 | $25,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 6,924 | $25,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 2,397 | $25,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 1,499 | $25,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 11,445 | $25,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 2,409 | $25,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,330 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 360 | $24,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 4,256 | $24,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,856 | $24,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 500 | $24,000 | thousands by filing date | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,796 | $24,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,997 | $24,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 725 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 248 | $24,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 438 | $24,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 5,981 | $24,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,949 | $24,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 1,149 | $24,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 998 | $24,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 21,000 | $24,000 | thousands by filing date | principal |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 1,514 | $24,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 2,482 | $24,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 6,854 | $24,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 23,000 | $24,000 | thousands by filing date | principal |
| WAITR HLDGS INC | 930752100 | COM | 27,044 | $24,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,669 | $23,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,320 | $23,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 680 | $23,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 852 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 400 | $23,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 529 | $23,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 3,476 | $23,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 444 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,701 | $23,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 5,339 | $23,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 460 | $23,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,240 | $23,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 828 | $23,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,132 | $23,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 20,058 | $23,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,150 | $23,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 16,624 | $23,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 1,153 | $23,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 15,000 | $23,000 | thousands by filing date | principal |
| DARIOHEALTH CORP | 23725P209 | COM | 1,691 | $23,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 1,100 | $23,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 10,130 | $23,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 2,308 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 850 | $22,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 3,117 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 210 | $22,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 2,297 | $22,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 338 | $22,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,914 | $22,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,177 | $22,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 885 | $22,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,153 | $22,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 450 | $22,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 300 | $22,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 3,564 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 756 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $22,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,973 | $22,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 4,767 | $22,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 928 | $22,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 2,329 | $22,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 2,455 | $22,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 8,029 | $22,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 28,061 | $22,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 732 | $22,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 13,935 | $22,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 597 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 973 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 542 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 125 | $21,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 630 | $21,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,701 | $21,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 340 | $21,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 962 | $21,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 3,199 | $21,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,238 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 340 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 337 | $21,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 9,215 | $21,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 1,982 | $21,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 5,144 | $21,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 1,222 | $21,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 22,000 | $21,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347Y862 | mc | 1,387 | $21,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 4,317 | $20,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 135 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,239 | $20,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,512 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 393 | $20,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,352 | $20,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 436 | $20,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 400 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 300 | $20,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 819 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $20,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,725 | $20,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,633 | $20,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 1,288 | $20,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,082 | $20,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,399 | $20,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 350 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 750 | $19,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 1,612 | $19,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 100 | $19,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 1,407 | $19,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,303 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 266 | $19,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,773 | $19,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,617 | $19,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,234 | $19,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 2,139 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 116 | $19,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 648 | $19,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,078 | $19,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 1,853 | $19,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 1,587 | $19,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2,414 | $19,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 777 | $19,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 2,780 | $19,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,919 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 100 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $18,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 1,048 | $18,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 5,454 | $18,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 1,139 | $18,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 654 | $18,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,011 | $18,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,113 | $18,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 2,172 | $18,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 3,868 | $18,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 841 | $18,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 4,309 | $18,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 6,676 | $18,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 6,023 | $18,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 1,592 | $17,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 300 | $17,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 709 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 779 | $17,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 500 | $17,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,121 | $17,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,827 | $17,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,975 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 400 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 700 | $17,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,281 | $17,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 919 | $17,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 995 | $17,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 701 | $17,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 1,324 | $17,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,729 | $17,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 802 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 600 | $17,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 6,972 | $17,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 1,389 | $17,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 913 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $17,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 300 | $17,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,518 | $17,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 2,134 | $17,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 7,034 | $17,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 1,365 | $17,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 1,278 | $17,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,644 | $17,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 2,249 | $17,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 17,000 | $17,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 16,000 | $17,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 600 | $17,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 1,700 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 579 | $17,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 600 | $16,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 1,771 | $16,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 712 | $16,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,533 | $16,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,764 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 600 | $16,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,218 | $16,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 93 | $16,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 250 | $16,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 589 | $16,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 1,094 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 176 | $16,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 400 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 300 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $16,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 262 | $16,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 836 | $16,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,793 | $16,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 900 | $16,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 6,379 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 800 | $16,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 2,308 | $16,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 1,432 | $16,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 3,942 | $16,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 16,000 | $16,000 | thousands by filing date | principal |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 15,000 | $16,000 | thousands by filing date | call |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 300 | $15,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 147 | $15,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 903 | $15,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,000 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 461 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 500 | $15,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 721 | $15,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 1,083 | $15,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 3,055 | $15,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 966 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,000 | $15,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,554 | $15,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,638 | $15,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 992 | $15,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 1,260 | $15,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 928 | $15,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 611 | $15,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 4,113 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 573 | $15,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 867 | $15,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,270 | $15,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 1,349 | $15,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,197 | $15,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 1,764 | $15,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 735 | $15,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 1,649 | $15,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 5,000 | $15,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 137 | $14,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 832 | $14,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200 | $14,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 969 | $14,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 2,056 | $14,000 | thousands by filing date | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 392 | $14,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,402 | $14,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,113 | $14,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 806 | $14,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 810 | $14,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 1,079 | $14,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,510 | $14,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 27,003 | $14,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 716 | $14,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 768 | $14,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,326 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,000 | $14,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 821 | $14,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 261 | $14,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 2,061 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 625 | $14,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 978 | $14,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,686 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,329 | $14,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 250 | $14,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 5,744 | $14,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 2,700 | $13,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 624 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 100 | $13,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 1,854 | $13,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 523 | $13,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 979 | $13,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 818 | $13,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 1,172 | $13,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,510 | $13,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $13,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 500 | $13,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 589 | $13,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 441 | $13,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 2,396 | $13,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 489 | $13,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 5,000 | $13,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 898 | $13,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 1,264 | $13,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 871 | $13,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 8,000 | $13,000 | thousands by filing date | principal |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 1,535 | $13,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 6,032 | $13,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 10,000 | $13,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 100 | $12,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 354 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 541 | $12,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 948 | $12,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 924 | $12,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 836 | $12,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 315 | $12,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 3,555 | $12,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 790 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 350 | $12,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 1,425 | $12,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 8,000 | $12,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347Y847 | FUND | 375 | $12,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 3,102 | $12,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 1,492 | $12,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 137 | $11,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,545 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 266 | $11,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 150 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 882 | $11,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,314 | $11,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 657 | $11,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 579 | $11,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,617 | $11,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,391 | $11,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 3,973 | $11,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 11,074 | $11,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 1,247 | $11,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 4,623 | $11,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,000 | $11,000 | thousands by filing date | principal |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,447 | $11,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 882 | $11,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 315 | $11,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 5,405 | $11,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 135 | $11,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 400 | $11,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,314 | $11,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 1,793 | $11,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 1,100 | $11,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 2,793 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,814 | $10,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,000 | $10,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 51 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 100 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,242 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 399 | $10,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 150 | $10,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 783 | $10,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 500 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 400 | $10,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 4,007 | $10,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 9,075 | $10,000 | thousands by filing date | call |
| Ramaco Resources Inc | 75134P303 | COM CL B | 779 | $10,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 9,000 | $10,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 10,000 | $10,000 | thousands by filing date | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 1,100 | $10,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 1,465 | $10,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 3,292 | $10,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,899 | $10,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 1,734 | $10,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 3,526 | $10,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 884 | $10,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 1,449 | $10,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,248 | $10,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 2,335 | $10,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 2,496 | $10,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 314 | $9,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,793 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 200 | $9,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 255 | $9,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 480 | $9,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 400 | $9,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 567 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,813 | $9,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 481 | $9,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 367 | $9,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 346 | $9,000 | thousands by filing date | |
| ADAGENE INC | 005329107 | CMN | 654 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 129 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000185 | this filing | 2021-11-10 | acceptance time not in the bulk data set |