13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 7,748 holding rows worth $126,133,038,000.
- Accession
- 0000831001-19-000126
- Filer
- CIK 831001
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,306 entries on the cover page, a total value of $126,133,038,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,133,038,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAKELAND INDS INC | 511795106 | COM | 10,430 | $127,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 61,863 | $127,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 129,000 | $127,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $127,000 | thousands by filing date | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,400 | $126,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,900 | $126,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,300 | $126,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 4,471 | $126,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,942 | $126,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,900 | $126,000 | thousands by filing date | call |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,071 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,818 | $126,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 15,200 | $126,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 16,072 | $126,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 6,250 | $125,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 51,000 | $125,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 10,212 | $124,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 8,584 | $124,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 13,227 | $124,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $124,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,500 | $124,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 7,146 | $124,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,348 | $123,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 16,605 | $123,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,364 | $123,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,641 | $122,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 12,500 | $122,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 737 | $121,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 7,800 | $121,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 11,212 | $121,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 5,000 | $121,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,071 | $121,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,914 | $121,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,532 | $121,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 64,600 | $121,000 | thousands by filing date | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 14,340 | $121,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 96,434 | $121,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 33,900 | $121,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 13,600 | $120,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 4,500 | $120,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 7,931 | $120,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,500 | $120,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 14,400 | $120,000 | thousands by filing date | call |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 90,000 | $120,000 | thousands by filing date | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,818 | $119,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,200 | $119,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 850 | $119,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 7,669 | $119,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,890 | $119,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,800 | $119,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 4,230 | $118,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 2,400 | $118,000 | thousands by filing date | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,625 | $118,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,816 | $118,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,000 | $117,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,300 | $117,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 4,900 | $117,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,067 | $117,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 15,656 | $117,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 900 | $117,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,532 | $116,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,201 | $116,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 38,257 | $116,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 911 | $115,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 9,298 | $115,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,000 | $115,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,400 | $115,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 400 | $115,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 400 | $115,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 10,073 | $115,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,839 | $115,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 18,587 | $115,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 6,800 | $115,000 | thousands by filing date | put |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 33,589 | $115,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,722 | $115,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 7,486 | $115,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 13,503 | $114,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,477 | $114,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,006 | $114,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,171 | $114,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 13,900 | $114,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,595 | $113,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 112,900 | $113,000 | thousands by filing date | put |
| ONESPAN INC | 68287N100 | COM | 7,800 | $113,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 2,682 | $113,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 6,677 | $113,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 9,947 | $113,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,211 | $112,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 7,826 | $112,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 19,252 | $112,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 98,000 | $112,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 112,000 | $112,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,443 | $112,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 45,476 | $112,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 4,668 | $112,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 7,013 | $112,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,000 | $111,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,579 | $111,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,992 | $111,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,900 | $111,000 | thousands by filing date | put |
| INVESCO BD FD | 46132L107 | COM | 5,622 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 9,360 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,529 | $110,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,000 | $110,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,700 | $110,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,800 | $110,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 3,696 | $109,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 6,931 | $109,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,872 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 4,795 | $109,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,600 | $109,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 39,600 | $109,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 12,200 | $108,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,755 | $108,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 7,526 | $108,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,071 | $108,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 3,939 | $108,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 23,100 | $108,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,821 | $107,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 8,200 | $107,000 | thousands by filing date | put |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 6,500 | $107,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,901 | $107,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,504 | $107,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 12,500 | $107,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 16,000 | $107,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 31,324 | $107,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 900 | $106,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 20,684 | $106,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,000 | $106,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 800 | $105,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,400 | $105,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 120,800 | $105,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 24,320 | $105,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,000 | $105,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 90,200 | $105,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 2,000 | $104,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 5,741 | $104,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 12,166 | $104,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 3,500 | $104,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 29,100 | $104,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 5,465 | $104,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,689 | $103,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 7,267 | $103,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 900 | $103,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,000 | $103,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 2,200 | $103,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 6,225 | $103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,221 | $103,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,020 | $102,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 9,340 | $102,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,674 | $102,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,302 | $102,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 5,650 | $102,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $102,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,625 | $102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,204 | $102,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 2,180 | $102,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 4,000 | $102,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 894 | $101,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 75,915 | $101,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 723 | $101,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 697 | $101,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 18,041 | $101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 2,875 | $101,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 7,044 | $101,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 110,000 | $101,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 5,150 | $101,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 8,922 | $100,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 6,103 | $100,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,100 | $100,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 6,948 | $100,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,400 | $100,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $100,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,749 | $100,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,836 | $99,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 10,102 | $99,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,600 | $99,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 6,468 | $99,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,057 | $99,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,400 | $99,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 30,371 | $99,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,200 | $98,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 2,000 | $98,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,300 | $98,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 3,400 | $98,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,281 | $98,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,515 | $98,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 9,453 | $98,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,682 | $98,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,744 | $98,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XSS0 | MKTS HLDGS MTNF 9/0 | 100,000 | $98,000 | thousands by filing date | principal |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,455 | $97,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,507 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,439 | $97,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,781 | $97,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $97,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 75,827 | $97,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,657 | $96,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 6,525 | $96,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,600 | $96,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 9,787 | $96,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 6,419 | $96,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,725 | $96,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 4,973 | $96,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 40,300 | $96,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 4,359 | $96,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 3,431 | $96,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,100 | $95,000 | thousands by filing date | put |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,037 | $95,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 18,955 | $95,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,551 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 3,800 | $95,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,169 | $95,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,413 | $95,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,537 | $95,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 6,246 | $94,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,298 | $94,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 7,665 | $94,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 18,341 | $94,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 5,490 | $94,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 3,535 | $94,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 38,000 | $94,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 8,300 | $93,000 | thousands by filing date | put |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3,553 | $93,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 700 | $93,000 | thousands by filing date | put |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 5,069 | $93,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 790 | $93,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 61 | $93,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,500 | $93,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 4,891 | $93,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,843 | $93,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 34,200 | $93,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,600 | $93,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,998 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 700 | $92,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 13,700 | $92,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 1,800 | $92,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 5,372 | $92,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 4,000 | $92,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 6,414 | $92,000 | thousands by filing date | |
| YY INC | G9887YAC1 | DEBT 1.375% 6/1 | 100,000 | $92,000 | thousands by filing date | principal |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,100 | $91,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,400 | $91,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 9,156 | $91,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,245 | $91,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 61,438 | $91,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,359 | $90,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 26,400 | $90,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 900 | $90,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 8,800 | $90,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,452 | $90,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,100 | $90,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 3,556 | $90,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 5,659 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,935 | $90,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 3,459 | $90,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,050 | $90,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 344,083 | $90,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 31,547 | $90,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $90,000 | thousands by filing date | principal |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,912 | $89,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,900 | $89,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 900 | $89,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 300 | $89,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 3,200 | $89,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 17,237 | $88,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,907 | $88,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,500 | $88,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,588 | $88,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 7,232 | $87,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,796 | $87,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 6,607 | $87,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,420 | $87,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,700 | $86,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,300 | $86,000 | thousands by filing date | call |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 4,150 | $86,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,900 | $86,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 41,100 | $86,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 30,982 | $86,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $86,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,992 | $86,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,722 | $86,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 24,100 | $86,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,419 | $85,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,615 | $85,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 14,100 | $85,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,126 | $85,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 72,000 | $85,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 1,400 | $84,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,000 | $84,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,700 | $84,000 | thousands by filing date | call |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,200 | $84,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 8,359 | $83,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,110 | $83,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 13,737 | $83,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 13,700 | $83,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 6,200 | $83,000 | thousands by filing date | call |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 6,065 | $83,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 30,659 | $83,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 5,500 | $83,000 | thousands by filing date | call |
| TRICIDA INC | 89610F101 | COM | 2,661 | $83,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 27,313 | $83,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 8,581 | $83,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 22,340 | $82,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,000 | $82,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 81,700 | $82,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,803 | $82,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,100 | $82,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,466 | $82,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,900 | $82,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 30,100 | $82,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,742 | $82,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 5,317 | $82,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 9,962 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,555 | $81,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,784 | $81,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 17,995 | $81,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 500 | $80,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,500 | $80,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 1,400 | $80,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,518 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 800 | $80,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,578 | $80,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,675 | $80,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 22,100 | $80,000 | thousands by filing date | put |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 6,900 | $80,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 12,222 | $80,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,119 | $79,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,100 | $79,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 5,540 | $79,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 7,753 | $79,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 5,524 | $79,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,600 | $79,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,000 | $79,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,414 | $78,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 2,188 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 482 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,575 | $78,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,500 | $78,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 1,724 | $78,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 8,478 | $78,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,463 | $78,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,801 | $78,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,117 | $78,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 3,285 | $78,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,126 | $78,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,841 | $78,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 2,300 | $78,000 | thousands by filing date | put |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 423 | $78,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 878 | $77,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,048 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,089 | $77,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,800 | $77,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,686 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,194 | $77,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,772 | $77,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,125 | $77,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,556 | $77,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 21,863 | $77,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,000 | $76,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,178 | $76,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,872 | $76,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 2,419 | $76,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,144 | $76,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 5,020 | $76,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 29,509 | $76,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 68,000 | $76,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 75,000 | $76,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,950 | $75,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,710 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,933 | $75,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 7,998 | $75,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 1,993 | $74,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,000 | $74,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 6,011 | $74,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,316 | $74,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 8,000 | $74,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,300 | $73,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,656 | $73,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 6,028 | $73,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,908 | $73,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,632 | $73,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,340 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,114 | $73,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 7,600 | $73,000 | thousands by filing date | put |
| SVMK INC | 78489X103 | COM | 4,258 | $73,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 1,549 | $73,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,700 | $72,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,528 | $72,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,400 | $72,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,179 | $72,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,700 | $72,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,800 | $72,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,300 | $72,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 3,531 | $71,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,312 | $71,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 561 | $71,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 3,275 | $71,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,309 | $71,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,724 | $71,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,100 | $71,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 2,000 | $71,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,300 | $71,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 6,300 | $71,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 11,300 | $71,000 | thousands by filing date | call |
| CBTX INC | 12481V104 | COM | 2,554 | $71,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 75,000 | $71,000 | thousands by filing date | principal |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 11,143 | $71,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 600 | $70,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 600 | $70,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,300 | $70,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,587 | $70,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,435 | $70,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 32,600 | $70,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 15,938 | $70,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,900 | $70,000 | thousands by filing date | call |
| TELARIA INC | 879181105 | COM | 10,119 | $70,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,900 | $69,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 2,126 | $69,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,900 | $69,000 | thousands by filing date | call |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 2,884 | $69,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 7,921 | $69,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 5,755 | $69,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 21,457 | $69,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,479 | $68,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,700 | $68,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 8,135 | $68,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 900 | $68,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,424 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 1,550 | $68,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,387 | $68,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,600 | $68,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 16,019 | $68,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,000 | $68,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,614 | $68,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,342 | $68,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $68,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 5,526 | $68,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 11,116 | $68,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 53,000 | $68,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,900 | $67,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,821 | $67,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 7,354 | $67,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 3,727 | $67,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,110 | $67,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 8,881 | $67,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 10,200 | $67,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 2,656 | $67,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 15,646 | $67,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,800 | $66,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,700 | $66,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,300 | $66,000 | thousands by filing date | put |
| NOVAVAX INC | 670002401 | COM NEW | 13,080 | $66,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,040 | $66,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,835 | $66,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 4,022 | $66,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,346 | $66,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,331 | $66,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 4,534 | $65,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 7,304 | $65,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 3,883 | $65,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,885 | $65,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,860 | $65,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 873 | $65,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 1,810 | $65,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 51,141 | $65,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,200 | $64,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 9,504 | $64,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,500 | $64,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,511 | $64,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 28,428 | $64,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,563 | $64,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 10,473 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 7,800 | $64,000 | thousands by filing date | put |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,258 | $63,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,376 | $63,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 4,754 | $63,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,603 | $63,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 2,829 | $63,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,748 | $63,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 2,314 | $63,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,400 | $62,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 778 | $62,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 6,500 | $62,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 8,303 | $62,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,468 | $62,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,543 | $62,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,798 | $62,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,809 | $62,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 447 | $62,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,500 | $61,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 3,571 | $61,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,969 | $61,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,575 | $61,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,711 | $61,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 6,200 | $61,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 343 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 330 | $61,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,343 | $61,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000126 | this filing | 2019-11-08 | acceptance time not in the bulk data set |