13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 7,748 holding rows worth $126,133,038,000.
- Accession
- 0000831001-19-000126
- Filer
- CIK 831001
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,306 entries on the cover page, a total value of $126,133,038,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,133,038,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MANULIFE FINL CORP | 56501R106 | COM | 13,100 | $240,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,667 | $240,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 8,282 | $239,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 17,200 | $239,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 13,954 | $239,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,578 | $239,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,753 | $239,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 60,880 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 10,580 | $239,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 13,473 | $239,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,700 | $238,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,894 | $238,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,080 | $238,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,185 | $238,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,863 | $237,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,300 | $237,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,700 | $237,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 16,785 | $237,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,881 | $237,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 18,168 | $237,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 6,660 | $237,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,660 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 6,648 | $236,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,000 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,817 | $236,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,063 | $235,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 17,260 | $235,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 7,862 | $235,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,405 | $235,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 22,758 | $235,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 7,037 | $235,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 10,194 | $235,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,418 | $234,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,501 | $234,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,800 | $233,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 4,500 | $233,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 11,334 | $233,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 9,500 | $233,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,383 | $233,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 8,325 | $233,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15,500 | $233,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,866 | $231,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,900 | $231,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 13,500 | $231,000 | thousands by filing date | put |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 13,321 | $231,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,968 | $231,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,524 | $230,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,967 | $229,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,387 | $228,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 28,313 | $228,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,448 | $228,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 37,613 | $228,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 39,785 | $228,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 17,300 | $227,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,430 | $226,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,148 | $226,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 19,400 | $226,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 33,800 | $226,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 25,300 | $225,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 6,000 | $225,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 15,535 | $223,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 20,900 | $222,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,200 | $222,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 12,788 | $222,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,685 | $221,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,000 | $221,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 3,460 | $221,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,539 | $221,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,050 | $221,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 35,859 | $221,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 45,300 | $221,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,695 | $220,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 12,250 | $219,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,046 | $219,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,804 | $219,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,714 | $219,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,700 | $219,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,944 | $219,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,139 | $219,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 17,000 | $218,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 20,562 | $218,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 42,174 | $218,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 11,100 | $217,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 6,738 | $217,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 3,520 | $217,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 202,000 | $217,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 17,200 | $216,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 45,469 | $216,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 3,780 | $216,000 | thousands by filing date | put |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 235,000 | $216,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 46,600 | $215,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $215,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,500 | $215,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 169,400 | $215,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,849 | $215,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 18,816 | $214,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,100 | $214,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,501 | $214,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 8,600 | $214,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,086 | $213,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,850 | $213,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 23,799 | $212,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 40,600 | $212,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,100 | $212,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 1,400 | $212,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,851 | $212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 7,688 | $212,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $212,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 4,000 | $212,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 36,208 | $211,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 30,728 | $211,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,495 | $211,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 53,700 | $211,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,710 | $210,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 36,700 | $210,000 | thousands by filing date | put |
| HAPPEN INC COM NEW | 52603A208 | Stock | 15,967 | $209,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 11,910 | $209,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,969 | $209,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,848 | $209,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 36,326 | $209,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 23,569 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,190 | $208,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 36,800 | $208,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 42,822 | $208,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 200,000 | $207,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 61,364 | $207,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 75,018 | $207,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,205 | $206,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 9,400 | $206,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 11,085 | $206,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 7,400 | $206,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,072 | $205,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 28,337 | $204,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 22,097 | $204,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,206 | $204,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 6,719 | $204,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,976 | $204,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,736 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,600 | $203,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,300 | $203,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 23,500 | $203,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 13,400 | $202,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 6,986 | $202,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 7,800 | $201,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 24,900 | $200,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 14,184 | $200,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 117,684 | $200,000 | thousands by filing date | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 18,660 | $199,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 19,500 | $199,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,646 | $199,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,200 | $198,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,102 | $198,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,882 | $198,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,272 | $197,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 30,757 | $197,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,300 | $197,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 8,967 | $197,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 6,447 | $197,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,762 | $196,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,481 | $196,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,600 | $196,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,000 | $196,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,870 | $196,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 9,601 | $195,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,388 | $195,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,121 | $195,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 16,900 | $195,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,794 | $194,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 15,543 | $194,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 21,300 | $194,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,500 | $194,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 11,700 | $193,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 30,707 | $193,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 18,517 | $193,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 55,859 | $191,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,800 | $191,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 5,000 | $191,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,000 | $190,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,733 | $190,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 24,426 | $190,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,400 | $190,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,807 | $190,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 61,448 | $190,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 21,279 | $190,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 5,000 | $189,000 | thousands by filing date | put |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,000 | $189,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 2,909 | $189,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 1,600 | $189,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 38,400 | $188,000 | thousands by filing date | call |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 19,004 | $188,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,128 | $188,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,599 | $188,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,746 | $188,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 19,200 | $188,000 | thousands by filing date | call |
| ISHARES TR | 46435G243 | COM | 7,368 | $187,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 106,500 | $187,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 9,855 | $187,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,500 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,414 | $187,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 184,000 | $187,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,500 | $187,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 2,393 | $186,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,692 | $186,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 11,060 | $186,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 12,199 | $186,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 189,000 | $186,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 30,777 | $186,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 30,730 | $186,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 3,500 | $185,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 11,900 | $185,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,678 | $185,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 39,456 | $185,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 98,700 | $185,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,181 | $185,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 25,300 | $184,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,607 | $184,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,163 | $184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,452 | $184,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,436 | $184,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,309 | $184,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 8,293 | $184,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 7,926 | $184,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 104,800 | $184,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 64,400 | $183,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 8,600 | $183,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 18,251 | $183,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 307,000 | $183,000 | thousands by filing date | principal |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 12,659 | $182,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 2,928 | $182,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 69,300 | $182,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 12,163 | $182,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 41,300 | $182,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,400 | $181,000 | thousands by filing date | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 22,777 | $181,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,347 | $180,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 166,000 | $180,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 3,500 | $179,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 138,500 | $179,000 | thousands by filing date | put |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 4,800 | $178,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 9,100 | $178,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,717 | $178,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,600 | $177,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,175 | $177,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,300 | $176,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 51,683 | $176,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,806 | $176,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,400 | $175,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 1,300 | $175,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 23,806 | $175,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,924 | $175,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 6,363 | $175,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 47,300 | $175,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 144,500 | $175,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,500 | $174,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,500 | $174,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 4,194 | $174,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 4,688 | $174,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 167,000 | $174,000 | thousands by filing date | principal |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 11,443 | $173,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 19,997 | $173,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,150 | $173,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,158 | $172,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 20,000 | $172,000 | thousands by filing date | put |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 175,000 | $172,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 4,700 | $171,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,492 | $171,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 60,300 | $171,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,411 | $171,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,115 | $171,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,000 | $171,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,408 | $171,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 7,019 | $171,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,600 | $170,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,600 | $170,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,100 | $170,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 12,400 | $170,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 4,300 | $169,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $169,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,000 | $169,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 7,746 | $169,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 4,100 | $169,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 4,141 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 6,160 | $168,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,239 | $168,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,494 | $167,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 6,200 | $167,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,400 | $167,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 55,689 | $167,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,776 | $166,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 85,726 | $166,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,807 | $166,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,600 | $166,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 11,741 | $166,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 101,296 | $166,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 6,161 | $165,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 52,300 | $165,000 | thousands by filing date | put |
| REV Group Inc | 749527107 | Common Stock | 14,417 | $165,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,200 | $164,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 26,117 | $164,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 6,411 | $164,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,398 | $163,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 186,000 | $163,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 11,850 | $163,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,519 | $163,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,700 | $162,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 8,000 | $162,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,800 | $162,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,600 | $162,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 12,367 | $162,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 31,239 | $162,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 7,600 | $161,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 18,579 | $161,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,729 | $161,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,494 | $160,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 4,000 | $160,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,596 | $160,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 7,149 | $160,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $160,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,100 | $160,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 27,623 | $160,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 58,100 | $160,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 15,000 | $160,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,604 | $159,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,200 | $159,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,600 | $159,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8,500 | $159,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,075 | $159,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 70,508 | $159,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,100 | $158,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 10,200 | $158,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,341 | $158,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,640 | $158,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 4,221 | $158,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 8,900 | $158,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 4,600 | $157,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,507 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,803 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,447 | $157,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 11,688 | $157,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,500 | $157,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 54,131 | $157,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 156,000 | $157,000 | thousands by filing date | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 22,878 | $156,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,995 | $156,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,802 | $156,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 98,183 | $156,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,022 | $156,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,000 | $155,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,900 | $155,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 6,127 | $155,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,984 | $155,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 77,016 | $155,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 22,271 | $155,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 49,900 | $155,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 16,600 | $155,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 3,047 | $154,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,647 | $154,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 8,900 | $154,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,400 | $154,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 1,800 | $154,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,300 | $153,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,603 | $153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,592 | $153,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,700 | $153,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,467 | $153,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,514 | $153,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 6,300 | $152,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,800 | $152,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,152 | $152,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 9,337 | $152,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,675 | $152,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,689 | $152,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,962 | $151,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 13,917 | $151,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 19,306 | $151,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 15,741 | $151,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 148,652 | $150,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 13,075 | $150,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 7,000 | $150,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 106,000 | $150,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 202,035 | $150,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 5,400 | $149,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 8,182 | $149,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 3,100 | $149,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 3,200 | $149,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,787 | $149,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 34,393 | $149,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,100 | $149,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 115,392 | $149,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 3,915 | $148,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 8,682 | $148,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 12,059 | $148,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,432 | $148,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 70,741 | $148,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 8,511 | $148,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 8,800 | $147,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 3,000 | $147,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 27,000 | $147,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 15,015 | $147,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 82,320 | $147,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 7,300 | $146,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,193 | $146,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 55,500 | $146,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 48,393 | $146,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 9,252 | $146,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,200 | $145,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 5,368 | $145,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,367 | $145,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9,700 | $145,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 5,400 | $145,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,146 | $145,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,852 | $144,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,860 | $144,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 25,500 | $143,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 50,363 | $143,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 887 | $143,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,022 | $143,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 19,911 | $143,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,427 | $143,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 8,084 | $142,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 4,700 | $142,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 18,625 | $142,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 12,500 | $142,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 41,501 | $142,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,839 | $142,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 140,000 | $142,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 4,837 | $141,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 3,100 | $141,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 3,200 | $141,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,200 | $141,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,828 | $141,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 42,772 | $141,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 28,900 | $141,000 | thousands by filing date | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 5,861 | $140,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 151,000 | $140,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 13,300 | $140,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,500 | $139,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 7,400 | $139,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 8,418 | $139,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 15,083 | $139,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,651 | $139,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,500 | $139,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 139,000 | $139,000 | thousands by filing date | principal |
| ORBCOMM INC | 68555P100 | COM | 29,278 | $139,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 35,750 | $139,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,900 | $138,000 | thousands by filing date | put |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 9,650 | $138,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 300 | $138,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 38,700 | $138,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,129 | $138,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 7,351 | $138,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 81,000 | $138,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,100 | $137,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 10,952 | $137,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 20,130 | $137,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,789 | $137,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,002 | $136,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,900 | $136,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 15,700 | $136,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,843 | $136,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 33,947 | $136,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 26,770 | $136,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 17,689 | $136,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,104 | $135,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,967 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,109 | $135,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 27,100 | $135,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 8,363 | $134,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,654 | $134,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,648 | $134,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,777 | $133,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,840 | $133,000 | thousands by filing date | put |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 4,700 | $133,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 63,300 | $132,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,490 | $132,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 3,535 | $132,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 70,000 | $132,000 | thousands by filing date | principal |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,504 | $131,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,187 | $131,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,925 | $131,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 9,043 | $131,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 101,800 | $131,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 36,300 | $131,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 88,000 | $131,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 4,877 | $130,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 8,452 | $130,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 185,000 | $130,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 26,500 | $129,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 30,350 | $129,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 8,900 | $129,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 108,100 | $129,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,793 | $128,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 8,425 | $128,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 51,346 | $128,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,149 | $128,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,900 | $128,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,200 | $128,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 12,103 | $128,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 9,519 | $128,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,900 | $127,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000126 | this filing | 2019-11-08 | acceptance time not in the bulk data set |