13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 7,748 holding rows worth $126,133,038,000.
- Accession
- 0000831001-19-000126
- Filer
- CIK 831001
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,306 entries on the cover page, a total value of $126,133,038,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,133,038,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,400 | $422,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,695 | $422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 14,219 | $421,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 24,600 | $421,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 14,537 | $420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 24,050 | $420,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 29,196 | $419,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 8,545 | $418,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 4,782 | $417,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 16,121 | $417,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,600 | $417,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,055 | $416,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 52,500 | $416,000 | thousands by filing date | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 12,316 | $416,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 90,900 | $415,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 21,240 | $415,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,300 | $415,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 19,500 | $415,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 19,500 | $415,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 20,600 | $415,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 20,400 | $415,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 23,463 | $414,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 15,918 | $414,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 10,616 | $413,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 4,105 | $412,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 63,236 | $412,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 47,900 | $411,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,763 | $410,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 9,308 | $410,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 18,000 | $409,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 35,500 | $409,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,831 | $409,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,300 | $408,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,100 | $408,000 | thousands by filing date | put |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,395 | $408,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 12,555 | $407,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 42,600 | $407,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 15,100 | $407,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 7,537 | $407,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 319,826 | $407,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 23,900 | $407,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 9,800 | $406,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,835 | $406,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 521 | $406,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 25,000 | $406,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 10,100 | $404,000 | thousands by filing date | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,429 | $403,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,361 | $403,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 4,900 | $403,000 | thousands by filing date | call |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 14,183 | $402,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,400 | $401,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 12,581 | $401,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 37,023 | $401,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 15,384 | $400,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 38,069 | $400,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 58,100 | $400,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 11,438 | $399,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 15,200 | $399,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 6,100 | $399,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 6,300 | $398,000 | thousands by filing date | put |
| REALPAGE INC | 75606NAB5 | NOTE | 252,000 | $398,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,836 | $397,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 6,974 | $396,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 65,200 | $396,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 9,149 | $396,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 20,400 | $396,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 130,300 | $394,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,933 | $394,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 53,600 | $393,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 8,673 | $393,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,146 | $393,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 15,406 | $393,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 9,980 | $392,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,208 | $392,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,578 | $392,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 9,900 | $391,000 | thousands by filing date | call |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 521,000 | $391,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,777 | $390,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 16,477 | $389,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 22,696 | $389,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 80,700 | $388,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 170,900 | $388,000 | thousands by filing date | call |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 16,100 | $388,000 | thousands by filing date | put |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 20,784 | $388,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 26,000 | $388,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 20,000 | $387,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 10,221 | $387,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10,100 | $386,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 52,400 | $385,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,600 | $385,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 16,200 | $383,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,700 | $383,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 44,052 | $383,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,153 | $382,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 33,000 | $382,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 168,100 | $382,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,648 | $380,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 57,806 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 9,031 | $380,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 5,000 | $379,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 65,100 | $379,000 | thousands by filing date | put |
| SouthState Corp | 840441109 | Common Stock | 5,026 | $379,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,800 | $378,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 36,100 | $378,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 55,717 | $378,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 12,000 | $377,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 99,200 | $377,000 | thousands by filing date | call |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 9,937 | $377,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 105,300 | $376,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 9,143 | $375,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 34,022 | $374,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,900 | $374,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 23,125 | $374,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 199,918 | $374,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 9,474 | $373,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 37,843 | $373,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,700 | $373,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,061 | $373,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 24,578 | $373,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 484,000 | $373,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,500 | $372,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 13,200 | $372,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 8,454 | $372,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 173,800 | $372,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 7,444 | $372,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 19,500 | $371,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 16,839 | $371,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,372 | $371,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 29,600 | $371,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,328 | $371,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 15,118 | $370,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 8,059 | $369,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,835 | $369,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 26,900 | $369,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 27,241 | $368,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,766 | $366,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,111 | $366,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 124,435 | $366,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,800 | $365,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 31,306 | $365,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 19,500 | $365,000 | thousands by filing date | call |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,998 | $365,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 38,654 | $364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,189 | $362,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 15,958 | $362,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,910 | $361,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 17,713 | $359,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 19,400 | $359,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 20,363 | $359,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 9,400 | $359,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 9,100 | $358,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 26,004 | $357,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 13,700 | $356,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 24,319 | $356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,809 | $356,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 4,052 | $356,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 17,521 | $356,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 8,000 | $355,000 | thousands by filing date | call |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 13,265 | $355,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 61,006 | $354,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,152 | $354,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 89,900 | $354,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,892 | $353,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 10,299 | $352,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 16,500 | $352,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 14,100 | $352,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 145,700 | $351,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 26,939 | $350,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 12,532 | $350,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,100 | $349,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,400 | $349,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,986 | $349,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,100 | $349,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 37,448 | $349,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 13,400 | $348,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 3,500 | $348,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 6,255 | $348,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 5,206 | $348,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 16,037 | $347,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,500 | $346,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 11,700 | $346,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 20,034 | $346,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 10,698 | $345,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 45,116 | $345,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 107,574 | $345,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 10,161 | $345,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 6,450 | $344,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,412 | $344,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 11,701 | $344,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,650 | $344,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 18,800 | $344,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 11,520 | $343,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 21,500 | $343,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 32,700 | $342,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 8,844 | $342,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 9,845 | $341,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 93,900 | $341,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 11,139 | $340,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,200 | $338,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 19,796 | $338,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 18,032 | $338,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 39,344 | $338,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 36,984 | $337,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,387 | $337,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 9,567 | $337,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,956 | $337,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 11,996 | $336,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,255 | $335,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 13,081 | $335,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,600 | $334,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 11,105 | $334,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 27,049 | $333,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 10,204 | $333,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 11,857 | $333,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 40,000 | $332,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 14,836 | $332,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 10,408 | $332,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 29,250 | $332,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 10,586 | $331,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 22,756 | $330,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,909 | $330,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 306,000 | $330,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,300 | $329,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 6,900 | $329,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 2,587 | $329,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 14,600 | $329,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 9,070 | $329,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 10,885 | $329,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,600 | $328,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 83,902 | $328,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 11,613 | $328,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 50,802 | $328,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 44,101 | $328,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,000 | $327,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,900 | $327,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 15,096 | $327,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 12,000 | $327,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 13,100 | $327,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,000 | $327,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 18,400 | $327,000 | thousands by filing date | put |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 227,000 | $327,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 18,500 | $326,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,584 | $326,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,800 | $325,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 30,700 | $325,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 19,104 | $325,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 101,200 | $325,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,839 | $324,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 22,300 | $324,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 21,441 | $324,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 73,300 | $323,000 | thousands by filing date | call |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 20,609 | $322,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 16,500 | $322,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,908 | $322,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,799 | $321,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 11,766 | $321,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 13,380 | $321,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 28,301 | $321,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 11,571 | $321,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,100 | $320,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 4,751 | $320,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 50,995 | $320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 8,340 | $319,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 20,405 | $319,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 13,537 | $319,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 11,505 | $319,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 165,400 | $319,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,309 | $319,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 3,099 | $318,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,600 | $318,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 12,800 | $318,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,897 | $317,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 345,000 | $315,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 12,800 | $314,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 8,800 | $314,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 11,500 | $313,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 45,745 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 5,347 | $312,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 69,899 | $312,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 15,891 | $312,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 600 | $312,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,297 | $312,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,492 | $312,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 28,515 | $312,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 150,794 | $312,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,800 | $311,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,693 | $310,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,600 | $310,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 21,900 | $310,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 6,997 | $310,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 14,205 | $310,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,605 | $309,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 19,500 | $309,000 | thousands by filing date | call |
| VERITONE INC | 92347M100 | COM | 86,657 | $309,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 61,834 | $309,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 15,278 | $309,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 300,000 | $309,000 | thousands by filing date | principal |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 9,971 | $308,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 61,700 | $308,000 | thousands by filing date | put |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 37,072 | $307,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,800 | $307,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 2,215 | $307,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 12,400 | $307,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 32,077 | $307,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 30,000 | $307,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 7,600 | $306,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 49,249 | $306,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 27,097 | $305,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,648 | $304,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,701 | $304,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 19,531 | $304,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,913 | $303,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 24,148 | $303,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 294,000 | $303,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 340,900 | $303,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 63,520 | $302,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,900 | $300,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,700 | $299,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 11,987 | $299,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,600 | $299,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 19,764 | $299,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 12,800 | $298,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 38,003 | $297,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 21,000 | $297,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 20,212 | $297,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 15,401 | $297,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,163 | $297,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,160 | $296,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 39,696 | $296,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 111,300 | $296,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 7,800 | $295,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,538 | $295,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15,800 | $294,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,111 | $294,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 57,900 | $293,000 | thousands by filing date | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,348 | $293,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,208 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,160 | $291,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,123 | $291,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 19,800 | $291,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,500 | $290,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,915 | $290,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 164,100 | $289,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 5,306 | $289,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 7,480 | $289,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 51,126 | $289,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,525 | $289,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,900 | $288,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 30,700 | $288,000 | thousands by filing date | put |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 19,211 | $288,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 11,700 | $288,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 80,100 | $288,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 11,200 | $286,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 78,700 | $286,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 18,848 | $286,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 7,394 | $285,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,100 | $285,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,154 | $285,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 7,487 | $284,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,041 | $283,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,768 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,030 | $282,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 5,722 | $282,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 13,600 | $281,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 11,275 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,370 | $280,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,600 | $279,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 3,400 | $278,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 33,888 | $278,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 4,200 | $277,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 12,604 | $277,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 9,200 | $277,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 23,378 | $277,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,597 | $276,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,676 | $275,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 51,601 | $275,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,607 | $274,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 24,084 | $274,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,358 | $274,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 52,700 | $274,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 22,951 | $273,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,800 | $273,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 37,041 | $273,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 315,000 | $273,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,900 | $272,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 7,714 | $272,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 23,290 | $271,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 69,000 | $270,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 9,575 | $270,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,500 | $270,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,999 | $270,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,200 | $269,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 2,700 | $269,000 | thousands by filing date | put |
| AVANGRID INC | 05351W103 | COM | 5,145 | $269,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 26,500 | $269,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 11,698 | $269,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,295 | $268,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 315,000 | $268,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 12,413 | $267,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 61 | $267,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 8,011 | $267,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 46,700 | $267,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 153,200 | $267,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 4,942 | $266,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,700 | $266,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,400 | $266,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 6,262 | $266,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 15,000 | $266,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 123,197 | $266,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,900 | $265,000 | thousands by filing date | put |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 14,276 | $265,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,515 | $264,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 17,096 | $264,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 25,332 | $264,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 151,700 | $264,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 3,300 | $263,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 3,300 | $263,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 16,870 | $262,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,544 | $261,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 15,283 | $261,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,915 | $261,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 51,367 | $261,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,600 | $260,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 60,000 | $260,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 84,331 | $259,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 10,237 | $259,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,300 | $259,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 2,364 | $259,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 302,726 | $259,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,200 | $258,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 20,849 | $258,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,451 | $257,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 5,766 | $257,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,171 | $257,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 17,800 | $257,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 16,352 | $257,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,995 | $256,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,019 | $254,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 13,000 | $254,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 10,500 | $254,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 16,000 | $254,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,424 | $254,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,281 | $254,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 26,718 | $254,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 145,000 | $254,000 | thousands by filing date | call |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 30,500 | $253,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 19,284 | $253,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 15,800 | $252,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 184,000 | $252,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 76,000 | $252,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 22,021 | $251,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 36,500 | $251,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,294 | $251,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 935 | $251,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 20,063 | $251,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 24,872 | $250,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 7,300 | $250,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,753 | $250,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,056 | $250,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,517 | $250,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 9,200 | $250,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,440 | $250,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9,800 | $250,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 10,400 | $249,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,300 | $249,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 9,877 | $249,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,900 | $249,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 28,604 | $249,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 36,000 | $248,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,925 | $247,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,098 | $247,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,000 | $247,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 16,869 | $247,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,772 | $246,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 18,400 | $246,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 1,600 | $246,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,674 | $245,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 19,053 | $245,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 8,249 | $245,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 15,838 | $245,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 233,000 | $245,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 6,543 | $244,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,352 | $244,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 31,139 | $244,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,217 | $244,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,175 | $243,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,800 | $243,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 30,400 | $243,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,526 | $243,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 113,801 | $243,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 42,400 | $243,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,245 | $242,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 50,300 | $242,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,785 | $242,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 21,042 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,355 | $241,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,807 | $241,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,988 | $241,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,450 | $241,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 20,147 | $241,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000126 | this filing | 2019-11-08 | acceptance time not in the bulk data set |