13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 7,667 holding rows worth $108,814,441,000.
- Accession
- 0000831001-18-000126
- Filer
- CIK 831001
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 15,924 entries on the cover page, a total value of $108,814,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $108,814,441,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX028-10815
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerIMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CTI BIOPHARMA CORP | 12648L601 | COM | 7,465 | $38,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 6,375 | $37,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 900 | $37,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 785 | $37,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 2,427 | $37,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,654 | $37,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,085 | $37,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,962 | $37,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 4,347 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,364 | $37,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 6,930 | $37,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 6,643 | $37,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,977 | $37,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,324 | $37,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,062 | $37,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 5,625 | $37,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 3,656 | $37,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 3,768 | $37,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 1,930 | $37,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,338 | $37,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 26,000 | $37,000 | thousands by filing date | principal |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,311 | $36,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 950 | $36,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 243 | $36,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,700 | $36,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,616 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 436 | $36,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,320 | $36,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,500 | $36,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,023 | $36,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,723 | $36,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,437 | $36,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,816 | $36,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,139 | $36,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,000 | $36,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 941 | $36,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 3,124 | $36,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,300 | $36,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,400 | $36,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 3,090 | $36,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 1,840 | $36,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 3,837 | $36,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 1,177 | $36,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 832 | $35,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 600 | $35,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 255 | $35,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 4,245 | $35,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 988 | $35,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 700 | $35,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 1,320 | $35,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,704 | $35,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,947 | $35,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,800 | $35,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 1,129 | $35,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,188 | $35,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 549 | $35,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 6,814 | $35,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 4,300 | $35,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,971 | $35,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 7,438 | $35,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 15,300 | $35,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,211 | $35,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 985 | $35,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,516 | $35,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,944 | $35,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 17,850 | $35,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,931 | $35,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 878 | $35,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $35,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,423 | $35,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 570 | $35,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 7,361 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E503 | CHINA ALL CAP | 1,028 | $35,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,906 | $34,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 300 | $34,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 17,720 | $34,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 2,125 | $34,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,700 | $34,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 812 | $34,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,923 | $34,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,318 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,154 | $34,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,217 | $34,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 960 | $34,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,318 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 380 | $34,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,186 | $34,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,700 | $34,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 1,330 | $34,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 920 | $34,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,600 | $34,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,100 | $34,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 774 | $34,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,469 | $34,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 7,500 | $34,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 9,851 | $34,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,175 | $34,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 608 | $33,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 500 | $33,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 4,910 | $33,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,002 | $33,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,000 | $33,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,012 | $33,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,709 | $33,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 528 | $33,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,000 | $33,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,327 | $33,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,017 | $33,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,000 | $33,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,700 | $33,000 | thousands by filing date | put |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $33,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 781 | $33,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 1,321 | $33,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 769 | $33,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,781 | $33,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 2,514 | $33,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,406 | $33,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,086 | $33,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 28,600 | $33,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 2,000 | $33,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,886 | $33,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,261 | $33,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 6,390 | $33,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 25,000 | $33,000 | thousands by filing date | principal |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 2,112 | $33,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $32,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $32,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 300 | $32,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,667 | $32,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,307 | $32,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 5,660 | $32,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,000 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,034 | $32,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 8,700 | $32,000 | thousands by filing date | put |
| OP BANCORP | 67109R109 | COMMON STOCK | 2,488 | $32,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 938 | $32,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 5,031 | $32,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 5,110 | $32,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,200 | $32,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,000 | $32,000 | thousands by filing date | call |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 3,435 | $32,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 7,952 | $32,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 9,626 | $32,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 568 | $31,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 700 | $31,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,864 | $31,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 190 | $31,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,908 | $31,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,141 | $31,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,991 | $31,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,241 | $31,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $31,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 2,218 | $31,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,750 | $31,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,368 | $31,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 968 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 472 | $31,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 501 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 745 | $31,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 938 | $31,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,000 | $31,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 7,722 | $31,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 7,655 | $31,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,100 | $31,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 4,309 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,148 | $31,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 6,373 | $31,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,625 | $31,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 700 | $30,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 1,957 | $30,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,259 | $30,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 9,100 | $30,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 300 | $30,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,500 | $30,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,605 | $30,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,400 | $30,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,329 | $30,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 869 | $30,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 1,148 | $30,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,385 | $30,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 7,793 | $30,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 500 | $30,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,251 | $30,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 1,685 | $30,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,801 | $30,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,133 | $30,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,025 | $30,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,252 | $30,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 767 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 928 | $30,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 5,319 | $30,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 18,500 | $30,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 9,900 | $30,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,254 | $30,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,983 | $30,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 3,187 | $30,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,715 | $30,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,200 | $30,000 | thousands by filing date | put |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $30,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 3,084 | $30,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 6,537 | $30,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 1,161 | $30,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 4,676 | $30,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 2,925 | $30,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 657 | $29,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 477 | $29,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,991 | $29,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,700 | $29,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 3,255 | $29,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,806 | $29,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 930 | $29,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,370 | $29,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,000 | $29,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 939 | $29,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,804 | $29,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 3,321 | $29,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 5,420 | $29,000 | thousands by filing date | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 1,084 | $29,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,327 | $29,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 7,790 | $29,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 3,500 | $29,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 2,965 | $29,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 21,835 | $29,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,123 | $29,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,210 | $29,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 4,053 | $29,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 6,400 | $29,000 | thousands by filing date | put |
| POLARITYTE INC | 731094108 | COM | 1,247 | $29,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 600 | $28,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 235 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 561 | $28,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,038 | $28,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,100 | $28,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 200 | $28,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,061 | $28,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,800 | $28,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 310 | $28,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,111 | $28,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 2,796 | $28,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 3,790 | $28,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,370 | $28,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,186 | $28,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 548 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $28,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,900 | $28,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,264 | $28,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,202 | $28,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,112 | $28,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 700 | $28,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,364 | $28,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 1,449 | $28,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 378 | $28,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,381 | $28,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,762 | $28,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 460 | $28,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 771 | $28,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 2,574 | $28,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 6,500 | $28,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 1,962 | $28,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 1,760 | $28,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 1,959 | $28,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,440 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,000 | $28,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 500 | $27,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $27,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,044 | $27,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,304 | $27,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 894 | $27,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,023 | $27,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,638 | $27,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 996 | $27,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,288 | $27,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 4,800 | $27,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 28,179 | $27,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 5,277 | $27,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,000 | $27,000 | thousands by filing date | put |
| USA TRUCK INC | 902925106 | COM | 1,170 | $27,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,492 | $27,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 5,400 | $27,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 200 | $26,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 500 | $26,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 939 | $26,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 800 | $26,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,800 | $26,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 6,917 | $26,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 3,513 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 500 | $26,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,250 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 550 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 696 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,950 | $26,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,746 | $26,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 50,900 | $26,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 5,339 | $26,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 617 | $26,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 2,591 | $26,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,072 | $26,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 6,525 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 1,000 | $26,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,703 | $25,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 200 | $25,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 200 | $25,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,676 | $25,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,867 | $25,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,106 | $25,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 300 | $25,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,537 | $25,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,900 | $25,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,000 | $25,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,103 | $25,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,900 | $25,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,341 | $25,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 744 | $25,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 3,928 | $25,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 950 | $24,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 400 | $24,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,550 | $24,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 500 | $24,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 750 | $24,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 600 | $24,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,696 | $24,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,493 | $24,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,098 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 250 | $24,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 500 | $24,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 474 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,000 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $24,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 300 | $24,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 4,789 | $24,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,400 | $24,000 | thousands by filing date | call |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $24,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 15,221 | $24,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 1,468 | $24,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 9,000 | $24,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 16,000 | $24,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $24,000 | thousands by filing date | principal |
| VERACYTE INC COM | 92337F107 | Stock | 2,473 | $23,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,200 | $23,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,171 | $23,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 994 | $23,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 123 | $23,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | put |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 700 | $23,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 2,856 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,014 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 505 | $23,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,552 | $23,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 8,200 | $23,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 10,200 | $23,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N104 | COM | 867 | $23,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 600 | $23,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 782 | $23,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,706 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,971 | $23,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 7,976 | $23,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,400 | $23,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 20,000 | $23,000 | thousands by filing date | put |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 1,009 | $23,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 550 | $22,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,800 | $22,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 442 | $22,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,770 | $22,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,223 | $22,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,403 | $22,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 400 | $22,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 1,000 | $22,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,437 | $22,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 3,500 | $22,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,595 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,000 | $22,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,067 | $22,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 7,900 | $22,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 7,097 | $22,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,836 | $22,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 5,469 | $22,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 8,061 | $22,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 9,021 | $22,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 9,400 | $22,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 9,738 | $22,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 501 | $22,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 16,323 | $22,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 2,342 | $22,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 976 | $22,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 2,601 | $22,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,666 | $22,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 200 | $21,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,895 | $21,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 5,528 | $21,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 835 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 238 | $21,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 659 | $21,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 392 | $21,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 900 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,715 | $21,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,863 | $21,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,235 | $21,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 992 | $21,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,655 | $21,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,178 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 358 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 1,000 | $21,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,327 | $21,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,438 | $21,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,150 | $21,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,182 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,000 | $21,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 11,235 | $21,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 15,000 | $21,000 | thousands by filing date | principal |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 1,842 | $21,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 340 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 109 | $20,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 309 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 689 | $20,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,100 | $20,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,900 | $20,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,272 | $20,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 600 | $20,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 700 | $20,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 743 | $20,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 10,000 | $20,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 17,900 | $20,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R117 | WARR | 5,664 | $20,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 8,800 | $20,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,400 | $20,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 2,846 | $20,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,778 | $20,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 18,184 | $20,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 3,675 | $20,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 771 | $20,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,600 | $19,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $19,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,042 | $19,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,800 | $19,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 246 | $19,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 661 | $19,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,000 | $19,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,664 | $19,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 2,140 | $19,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $19,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 461 | $19,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,509 | $19,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,315 | $19,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,000 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 856 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 251 | $19,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,500 | $19,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 3,800 | $19,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 973 | $19,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,081 | $19,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 6,034 | $19,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 502 | $19,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 4,998 | $19,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,000 | $19,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,908 | $19,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 16,900 | $19,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,221 | $18,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 600 | $18,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 294 | $18,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,200 | $18,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 358 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 354 | $18,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,058 | $18,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,700 | $18,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 431 | $18,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,000 | $18,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,549 | $18,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,050 | $18,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 776 | $18,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 158 | $18,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 500 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 728 | $18,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,500 | $18,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,345 | $18,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 813 | $18,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 872 | $18,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 410 | $18,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,288 | $18,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 400 | $18,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,000 | $18,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 716 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 403 | $18,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,468 | $18,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,653 | $18,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 15,801 | $18,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,103 | $18,000 | thousands by filing date | call |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,500 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 867 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 1,250 | $18,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 230 | $17,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 3,000 | $17,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,367 | $17,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,321 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 231 | $17,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 803 | $17,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,628 | $17,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 688 | $17,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 357 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000126 | this filing | 2018-08-10 | acceptance time not in the bulk data set |