13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 7,667 holding rows worth $108,814,441,000.
- Accession
- 0000831001-18-000126
- Filer
- CIK 831001
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 15,924 entries on the cover page, a total value of $108,814,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $108,814,441,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX028-10815
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerIMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 7,853 | $71,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 708 | $71,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,253 | $71,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 8,900 | $71,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,308 | $71,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,000 | $71,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 15,949 | $71,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 8,586 | $71,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,339 | $71,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,700 | $71,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 679 | $71,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,929 | $71,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 2,313 | $71,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 10,000 | $71,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 557 | $70,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,028 | $70,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 6,249 | $70,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,600 | $70,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,528 | $70,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 35,500 | $70,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 9,740 | $70,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,067 | $69,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,700 | $69,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 19,200 | $69,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,066 | $69,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,190 | $69,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,300 | $69,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 1,306 | $69,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,777 | $69,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,460 | $69,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 8,900 | $69,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,590 | $69,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,075 | $69,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 9,786 | $69,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,227 | $69,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 4,618 | $69,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 9,373 | $68,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 4,000 | $68,000 | thousands by filing date | put |
| REGAL REXNORD CORPORATION | 758750103 | COM | 836 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 3,100 | $68,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 8,742 | $68,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,600 | $68,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,617 | $68,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 804 | $68,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 11,800 | $68,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 26,218 | $68,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 5,735 | $67,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,982 | $67,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 4,800 | $67,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,805 | $67,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 29,921 | $67,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 4,600 | $67,000 | thousands by filing date | put |
| GGP INC | 36174X101 | COM | 3,300 | $67,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 1,929 | $67,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 7,916 | $67,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,070 | $67,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 661 | $66,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,500 | $66,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 600 | $66,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,900 | $66,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,228 | $66,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4,700 | $66,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 400 | $66,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 400 | $66,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 8,059 | $66,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 5,600 | $66,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,800 | $66,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 3,100 | $66,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 4,798 | $66,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,000 | $66,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,569 | $66,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 29,100 | $66,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 16,984 | $66,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 4,104 | $66,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 970 | $65,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,858 | $65,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,671 | $65,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 3,200 | $65,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,409 | $65,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,553 | $65,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,312 | $65,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,821 | $65,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 8,360 | $65,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,458 | $65,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 28,700 | $65,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 2,311 | $65,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,880 | $65,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 31,300 | $65,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 29,792 | $65,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 3,003 | $64,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,200 | $64,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,100 | $64,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 34,360 | $64,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,070 | $64,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,088 | $64,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,000 | $64,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 3,830 | $64,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 67,000 | $64,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 64,000 | $64,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,400 | $63,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,900 | $63,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,500 | $63,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,000 | $63,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 479 | $63,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,905 | $63,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,877 | $63,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,300 | $63,000 | thousands by filing date | call |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 5,560 | $63,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,500 | $63,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,026 | $63,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 537 | $63,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,000 | $63,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 3,593 | $63,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 40,641 | $63,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 828 | $63,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,302 | $62,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 5,175 | $62,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 7,700 | $62,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 8,469 | $62,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 5,200 | $62,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,779 | $62,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 4,800 | $62,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 4,400 | $62,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 2,646 | $62,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,100 | $61,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 30,200 | $61,000 | thousands by filing date | call |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,060 | $61,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 5,075 | $61,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $61,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,823 | $61,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 500 | $61,000 | thousands by filing date | put |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,708 | $61,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,011 | $61,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,103 | $61,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,708 | $61,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 50,000 | $61,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 4,958 | $61,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 3,150 | $61,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 3,362 | $60,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 600 | $60,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,541 | $60,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 710 | $60,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 9,290 | $60,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 5,200 | $60,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 5,159 | $60,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,574 | $60,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 50,000 | $60,000 | thousands by filing date | call |
| J JILL INC | 46620W102 | COM | 6,457 | $60,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,128 | $59,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 87,463 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,236 | $59,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,406 | $59,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 3,196 | $59,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 947 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,326 | $59,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,786 | $59,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 28,578 | $59,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 4,500 | $59,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 5,857 | $59,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 2,982 | $59,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 8,702 | $59,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,300 | $58,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 4,729 | $58,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 7,583 | $58,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,721 | $58,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,048 | $58,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 2,607 | $58,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,687 | $58,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 314 | $58,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,682 | $58,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 4,809 | $58,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,800 | $58,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,596 | $58,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,590 | $58,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 3,591 | $57,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 6,600 | $57,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,200 | $57,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,096 | $57,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,496 | $57,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 4,895 | $57,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,771 | $57,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,478 | $57,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,287 | $57,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 6,867 | $57,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 4,635 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $57,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 10,716 | $57,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,900 | $57,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 4,220 | $57,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 4,417 | $57,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 5,315 | $57,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,665 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 2,500 | $57,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,200 | $56,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 1,262 | $56,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,600 | $56,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 2,507 | $56,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,575 | $56,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,435 | $56,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 6,353 | $56,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,215 | $56,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,168 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,500 | $56,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,270 | $56,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,200 | $56,000 | thousands by filing date | put |
| NORTHEAST BANCORP | 663904209 | COM | 2,572 | $56,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 3,208 | $56,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 6,383 | $56,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 47,000 | $56,000 | thousands by filing date | principal |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 13,846 | $56,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,400 | $55,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 556 | $55,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,625 | $55,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 7,387 | $55,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,248 | $55,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,756 | $55,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 7,400 | $55,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 9,900 | $55,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,100 | $55,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 6,700 | $55,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,864 | $55,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,951 | $55,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,090 | $55,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,000 | $54,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,700 | $54,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,540 | $54,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,415 | $54,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,360 | $54,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 2,078 | $54,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,454 | $54,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 428 | $54,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 5,500 | $54,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 9,956 | $54,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 526 | $53,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 239 | $53,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,500 | $53,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 4,721 | $53,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,838 | $53,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,415 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $53,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 700 | $53,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 32,800 | $53,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,600 | $53,000 | thousands by filing date | put |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,605 | $53,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,738 | $53,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,000 | $53,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 23,700 | $53,000 | thousands by filing date | put |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 4,192 | $53,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,081 | $53,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 3,089 | $53,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 5,157 | $53,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,047 | $52,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,100 | $52,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 5,000 | $52,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 889 | $52,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,855 | $52,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,195 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 995 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 403 | $52,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 75,000 | $52,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 1,591 | $52,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,708 | $52,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 39,125 | $52,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 28,000 | $52,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 2,900 | $52,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 35,000 | $52,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 335 | $51,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 2,267 | $51,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,050 | $51,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 4,669 | $51,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 3,200 | $51,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,190 | $51,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,557 | $51,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 12,380 | $51,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,691 | $51,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 15,102 | $51,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,362 | $50,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,700 | $50,000 | thousands by filing date | call |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,112 | $50,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 1,899 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 792 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 956 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 950 | $50,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,087 | $50,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 26,600 | $50,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,169 | $50,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 6,359 | $50,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 2,544 | $50,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 137,500 | $50,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 7,238 | $50,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,405 | $50,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 28,792 | $50,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 22,207 | $50,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 17,700 | $50,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,605 | $50,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 4,500 | $49,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,622 | $49,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,300 | $49,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 12,011 | $49,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,954 | $49,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,521 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,920 | $49,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,213 | $49,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,894 | $49,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,033 | $49,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,000 | $49,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 6,179 | $49,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 5,027 | $49,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,782 | $49,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,622 | $49,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 41,655 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,650 | $49,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,661 | $48,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 700 | $48,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,120 | $48,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,343 | $48,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 573 | $48,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 980 | $48,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 3,612 | $48,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,512 | $48,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,700 | $48,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,936 | $48,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,028 | $48,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 8,500 | $48,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,625 | $48,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,567 | $48,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,808 | $48,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 8,400 | $48,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 7,448 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1,800 | $48,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 2,500 | $48,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,543 | $47,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 3,814 | $47,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 5,128 | $47,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 677 | $47,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,134 | $47,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,880 | $47,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,500 | $47,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 2,989 | $47,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,179 | $47,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,217 | $47,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 2,045 | $47,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 2,912 | $47,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 3,218 | $47,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,117 | $47,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 5,423 | $47,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 3,645 | $47,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 400 | $46,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 2,060 | $46,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,020 | $46,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,500 | $46,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 415 | $46,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,455 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 981 | $46,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,867 | $46,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,077 | $46,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,107 | $46,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,118 | $46,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,000 | $46,000 | thousands by filing date | put |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,323 | $46,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 9,001 | $46,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 2,663 | $46,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,018 | $46,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 4,069 | $46,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 860 | $45,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 3,270 | $45,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 14,700 | $45,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,700 | $45,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,600 | $45,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,900 | $45,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,013 | $45,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 893 | $44,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 700 | $44,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,000 | $44,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,842 | $44,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,349 | $44,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 4,857 | $44,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 13,742 | $44,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 297 | $44,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,250 | $44,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 6,300 | $44,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,200 | $44,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,653 | $44,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 2,105 | $44,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,114 | $44,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 19,608 | $44,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 3,100 | $44,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 4,320 | $44,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,786 | $44,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,285 | $43,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 187 | $43,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 823 | $43,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 4,194 | $43,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,423 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 861 | $43,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,581 | $43,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,959 | $43,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 5,194 | $43,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 48,000 | $43,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 938 | $43,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,900 | $43,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 2,500 | $43,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,650 | $43,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 4,787 | $43,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 7,405 | $43,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 2,800 | $43,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 1,432 | $43,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 4,084 | $43,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 636 | $42,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,572 | $42,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,498 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 426 | $42,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 4,701 | $42,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 2,100 | $42,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,897 | $42,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,224 | $42,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,153 | $42,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 829 | $42,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,487 | $42,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,220 | $42,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,161 | $42,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,900 | $42,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,602 | $42,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 703 | $41,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 538 | $41,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 300 | $41,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,703 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,221 | $41,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,600 | $41,000 | thousands by filing date | put |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,859 | $41,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,684 | $41,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 6,232 | $41,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,369 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,235 | $41,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 7,978 | $41,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,106 | $41,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,924 | $41,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 7,861 | $41,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 809 | $41,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 16,691 | $41,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 18,200 | $41,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 18,600 | $41,000 | thousands by filing date | call |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,084 | $41,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 538 | $41,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,998 | $41,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,900 | $40,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,097 | $40,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 958 | $40,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,200 | $40,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,000 | $40,000 | thousands by filing date | put |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,126 | $40,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,100 | $40,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 4,200 | $40,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,603 | $40,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,000 | $40,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,031 | $40,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 2,000 | $40,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 5,303 | $40,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,806 | $40,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,461 | $40,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,391 | $40,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,415 | $40,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 916 | $40,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,106 | $40,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 9,978 | $40,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 2,088 | $40,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 100,000 | $40,000 | thousands by filing date | call |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 800 | $39,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,400 | $39,000 | thousands by filing date | call |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,700 | $39,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 300 | $39,000 | thousands by filing date | call |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,100 | $39,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 636 | $39,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,286 | $39,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,490 | $39,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,211 | $39,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,217 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 750 | $39,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 1,040 | $39,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,999 | $39,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 44,000 | $39,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,000 | $39,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,607 | $39,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 319 | $39,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,159 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 1,565 | $39,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 7,868 | $38,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,500 | $38,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,000 | $38,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,700 | $38,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 500 | $38,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,937 | $38,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,535 | $38,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,919 | $38,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 10,623 | $38,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 13,300 | $38,000 | thousands by filing date | call |
| STERLING BANCORP INC | 85917W102 | COM | 2,810 | $38,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 800 | $38,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,877 | $38,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 7,458 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000126 | this filing | 2018-08-10 | acceptance time not in the bulk data set |