13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 7,667 holding rows worth $108,814,441,000.
- Accession
- 0000831001-18-000126
- Filer
- CIK 831001
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 15,924 entries on the cover page, a total value of $108,814,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $108,814,441,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX028-10815
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerIMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,500 | $126,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 6,900 | $126,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,212 | $126,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,655 | $126,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,395 | $125,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,600 | $125,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 4,130 | $125,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 8,771 | $125,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 3,327 | $124,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,200 | $124,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 1,200 | $124,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 8,527 | $124,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,173 | $124,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,075 | $124,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,500 | $124,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,900 | $124,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,516 | $124,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,379 | $124,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 33,720 | $124,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,100 | $123,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 1,363 | $123,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,534 | $123,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 3,770 | $123,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,548 | $123,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 7,887 | $123,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 3,378 | $123,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 75,228 | $123,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 3,733 | $123,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,991 | $122,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 8,335 | $122,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 52,034 | $122,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 24,900 | $122,000 | thousands by filing date | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 3,582 | $122,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,600 | $122,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,251 | $122,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,069 | $122,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 7,300 | $121,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 14,229 | $121,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 4,058 | $121,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,600 | $121,000 | thousands by filing date | call |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 2,945 | $121,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 241,066 | $121,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,755 | $120,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,700 | $120,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 2,305 | $120,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 21,275 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,870 | $120,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 6,578 | $120,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 4,900 | $120,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 7,235 | $120,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 16,800 | $120,000 | thousands by filing date | call |
| Fgl Holdings Wt Exp | g3402m110 | WT | 100,000 | $120,000 | thousands by filing date | call |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,001 | $119,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 7,000 | $119,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 95 | $119,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,036 | $119,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 7,421 | $119,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,845 | $119,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,000 | $119,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 45,737 | $119,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,376 | $119,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 13,145 | $119,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,190 | $118,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,503 | $118,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 8,996 | $118,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,579 | $118,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 4,163 | $118,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 4,813 | $118,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 15,738 | $118,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 5,856 | $118,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 13,300 | $118,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,178 | $118,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,101 | $118,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,066 | $117,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,405 | $117,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 6,100 | $117,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,143 | $117,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,819 | $117,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,368 | $117,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,248 | $116,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 30,900 | $116,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 4,428 | $116,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 1,578 | $116,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 7,439 | $116,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 43,928 | $115,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,448 | $115,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 7,968 | $115,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,500 | $115,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,500 | $115,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,800 | $115,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 50,400 | $115,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,853 | $115,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 775 | $114,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,300 | $114,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 954 | $114,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 5,800 | $114,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,599 | $114,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,043 | $114,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,222 | $114,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 586 | $114,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,800 | $114,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 16,760 | $114,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,700 | $113,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 9,054 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,732 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 4,521 | $113,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,613 | $113,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 24,339 | $113,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,300 | $112,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,100 | $112,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 6,100 | $112,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 7,946 | $112,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 5,842 | $112,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 27,434 | $112,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 8,729 | $112,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 311,632 | $112,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 6,579 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,816 | $112,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 85,000 | $112,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 3,500 | $111,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,154 | $111,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,500 | $111,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 4,810 | $111,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 15,400 | $111,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 7,850 | $111,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 6,600 | $110,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,800 | $110,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,219 | $110,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,136 | $110,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 4,700 | $110,000 | thousands by filing date | call |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 3,065 | $110,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,300 | $110,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 19,633 | $110,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,687 | $110,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,621 | $110,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,211 | $110,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 183 | $110,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 7,861 | $109,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 700 | $109,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 8,191 | $109,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,900 | $109,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 5,168 | $109,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,201 | $109,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 4,303 | $109,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,539 | $109,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,749 | $108,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,271 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,483 | $108,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 3,466 | $108,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,717 | $108,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 800 | $108,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 193,397 | $108,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,000 | $108,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 18,495 | $108,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 11,796 | $108,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 920 | $107,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 670 | $107,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,288 | $107,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,352 | $107,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 10,935 | $107,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 81,000 | $107,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,800 | $106,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,016 | $106,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,916 | $106,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 3,765 | $106,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,300 | $106,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,332 | $106,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,683 | $106,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,327 | $106,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,600 | $106,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 28,000 | $106,000 | thousands by filing date | put |
| HUDSON LTD | G46408103 | COM CL A | 6,085 | $106,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,844 | $105,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,600 | $105,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,400 | $105,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 6,300 | $105,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 6,400 | $105,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 1,657 | $105,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 2,065 | $105,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 2,241 | $105,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 2,076 | $104,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,100 | $104,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 6,200 | $104,000 | thousands by filing date | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 7,657 | $104,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,923 | $104,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,302 | $104,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 9,700 | $104,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 7,434 | $104,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 6,338 | $104,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 6,575 | $104,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,995 | $103,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,188 | $103,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,787 | $103,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,200 | $103,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 9,565 | $103,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 6,301 | $103,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,434 | $103,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,600 | $103,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 3,100 | $102,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 2,874 | $102,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,091 | $102,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,600 | $102,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,803 | $102,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 1,890 | $102,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 6,600 | $102,000 | thousands by filing date | call |
| APPTIO INC | 03835C108 | CL A | 2,803 | $102,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 22,655 | $102,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 4,967 | $102,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,674 | $101,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 8,008 | $101,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 4,475 | $101,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 9,000 | $101,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,000 | $101,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,330 | $101,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,941 | $101,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7,760 | $101,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 6,400 | $101,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 44,500 | $101,000 | thousands by filing date | call |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,358 | $101,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,962 | $101,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 11,582 | $101,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 476 | $100,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 6,458 | $100,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,281 | $100,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,097 | $100,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 11,408 | $100,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,000 | $100,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,071 | $100,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,274 | $100,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,400 | $100,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 21,279 | $100,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,543 | $100,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 4,288 | $100,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 90,000 | $100,000 | thousands by filing date | principal |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 7,363 | $100,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,013 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,877 | $99,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 4,985 | $99,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 5,100 | $99,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,913 | $99,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 13,000 | $99,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,786 | $99,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 2,731 | $98,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,200 | $98,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,187 | $98,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 2,025 | $98,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,600 | $98,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 4,000 | $98,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,372 | $98,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 12,724 | $98,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,200 | $98,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 22,403 | $98,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,296 | $98,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,200 | $97,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 36,231 | $97,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 3,163 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,514 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,700 | $97,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 12,751 | $97,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 20,457 | $97,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 16,411 | $97,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 94,000 | $97,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 5,650 | $96,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 7,700 | $96,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 85,684 | $96,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,316 | $96,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 6,034 | $96,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 4,089 | $96,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,000 | $95,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 4,316 | $95,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 6,050 | $95,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,324 | $95,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,800 | $95,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,283 | $95,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 6,100 | $95,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 18,060 | $95,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,800 | $95,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 2,785 | $95,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $95,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 4,377 | $94,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,900 | $94,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,200 | $94,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 3,287 | $94,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 6,452 | $94,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,512 | $94,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,751 | $94,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 33,500 | $94,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,443 | $94,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,564 | $94,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 22,797 | $94,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,000 | $93,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 3,831 | $93,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,400 | $93,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,974 | $93,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,629 | $93,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 1,999 | $93,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 59,200 | $92,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,187 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,739 | $92,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 3,557 | $92,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 4,685 | $92,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,743 | $92,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,100 | $92,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 2,606 | $92,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,550 | $92,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,292 | $92,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 3,021 | $92,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,000 | $92,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 110,973 | $92,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,492 | $91,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,093 | $91,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 13,657 | $91,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 3,200 | $91,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,878 | $91,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 7,815 | $91,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 10,440 | $91,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 91,000 | $91,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,147 | $90,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 4,049 | $90,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,072 | $90,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,882 | $90,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,500 | $90,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,349 | $90,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,901 | $90,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,237 | $90,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 949 | $89,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $89,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,034 | $89,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 9,000 | $89,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 5,758 | $89,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 5,518 | $89,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 900 | $88,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 5,642 | $88,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,964 | $88,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,354 | $88,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 4,068 | $88,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 9,600 | $88,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 5,442 | $88,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 3,134 | $88,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 9,120 | $87,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 8,400 | $87,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 7,700 | $87,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 86,300 | $87,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 18,100 | $87,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 38,051 | $87,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 3,582 | $87,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,497 | $87,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 813 | $86,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 4,200 | $86,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,215 | $86,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,065 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 3,610 | $86,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,800 | $86,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 33,300 | $86,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 12,697 | $85,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,393 | $85,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 17,547 | $85,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,140 | $85,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 9,043 | $85,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 2,568 | $85,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,900 | $85,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,028 | $85,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 3,400 | $85,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,377 | $85,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 3,736 | $85,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,800 | $85,000 | thousands by filing date | call |
| AMBER ROAD INC | 02318Y108 | COM | 9,006 | $85,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 9,126 | $84,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2,957 | $84,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 7,888 | $84,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 15,940 | $84,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 2,952 | $84,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,449 | $84,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 9,959 | $84,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,903 | $84,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,351 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 880 | $83,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,888 | $83,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,700 | $83,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 4,400 | $83,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 11,717 | $83,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 6,673 | $83,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $83,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 4,512 | $83,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 41,975 | $83,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,600 | $82,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,145 | $82,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 1,711 | $82,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,567 | $82,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,700 | $82,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 7,303 | $82,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,423 | $82,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,000 | $82,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 1,896 | $82,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,429 | $81,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,000 | $81,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 807 | $81,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 6,404 | $81,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 13,193 | $81,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 5,651 | $81,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 3,244 | $81,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,800 | $81,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 16,100 | $81,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $80,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,000 | $80,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 7,365 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 588 | $80,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,900 | $80,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 36,010 | $80,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 4,321 | $80,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,859 | $80,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,611 | $79,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 654 | $79,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 9,200 | $79,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,578 | $79,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,726 | $79,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 5,300 | $79,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 32,100 | $79,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 27,002 | $79,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 33,300 | $79,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 3,274 | $79,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 79,000 | $79,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 17,672 | $79,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 3,560 | $79,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 30,500 | $79,000 | thousands by filing date | put |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,428 | $78,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,997 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,631 | $78,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,539 | $78,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 746 | $78,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,259 | $78,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,958 | $78,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 16,300 | $78,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 5,283 | $78,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 21,863 | $78,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 23,301 | $77,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,957 | $77,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,380 | $77,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 6,567 | $77,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,634 | $77,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,629 | $77,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 5,099 | $77,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,471 | $77,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $77,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 33,400 | $77,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 6,200 | $77,000 | thousands by filing date | call |
| MCBC HLDGS INC | 55276F107 | COM | 2,648 | $77,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,300 | $76,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 3,350 | $76,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,323 | $76,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 700 | $76,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,127 | $76,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 72,000 | $76,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,808 | $76,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 3,267 | $76,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,100 | $75,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,000 | $75,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 12,083 | $75,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,400 | $75,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 3,861 | $75,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,808 | $75,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,296 | $75,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 4,450 | $75,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,114 | $75,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 833 | $75,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 15,089 | $75,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,175 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,089 | $74,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,686 | $74,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,327 | $74,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,693 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 673 | $74,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 51,253 | $74,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 3,043 | $74,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 4,773 | $74,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,219 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,750 | $73,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,200 | $73,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,949 | $73,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,873 | $73,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 8,000 | $73,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 7,003 | $73,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,740 | $73,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,459 | $73,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 6,175 | $73,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 185,022 | $73,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 646 | $72,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,000 | $72,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,579 | $72,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,564 | $72,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 807 | $72,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,614 | $72,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,120 | $72,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 19,251 | $72,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,340 | $72,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,802 | $72,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 500 | $72,000 | thousands by filing date | call |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,998 | $72,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 4,842 | $72,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,027 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000126 | this filing | 2018-08-10 | acceptance time not in the bulk data set |