13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 7,612 holding rows worth $124,753,109,000.
- Accession
- 0000831001-18-000008
- Filer
- CIK 831001
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 16,357 entries on the cover page, a total value of $124,753,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,753,109,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 9,672 | $117,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,300 | $117,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,820 | $117,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 3,295 | $117,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 4,519 | $117,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 1,675 | $117,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 4,292 | $116,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 3,000 | $116,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 8,400 | $116,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 5,878 | $116,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,002 | $116,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,717 | $116,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 2,396 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,816 | $116,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 7,000 | $115,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 9,100 | $115,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,438 | $115,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 9,100 | $115,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 3,183 | $115,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,800 | $115,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 112,000 | $115,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,400 | $114,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,469 | $114,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 4,370 | $114,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,834 | $114,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 27,500 | $114,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 4,500 | $114,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,300 | $113,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 60,300 | $113,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 873 | $113,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 11,683 | $113,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 12,742 | $113,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,860 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,953 | $113,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 7,219 | $113,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 27,597 | $113,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 6,800 | $113,000 | thousands by filing date | call |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 5,614 | $113,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 6,294 | $113,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 38,543 | $113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,767 | $113,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,000 | $112,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,800 | $112,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,100 | $112,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 2,200 | $111,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,500 | $111,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 2,570 | $111,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,098 | $111,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,966 | $111,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 447,681 | $111,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 19,815 | $111,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,700 | $111,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,600 | $111,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 13,313 | $111,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 2,185 | $110,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,200 | $110,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,200 | $110,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 5,169 | $110,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,181 | $110,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,337 | $110,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,044 | $110,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,942 | $110,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 4,385 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 3,126 | $110,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 35,984 | $110,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 5,906 | $109,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,061 | $109,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 5,250 | $109,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,300 | $109,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 25,100 | $108,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 2,090 | $108,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,167 | $108,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,868 | $108,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 193,000 | $108,000 | thousands by filing date | principal |
| COBIZ FINANCIAL INC | 190897108 | COM | 5,379 | $108,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 775 | $107,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,469 | $107,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 2,805 | $107,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,000 | $107,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,005 | $107,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,041 | $107,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,267 | $107,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,454 | $107,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 7,100 | $107,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,743 | $107,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 4,230 | $107,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 13,300 | $107,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 4,640 | $107,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,872 | $107,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,812 | $107,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,105 | $107,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 3,538 | $106,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,800 | $106,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,900 | $106,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 2,177 | $105,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 3,973 | $105,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,759 | $105,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,392 | $105,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,621 | $105,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 7,016 | $105,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,336 | $105,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,512 | $105,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 9,060 | $105,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,700 | $104,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 7,106 | $104,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,300 | $104,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 8,110 | $104,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 4,991 | $104,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,156 | $104,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 9,855 | $104,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,473 | $104,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,200 | $103,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,624 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,531 | $103,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,475 | $103,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,885 | $103,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 6,000 | $103,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 4,997 | $103,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 2,037 | $103,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 12,827 | $103,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 3,941 | $103,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,800 | $102,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 5,792 | $102,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,639 | $102,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,536 | $102,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,900 | $102,000 | thousands by filing date | put |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 2,989 | $102,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,100 | $101,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,100 | $101,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,900 | $101,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 3,480 | $101,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,121 | $101,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,266 | $101,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 4,377 | $101,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,000 | $100,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 2,459 | $100,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,700 | $100,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 3,967 | $100,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 804 | $100,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,268 | $100,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,162 | $100,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,861 | $100,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,784 | $100,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,000 | $100,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,139 | $100,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 7,404 | $100,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 72,500 | $100,000 | thousands by filing date | call |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 893 | $99,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 4,373 | $99,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 17,088 | $99,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 42,640 | $99,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,900 | $99,000 | thousands by filing date | put |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 9,030 | $99,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6,800 | $99,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 27,200 | $99,000 | thousands by filing date | call |
| ECOVYST INC. | 73943T103 | Common Stock | 6,037 | $99,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 106,000 | $99,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 39,800 | $98,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 6,366 | $98,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 6,402 | $98,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,572 | $98,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $98,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,658 | $98,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 6,799 | $98,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 21,946 | $98,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 6,662 | $98,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 3,089 | $98,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,923 | $97,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 3,252 | $97,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 2,415 | $97,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,400 | $96,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 900 | $96,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 4,495 | $96,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 8,360 | $96,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,145 | $96,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 5,051 | $96,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,198 | $96,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,500 | $96,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 3,659 | $96,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,212 | $96,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,845 | $96,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 33,800 | $96,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J114 | WTS | 41,200 | $96,000 | thousands by filing date | call |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 743 | $95,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,744 | $95,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,802 | $95,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,526 | $95,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,000 | $95,000 | thousands by filing date | put |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,000 | $95,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,050 | $95,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 3,721 | $94,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,075 | $94,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,313 | $94,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 2,387 | $94,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,200 | $94,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,486 | $94,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,297 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,144 | $94,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 3,199 | $94,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 4,577 | $94,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 6,800 | $94,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $94,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,100 | $93,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,600 | $93,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 6,131 | $93,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 96,000 | $93,000 | thousands by filing date | principal |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,826 | $92,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 2,800 | $92,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 9,587 | $92,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,069 | $92,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 4,810 | $92,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,286 | $92,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,597 | $92,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,366 | $92,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 7,820 | $92,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 700 | $92,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,333 | $92,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,379 | $92,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 5,292 | $91,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 5,500 | $91,000 | thousands by filing date | put |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 7,551 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,463 | $91,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 9,000 | $91,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,262 | $91,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 2,055 | $91,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 72,842 | $91,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 15,800 | $91,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,900 | $90,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 3,565 | $90,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,000 | $90,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 10,117 | $90,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 4,166 | $90,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,286 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,658 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,746 | $90,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 2,987 | $90,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 5,400 | $90,000 | thousands by filing date | put |
| DDR CORP | 23317H102 | COM | 10,000 | $90,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 655 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,099 | $89,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,500 | $89,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,388 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,045 | $89,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,791 | $89,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 24,502 | $89,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 813 | $88,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,857 | $88,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,584 | $88,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,969 | $88,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,110 | $88,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $88,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 7,700 | $88,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 100,000 | $88,000 | thousands by filing date | principal |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,211 | $88,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,900 | $88,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 708 | $87,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,661 | $87,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,421 | $87,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,300 | $87,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 4,187 | $87,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,800 | $87,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 2,934 | $87,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 5,200 | $87,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,770 | $87,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 3,043 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,700 | $87,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 4,544 | $87,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,600 | $86,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 4,800 | $86,000 | thousands by filing date | call |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,027 | $86,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,200 | $86,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,900 | $86,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 416 | $86,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,264 | $86,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,240 | $86,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,076 | $86,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,259 | $86,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,900 | $86,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,837 | $86,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3,581 | $86,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 9,516 | $86,000 | thousands by filing date | call |
| WOORI BK | 98105T104 | ADR | 1,936 | $86,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,330 | $85,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 4,000 | $85,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,727 | $85,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,861 | $85,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 4,818 | $85,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,510 | $85,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,677 | $85,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 7,089 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,121 | $84,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,829 | $84,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 3,615 | $84,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 9,147 | $84,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,862 | $84,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,893 | $84,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 6,026 | $84,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 4,950 | $84,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,000 | $84,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,300 | $84,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 14,100 | $84,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 6,291 | $84,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 536 | $83,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,614 | $83,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 5,400 | $83,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 1,380 | $83,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 5,024 | $83,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,314 | $83,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 32,369 | $83,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 4,575 | $83,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 29,402 | $83,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 29,200 | $83,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 74,682 | $83,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $83,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 1,558 | $83,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 5,508 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 5,770 | $82,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 4,600 | $82,000 | thousands by filing date | call |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,477 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,314 | $82,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,881 | $82,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 5,296 | $82,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,100 | $82,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 17,100 | $82,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,700 | $82,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 12,900 | $82,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 18,045 | $82,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,219 | $82,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 800 | $81,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,545 | $81,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 9,871 | $81,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 16,900 | $81,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 8,700 | $81,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 26,400 | $81,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,300 | $81,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 8,500 | $81,000 | thousands by filing date | put |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 2,383 | $81,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,826 | $80,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,840 | $80,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 3,830 | $80,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 42,441 | $80,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 9,479 | $80,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 1,512 | $80,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,023 | $79,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,600 | $79,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,899 | $79,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,613 | $79,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 9,700 | $79,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,463 | $78,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,200 | $78,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 426 | $78,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 3,519 | $78,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,742 | $78,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 7,794 | $78,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 39,447 | $78,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,700 | $77,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,442 | $77,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,400 | $77,000 | thousands by filing date | call |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 672 | $77,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,600 | $77,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 2,367 | $77,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 4,801 | $77,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 8,600 | $77,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 16,500 | $77,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 2,410 | $77,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 600 | $76,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 3,213 | $76,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,100 | $76,000 | thousands by filing date | put |
| RBB BANCORP | 74930B105 | COMMON STOCK | 2,781 | $76,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 24,936 | $76,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,100 | $76,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,235 | $76,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 70,000 | $76,000 | thousands by filing date | principal |
| WIX COM LTD SHS | M98068105 | Stock | 1,300 | $75,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,027 | $75,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $75,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 4,337 | $75,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 948 | $75,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 8,738 | $75,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,192 | $75,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 31,627 | $75,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 40,500 | $75,000 | thousands by filing date | call |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 1,460 | $75,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 6,235 | $75,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 100,000 | $75,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,296 | $74,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,913 | $74,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,557 | $74,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 5,218 | $74,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,200 | $74,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 18,671 | $74,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 2,444 | $74,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 7,446 | $74,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 6,927 | $74,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 3,035 | $74,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,505 | $73,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,157 | $73,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,679 | $73,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 4,880 | $73,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,799 | $73,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,335 | $73,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 17,408 | $73,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 25,684 | $73,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 4,380 | $73,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 9,940 | $73,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,521 | $72,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,175 | $72,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,500 | $72,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,464 | $72,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,987 | $72,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 767 | $72,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,008 | $72,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,129 | $72,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 6,704 | $71,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 5,518 | $71,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,000 | $71,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 456 | $71,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 6,082 | $71,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,213 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,750 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 783 | $71,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,723 | $71,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,806 | $71,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 8,236 | $71,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 4,570 | $71,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,693 | $71,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,419 | $71,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 6,248 | $71,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,024 | $70,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,253 | $70,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,092 | $70,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,200 | $70,000 | thousands by filing date | put |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,381 | $70,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,560 | $70,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,900 | $70,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 12,100 | $70,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 2,103 | $70,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,400 | $69,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,900 | $69,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 18,800 | $69,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,107 | $69,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,800 | $69,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,731 | $69,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,200 | $69,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,270 | $69,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,281 | $69,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,749 | $69,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,844 | $69,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 871 | $69,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 16,700 | $69,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 12,400 | $69,000 | thousands by filing date | call |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 2,650 | $69,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 1,896 | $69,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,387 | $68,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 600 | $68,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 7,503 | $68,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,902 | $68,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,800 | $68,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 4,100 | $68,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,100 | $68,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,300 | $68,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,625 | $68,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,784 | $68,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 224,400 | $68,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 9,740 | $68,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,006 | $67,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 600 | $67,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 21,997 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,991 | $67,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 4,273 | $67,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,000 | $67,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 23,900 | $67,000 | thousands by filing date | call |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,305 | $67,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,796 | $67,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,504 | $67,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,867 | $66,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,463 | $66,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 8,500 | $66,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,381 | $66,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 29,921 | $66,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,200 | $66,000 | thousands by filing date | call |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,469 | $66,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,440 | $65,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 5,354 | $65,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 949 | $65,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 4,195 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,074 | $65,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,400 | $65,000 | thousands by filing date | call |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 2,049 | $65,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,656 | $65,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 49,800 | $65,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 3,211 | $65,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,790 | $65,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 6,230 | $65,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 529 | $64,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,473 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,304 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 5,437 | $64,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 5,095 | $64,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 26,845 | $64,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000008 | this filing | 2018-02-12 | acceptance time not in the bulk data set |