13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 7,612 holding rows worth $124,753,109,000.
- Accession
- 0000831001-18-000008
- Filer
- CIK 831001
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 16,357 entries on the cover page, a total value of $124,753,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,753,109,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,930 | $343,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 12,568 | $343,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 68,250 | $343,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 7,769 | $343,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 6,741 | $342,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 149,951 | $342,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 45,500 | $341,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 4,511 | $341,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,389 | $341,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,900 | $341,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 9,568 | $341,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 479,000 | $340,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 7,024 | $339,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,346 | $339,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 16,997 | $339,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,608 | $339,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,571 | $339,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 19,639 | $339,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 21,788 | $339,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 9,862 | $339,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,700 | $338,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 2,700 | $338,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,112 | $338,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,095 | $337,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 68,800 | $337,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 27,373 | $337,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 38,331 | $337,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,964 | $337,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 23,919 | $336,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 15,186 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $335,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 11,970 | $334,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,900 | $334,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 5,165 | $334,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,237 | $333,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,700 | $332,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 6,500 | $332,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27,261 | $332,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,000 | $332,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 2,941 | $332,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,700 | $331,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 8,988 | $330,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 40,700 | $330,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 43,303 | $328,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 28,500 | $328,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 57,897 | $328,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,371 | $327,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 6,600 | $327,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 18,282 | $327,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,732 | $327,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,000 | $326,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,200 | $326,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 8,635 | $326,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 5,347 | $325,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 12,500 | $325,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 10,022 | $325,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 70,660 | $325,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 16,508 | $325,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,100 | $324,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 25,829 | $324,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 16,603 | $324,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 48,100 | $324,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 12,683 | $323,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 20,600 | $323,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 2,871 | $322,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,557 | $322,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,512 | $322,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,454 | $322,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,624 | $322,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 54,800 | $321,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 6,493 | $321,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,084 | $321,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,125 | $321,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10,446 | $320,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 9,315 | $320,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 15,467 | $320,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,798 | $320,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 6,816 | $320,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 47,100 | $320,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,358 | $319,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 319,000 | $319,000 | thousands by filing date | principal |
| WABTEC COM | 929740108 | Stock | 3,900 | $318,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 13,303 | $318,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,065 | $318,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 17,000 | $318,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,900 | $317,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 4,581 | $317,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 12,594 | $317,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,655 | $317,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,400 | $316,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 3,059 | $316,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 6,741 | $316,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,910 | $316,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 8,331 | $316,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 18,900 | $316,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 22,678 | $316,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 134,600 | $316,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,946 | $315,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,700 | $315,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 35,410 | $313,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 22,163 | $313,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,330 | $312,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,497 | $312,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 33,225 | $312,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 19,904 | $312,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,906 | $311,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,765 | $311,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,361 | $311,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 8,951 | $311,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 11,983 | $310,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 93,773 | $310,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15,264 | $310,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,900 | $310,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,759 | $310,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,890 | $309,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,953 | $309,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 25,250 | $309,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,570 | $308,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,348 | $308,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,000 | $307,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 142,500 | $307,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,758 | $306,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,100 | $305,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,520 | $305,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 8,623 | $305,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,515 | $305,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 24,440 | $305,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 17,097 | $305,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,900 | $304,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 97,600 | $304,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,132 | $303,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 12,536 | $303,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,100 | $303,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 13,528 | $303,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 10,965 | $303,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,000 | $302,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 11,400 | $302,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 3,000 | $301,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,473 | $301,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,800 | $301,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,926 | $301,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 38,800 | $301,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,336 | $301,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,000 | $300,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 23,982 | $300,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,918 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,600 | $299,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 17,988 | $299,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 21,100 | $299,000 | thousands by filing date | put |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 10,418 | $299,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 44,490 | $298,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,000 | $298,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 35,300 | $298,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 7,575 | $298,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,310 | $298,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,200 | $298,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 95,488 | $298,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 9,500 | $297,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,806 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,623 | $297,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 126,400 | $297,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 4,076 | $296,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,836 | $296,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 33,600 | $296,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 35,200 | $296,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,500 | $295,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 44,100 | $295,000 | thousands by filing date | put |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 8,305 | $295,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 9,300 | $295,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 9,248 | $293,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 14,702 | $293,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 237,000 | $293,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 319,000 | $293,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 13,700 | $292,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 62,900 | $292,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 16,400 | $291,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 6,050 | $290,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 9,321 | $290,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 199,700 | $290,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 55,369 | $290,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,700 | $289,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 5,791 | $289,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 10,345 | $289,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,200 | $289,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 51,800 | $289,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 11,362 | $288,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,054 | $288,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 10,853 | $287,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,336 | $287,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 33,633 | $287,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,512 | $287,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,571 | $287,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 54,557 | $287,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,396 | $287,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,211 | $287,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 29,325 | $287,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,500 | $286,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 22,201 | $286,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,103 | $285,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 11,701 | $285,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,629 | $285,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 85,100 | $285,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 21,682 | $284,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,300 | $284,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,373 | $284,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 41,800 | $284,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 23,500 | $284,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 3,389 | $283,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,428 | $283,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 32,100 | $283,000 | thousands by filing date | call |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 250,000 | $283,000 | thousands by filing date | principal |
| GODADDY INC CL A | 380237107 | Stock | 5,600 | $282,000 | thousands by filing date | call |
| MATERION CORP | 576690101 | COM | 5,799 | $282,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,400 | $282,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 9,188 | $282,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 119,200 | $281,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,048 | $280,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,700 | $280,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,149 | $280,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,800 | $280,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,733 | $280,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,565 | $280,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 9,478 | $280,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 14,848 | $280,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,738 | $279,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,500 | $279,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 10,200 | $279,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 13,555 | $279,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,735 | $278,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,602 | $278,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 17,710 | $278,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,200 | $277,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 14,800 | $277,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 46,500 | $277,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 3,094 | $277,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,524 | $277,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 9,503 | $277,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,900 | $276,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 21,631 | $276,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,400 | $276,000 | thousands by filing date | put |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 296,000 | $276,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,493 | $275,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,400 | $275,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 832 | $275,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 26,943 | $275,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 14,700 | $275,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 15,815 | $274,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,600 | $274,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 17,500 | $273,000 | thousands by filing date | call |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,809 | $273,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 18,331 | $273,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 9,100 | $273,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,450 | $272,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,722 | $272,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 17,532 | $272,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,200 | $271,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 13,660 | $271,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 198,000 | $271,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 4,400 | $270,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 15,870 | $270,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 35,678 | $270,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 26,800 | $270,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 13,993 | $270,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 122,300 | $270,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 149,185 | $269,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 25,195 | $268,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,700 | $267,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 6,775 | $267,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 28,754 | $267,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 11,473 | $266,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,100 | $266,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,751 | $266,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 15,175 | $266,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,716 | $265,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,492 | $265,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,196 | $265,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,600 | $264,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,700 | $264,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 6,500 | $264,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 22,366 | $264,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 11,479 | $264,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 29,145 | $264,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 9,600 | $264,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 7,862 | $263,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 6,600 | $263,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,022 | $263,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,600 | $263,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 15,467 | $262,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,778 | $262,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 7,000 | $261,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 80,100 | $261,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 11,998 | $261,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,067 | $260,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,900 | $260,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 62,900 | $260,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 16,488 | $259,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 16,003 | $259,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 8,420 | $259,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 99,593 | $259,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,376 | $258,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,480 | $258,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,500 | $257,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 7,105 | $257,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 8,971 | $257,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,460 | $256,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,200 | $256,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 15,502 | $256,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 9,300 | $256,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 13,200 | $255,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,200 | $255,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,000 | $255,000 | thousands by filing date | call |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 16,600 | $255,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 6,106 | $254,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,612 | $254,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,277 | $254,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,800 | $254,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,000 | $254,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,901 | $254,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,700 | $253,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 4,914 | $253,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 14,302 | $253,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 6,487 | $253,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,300 | $253,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,700 | $253,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,738 | $253,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 15,154 | $253,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,836 | $253,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,609 | $252,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 6,758 | $252,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 14,253 | $252,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,700 | $252,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 8,200 | $251,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $250,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 3,330 | $250,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,122 | $250,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 36,957 | $250,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 9,111 | $250,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,250 | $249,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,600 | $249,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,800 | $249,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 7,000 | $249,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,886 | $249,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,899 | $249,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,600 | $249,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 27,502 | $249,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 190,000 | $249,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,184 | $248,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 19,041 | $248,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,298 | $248,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 16,438 | $248,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,087 | $248,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,800 | $247,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 12,244 | $247,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,999 | $247,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 249,000 | $247,000 | thousands by filing date | principal |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,700 | $246,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 7,552 | $246,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 25,700 | $246,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 7,855 | $245,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,400 | $245,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 15,402 | $245,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,100 | $245,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 20,300 | $245,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,029 | $244,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 21,159 | $244,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 24,000 | $244,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 250,000 | $244,000 | thousands by filing date | principal |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,700 | $243,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 9,230 | $243,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 24,278 | $243,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,100 | $242,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 4,669 | $242,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,000 | $241,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,062 | $241,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,441 | $241,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 31,567 | $241,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,400 | $240,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,100 | $240,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,356 | $240,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,900 | $240,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 8,639 | $240,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 20,713 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 18,272 | $240,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 10,000 | $240,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 11,200 | $239,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,750 | $239,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,500 | $239,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,600 | $238,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 34,714 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 7,500 | $238,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,400 | $238,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,318 | $237,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,217 | $237,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,468 | $237,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,345 | $236,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 71,600 | $236,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 5,826 | $236,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 8,655 | $236,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 9,365 | $236,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,800 | $235,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 56,353 | $235,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,974 | $235,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 13,795 | $235,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 10,577 | $235,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,117 | $235,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 16,223 | $235,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 13,755 | $235,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,600 | $234,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 21,542 | $234,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 20,500 | $234,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,600 | $233,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 2,238 | $233,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,300 | $233,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 4,300 | $233,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,261 | $233,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,800 | $232,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 7,278 | $232,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,484 | $232,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 6,860 | $232,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,700 | $232,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 2,600 | $232,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 57,700 | $231,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,400 | $231,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 9,729 | $231,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 75,000 | $231,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 15,152 | $230,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 17,433 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $229,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 4,960 | $229,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,838 | $229,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 12,000 | $228,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 55,000 | $228,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,557 | $227,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 9,407 | $227,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 16,200 | $227,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 13,738 | $226,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $226,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 9,448 | $226,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,408 | $225,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 13,645 | $225,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,541 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,535 | $224,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 18,191 | $224,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 224,000 | $224,000 | thousands by filing date | principal |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,000 | $223,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 14,767 | $223,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 20,077 | $222,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,721 | $222,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,500 | $222,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 12,400 | $222,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,086 | $222,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,342 | $221,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 9,800 | $221,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 6,900 | $221,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 30,000 | $221,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 89,794 | $221,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 20,800 | $221,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 250,000 | $221,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,600 | $220,000 | thousands by filing date | call |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 4,393 | $220,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 7,135 | $220,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,557 | $220,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 7,978 | $220,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,668 | $219,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,137 | $219,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 5,467 | $219,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,700 | $219,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,000 | $219,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,000 | $219,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 5,891 | $217,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 9,900 | $217,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,507 | $217,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,287 | $216,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,776 | $216,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,400 | $216,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 26,167 | $215,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,300 | $215,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,489 | $214,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 37,083 | $214,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 15,712 | $214,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 7,830 | $214,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 54,000 | $213,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 14,500 | $212,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 3,013 | $211,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 6,566 | $211,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,800 | $210,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 5,284 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,436 | $210,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,672 | $210,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 15,609 | $210,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 16,300 | $210,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 178,000 | $210,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 200,000 | $210,000 | thousands by filing date | principal |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 3,507 | $210,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,215 | $209,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,494 | $209,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,013 | $209,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 6,400 | $209,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 9,700 | $208,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,884 | $207,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000008 | this filing | 2018-02-12 | acceptance time not in the bulk data set |