13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 7,612 holding rows worth $124,753,109,000.
- Accession
- 0000831001-18-000008
- Filer
- CIK 831001
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 16,357 entries on the cover page, a total value of $124,753,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,753,109,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,527 | $207,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 45,080 | $207,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,700 | $207,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 61,800 | $207,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 842,500 | $207,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 21,532 | $207,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 51,452 | $207,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,500 | $206,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 2,000 | $206,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 13,333 | $206,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 22,100 | $206,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 10,300 | $206,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 9,600 | $206,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 71,600 | $206,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 12,900 | $205,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 7,910 | $205,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,300 | $205,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 9,400 | $205,000 | thousands by filing date | call |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,729 | $205,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,200 | $204,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 6,338 | $204,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 33,032 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,623 | $203,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,949 | $203,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 32,000 | $203,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,600 | $202,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 9,064 | $202,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,800 | $202,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 9,600 | $201,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 5,300 | $201,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 21,996 | $201,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,450 | $201,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 25,719 | $201,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 29,268 | $201,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,800 | $201,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 14,769 | $200,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 32,832 | $200,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 6,397 | $200,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 4,113 | $200,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 19,360 | $200,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 15,675 | $200,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 19,500 | $200,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,100 | $199,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,608 | $199,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,817 | $199,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,589 | $199,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,131 | $199,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,700 | $199,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 54,335 | $198,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,885 | $198,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,700 | $198,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 7,700 | $198,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 47,800 | $198,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,204 | $198,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,800 | $197,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 83,491 | $197,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 3,500 | $197,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 6,600 | $197,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 13,560 | $197,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,281 | $197,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1,631 | $197,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 9,603 | $197,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,854 | $196,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,300 | $196,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,330 | $196,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 3,900 | $196,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 14,736 | $196,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 55,500 | $196,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,551 | $196,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 4,874 | $196,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,069 | $195,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 18,985 | $195,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 88,238 | $195,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 180,000 | $195,000 | thousands by filing date | principal |
| ACUITY INC COM | 00508Y102 | Stock | 1,100 | $194,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $194,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,101 | $194,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 35,415 | $194,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,159 | $193,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 8,717 | $193,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 13,389 | $193,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,687 | $193,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 26,011 | $193,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 11,739 | $193,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,439 | $192,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,900 | $191,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 11,522 | $191,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,000 | $191,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 51,500 | $191,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 47,500 | $191,000 | thousands by filing date | call |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 5,688 | $191,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,944 | $190,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,579 | $190,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 24,500 | $190,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 7,376 | $190,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 7,903 | $190,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,000 | $189,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,498 | $189,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,400 | $189,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,006 | $189,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,226 | $189,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 18,400 | $189,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 21,000 | $189,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 11,194 | $188,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 7,861 | $188,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 3,186 | $188,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 2,100 | $188,000 | thousands by filing date | put |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 16,083 | $188,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,514 | $188,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19,414 | $188,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,185 | $187,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,700 | $187,000 | thousands by filing date | call |
| CSRA INC | 12650T104 | COM | 6,271 | $187,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 3,021 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,813 | $186,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,706 | $186,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 15,200 | $186,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,242 | $186,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 50,119 | $186,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 11,343 | $186,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 912 | $185,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,636 | $185,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,315 | $185,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,100 | $185,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 2,652 | $185,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,131 | $184,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,678 | $184,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,813 | $184,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,100 | $184,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 6,200 | $184,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 11,978 | $184,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 2,844 | $184,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,828 | $183,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 7,630 | $183,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,146 | $183,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,408 | $183,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 8,941 | $182,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,634 | $182,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 4,800 | $182,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 15,099 | $182,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,604 | $182,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 9,741 | $182,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,100 | $181,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,600 | $181,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 3,500 | $181,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 7,415 | $181,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,846 | $180,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,598 | $180,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,800 | $180,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 9,942 | $180,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,518 | $180,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 14,143 | $180,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,736 | $180,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 3,898 | $180,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 43,600 | $180,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,966 | $179,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,510 | $179,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 8,375 | $179,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 7,146 | $179,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,329 | $178,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,900 | $178,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,336 | $178,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 6,028 | $177,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,048 | $177,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 4,500 | $177,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 49,508 | $177,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 8,772 | $176,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 5,900 | $176,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,277 | $175,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,466 | $175,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 14,300 | $175,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 11,872 | $174,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 34,500 | $173,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 9,828 | $173,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,673 | $172,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 8,529 | $172,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,500 | $172,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,152 | $172,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 6,689 | $172,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 11,499 | $172,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 7,900 | $172,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 1,523 | $171,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 6,501 | $171,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,800 | $171,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 9,722 | $171,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,411 | $171,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 6,125 | $171,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,400 | $171,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,100 | $170,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 3,498 | $170,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 6,900 | $170,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 33,126 | $170,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $170,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,700 | $170,000 | thousands by filing date | call |
| Fgl Holdings Wt Exp | g3402m110 | WT | 109,713 | $170,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,220 | $169,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,686 | $169,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,759 | $169,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 5,865 | $169,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 12,530 | $168,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,739 | $168,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,952 | $168,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 11,121 | $168,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 85,000 | $167,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,659 | $167,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,661 | $167,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 9,555 | $167,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,000 | $166,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,900 | $166,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 6,557 | $166,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,357 | $166,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 19,051 | $166,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 7,412 | $166,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,572 | $165,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 301,312 | $165,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,993 | $165,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 6,500 | $165,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 17,268 | $165,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 23,200 | $165,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 97,300 | $165,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,540 | $164,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,800 | $164,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,694 | $164,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,100 | $164,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 5,260 | $164,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 6,669 | $164,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,702 | $163,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,100 | $163,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 10,000 | $163,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,240 | $162,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,200 | $162,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,300 | $162,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 500 | $162,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 14,400 | $162,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,400 | $162,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,014 | $162,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,856 | $162,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 9,810 | $162,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 30,500 | $162,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 24,600 | $162,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,103 | $162,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 5,525 | $161,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,200 | $161,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 2,300 | $161,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 7,500 | $161,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 2,700 | $160,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 7,709 | $160,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 16,210 | $160,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,145 | $160,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 6,086 | $160,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 8,402 | $160,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,237 | $160,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 19,441 | $160,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 4,320 | $160,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,300 | $159,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 4,549 | $159,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 4,509 | $159,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,848 | $159,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,040 | $158,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 22,233 | $158,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 8,390 | $157,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 9,947 | $157,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,667 | $156,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 5,227 | $156,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 28,276 | $155,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,996 | $155,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 5,091 | $155,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,983 | $155,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 4,419 | $155,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 17,014 | $155,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 4,244 | $154,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,675 | $154,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 15,816 | $154,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 34,500 | $153,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,081 | $153,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,570 | $153,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,600 | $153,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 11,100 | $153,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 4,443 | $152,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,375 | $152,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 6,151 | $152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,938 | $152,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,033 | $152,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 179,000 | $152,000 | thousands by filing date | principal |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,154 | $151,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 12,438 | $151,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,700 | $151,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,514 | $151,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,636 | $150,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,910 | $150,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 7,834 | $150,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 5,000 | $150,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 7,643 | $150,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 21,907 | $150,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,758 | $149,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,300 | $149,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,100 | $149,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,600 | $149,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 6,644 | $149,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 6,255 | $148,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,178 | $148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 4,850 | $148,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 9,360 | $148,000 | thousands by filing date | call |
| PRESIDIO INC | 74102M103 | COM | 7,733 | $148,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 9,585 | $147,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,900 | $147,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 6,335 | $147,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 7,153 | $147,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 7,507 | $147,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,338 | $147,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,200 | $146,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 29,988 | $146,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 6,274 | $146,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 128,000 | $146,000 | thousands by filing date | principal |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 12,301 | $146,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 22,520 | $146,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,939 | $145,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,425 | $145,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 3,063 | $145,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,543 | $145,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,531 | $144,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 14,566 | $144,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,001 | $144,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,678 | $144,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 7,621 | $144,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,700 | $144,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,417 | $143,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 3,400 | $143,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 18,552 | $143,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,525 | $142,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 718 | $142,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 2,155 | $142,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 800 | $141,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 18,774 | $141,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,921 | $141,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,136 | $141,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,600 | $141,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 23,300 | $141,000 | thousands by filing date | put |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,197 | $141,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,000 | $140,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,292 | $140,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 7,728 | $140,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 8,312 | $140,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 8,937 | $139,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,924 | $139,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,722 | $139,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,812 | $139,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,898 | $139,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 5,534 | $139,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,274 | $139,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 7,243 | $138,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,329 | $138,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 7,600 | $138,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 2,400 | $138,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 8,213 | $138,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,788 | $138,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 3,271 | $138,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,600 | $138,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 8,900 | $138,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V108 | COM | 16,229 | $138,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 14,300 | $138,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,000 | $138,000 | thousands by filing date | call |
| BEAR ST FINL INC | 073844102 | COM | 13,463 | $138,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,058 | $137,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,399 | $137,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 22,700 | $137,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 13,273 | $137,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 3,695 | $137,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,700 | $136,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,200 | $136,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 31,930 | $136,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,700 | $136,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,067 | $136,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 2,606 | $136,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 7,056 | $136,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 30,588 | $136,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,200 | $136,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 132,000 | $136,000 | thousands by filing date | principal |
| SANMINA CORP COM | 801056102 | Stock | 4,100 | $135,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,878 | $135,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,950 | $135,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 7,600 | $135,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,546 | $135,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 30,300 | $134,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,821 | $134,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 3,972 | $134,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 4,105 | $134,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 8,000 | $134,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,700 | $134,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 8,472 | $134,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 9,345 | $134,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 4,047 | $134,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,388 | $133,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 600 | $133,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,100 | $133,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 2,245 | $133,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 6,026 | $133,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,853 | $133,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 31,900 | $133,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 8,269 | $133,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 18,600 | $132,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 34,360 | $132,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 3,634 | $132,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,105 | $131,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,133 | $131,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,000 | $131,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 1,909 | $131,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,100 | $131,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 6,260 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,689 | $131,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 12,900 | $131,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,851 | $131,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 114,000 | $131,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M201 | COM NEW | 67,800 | $131,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 4,332 | $130,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,120 | $130,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 8,479 | $130,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 3,097 | $130,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,600 | $129,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 835 | $129,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,758 | $129,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,884 | $129,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 8,400 | $129,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,222 | $129,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,200 | $129,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 1,700 | $128,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,148 | $128,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 4,700 | $128,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,900 | $128,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 10,600 | $128,000 | thousands by filing date | call |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 4,003 | $128,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 6,302 | $128,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 955 | $127,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,383 | $127,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,918 | $127,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,606 | $127,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 8,568 | $127,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 5,579 | $126,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 6,880 | $126,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 6,500 | $126,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 4,432 | $126,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,175 | $126,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,406 | $126,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,569 | $126,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,969 | $126,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 3,905 | $126,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 124,000 | $126,000 | thousands by filing date | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,200 | $125,000 | thousands by filing date | call |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 5,617 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,182 | $125,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4,020 | $125,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 6,269 | $125,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 37,323 | $125,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 5,006 | $125,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,980 | $124,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,295 | $124,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,217 | $124,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 5,622 | $124,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 33,000 | $124,000 | thousands by filing date | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,300 | $123,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,906 | $123,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,498 | $123,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 68,486 | $123,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 29,329 | $123,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,900 | $123,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 18,512 | $123,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 5,000 | $123,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 900 | $122,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 900 | $122,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 4,323 | $122,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 6,481 | $122,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 33,400 | $122,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,656 | $122,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 5,518 | $122,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 17,543 | $122,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 11,722 | $122,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,376 | $122,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 8,800 | $121,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 5,804 | $121,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,078 | $121,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 19,906 | $121,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,200 | $120,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,634 | $120,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,000 | $119,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,341 | $119,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,314 | $119,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,519 | $119,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 5,014 | $119,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 50,300 | $119,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,400 | $119,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 21,429 | $119,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,647 | $119,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,252 | $119,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 11,659 | $119,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 118,000 | $119,000 | thousands by filing date | principal |
| ISHARES TR | 46432F834 | COM | 1,868 | $118,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 4,103 | $118,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,733 | $118,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 4,300 | $118,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 41,100 | $118,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000008 | this filing | 2018-02-12 | acceptance time not in the bulk data set |