13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,305 holding rows worth $112,211,495,000.
- Accession
- 0000831001-17-000085
- Filer
- CIK 831001
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 15,935 entries on the cover page, a total value of $112,211,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,211,495,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN UN CO COM | 959802109 | Stock | 60,300 | $1,227,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 20,035 | $1,227,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 36,929 | $1,225,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 73,300 | $1,225,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 56,373 | $1,225,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 21,346 | $1,222,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 22,378 | $1,221,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 75,610 | $1,220,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 72,409 | $1,218,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 6,600 | $1,216,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 19,800 | $1,215,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 31,000 | $1,215,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 39,680 | $1,210,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 100,000 | $1,208,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 20,008 | $1,208,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 31,532 | $1,207,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 17,800 | $1,206,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 29,224 | $1,204,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 73,373 | $1,204,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 12,279 | $1,203,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 32,662 | $1,202,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 39,273 | $1,200,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 63,342 | $1,199,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 131,509 | $1,199,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 31,464 | $1,194,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 38,781 | $1,193,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 31,396 | $1,190,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 50,820 | $1,189,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 26,042 | $1,188,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F312 | AMT FRE INT MU | 50,000 | $1,188,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 70,948 | $1,187,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 89,432 | $1,185,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 15,100 | $1,185,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 77,776 | $1,184,000 | thousands by filing date | |
| RH | 74967X103 | COM | 25,600 | $1,184,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 120,825 | $1,184,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F320 | AMT FRE INT MU | 50,000 | $1,178,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 12,917 | $1,177,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 28,100 | $1,176,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 18,700 | $1,175,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 81,346 | $1,174,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 21,021 | $1,174,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 89,200 | $1,172,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 16,129 | $1,172,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 33,796 | $1,169,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 14,804 | $1,169,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 17,168 | $1,167,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 58,900 | $1,167,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 32,272 | $1,167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 80,972 | $1,164,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,500 | $1,163,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 32,200 | $1,163,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 31,567 | $1,162,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 20,780 | $1,158,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 33,128 | $1,158,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 143,200 | $1,157,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 76,405 | $1,157,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 13,214 | $1,156,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 39,944 | $1,156,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 64,300 | $1,155,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 39,900 | $1,154,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 19,999 | $1,154,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 196,549 | $1,152,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 19,400 | $1,150,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 16,600 | $1,150,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 19,257 | $1,145,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 104,914 | $1,145,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 24,000 | $1,142,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 11,398 | $1,142,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 66,861 | $1,141,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 13,762 | $1,141,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 31,584 | $1,140,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 66,000 | $1,140,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 18,688 | $1,139,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,500 | $1,138,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 11,700 | $1,138,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 963,000 | $1,137,000 | thousands by filing date | principal |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 75,000 | $1,137,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 49,868 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 7,998 | $1,135,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 46,992 | $1,135,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 178,728 | $1,134,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 25,028 | $1,131,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 55,755 | $1,131,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 93,400 | $1,130,000 | thousands by filing date | call |
| NEW GERMANY FD INC | 644465106 | COM | 76,424 | $1,129,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 19,502 | $1,129,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 79,200 | $1,129,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 18,355 | $1,128,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 50,269 | $1,126,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 153,545 | $1,126,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 37,994 | $1,125,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 11,437 | $1,121,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 14,445 | $1,120,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 20,634 | $1,120,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 64,055 | $1,119,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 34,500 | $1,119,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 21,873 | $1,118,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 94,143 | $1,118,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 100,000 | $1,118,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 117,148 | $1,117,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 25,386 | $1,116,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 39,370 | $1,116,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 19,700 | $1,113,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 79,200 | $1,111,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 198,477 | $1,111,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 20,900 | $1,110,000 | thousands by filing date | call |
| POWERSHARES | 73935X286 | COMMON STOCK | 21,362 | $1,110,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 21,230 | $1,108,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 13,208 | $1,108,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 14,900 | $1,108,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 5,675 | $1,108,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 109,077 | $1,106,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 25,927 | $1,104,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 13,700 | $1,096,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 33,738 | $1,096,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 17,703 | $1,095,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 38,300 | $1,095,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 31,585 | $1,094,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 22,379 | $1,094,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 65,142 | $1,091,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 8,000 | $1,090,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 11,333 | $1,090,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 73,409 | $1,090,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 43,800 | $1,089,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 12,300 | $1,089,000 | thousands by filing date | put |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 1,000,000 | $1,089,000 | thousands by filing date | principal |
| GARMIN LTD SHS | H2906T109 | Stock | 21,200 | $1,084,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 14,276 | $1,084,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000,000 | $1,084,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 45,751 | $1,082,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 39,020 | $1,080,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,302 | $1,079,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 94,920 | $1,078,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 67,717 | $1,077,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 34,837 | $1,077,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 31,900 | $1,076,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 44,600 | $1,076,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 25,519 | $1,075,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 176,900 | $1,074,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 10,200 | $1,072,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 31,700 | $1,072,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 36,203 | $1,072,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 31,200 | $1,070,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,355 | $1,070,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 29,808 | $1,070,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 71,400 | $1,068,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 33,600 | $1,068,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 19,100 | $1,066,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,100 | $1,062,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 34,592 | $1,060,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 12,149 | $1,060,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 28,191 | $1,059,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 14,224 | $1,058,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 79,791 | $1,058,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,149 | $1,058,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 121,400 | $1,056,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 19,718 | $1,055,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 64,478 | $1,053,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 17,966 | $1,053,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 33,500 | $1,052,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 21,100 | $1,052,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 14,118 | $1,050,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 19,403 | $1,046,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 31,155 | $1,046,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 14,729 | $1,045,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 38,550 | $1,045,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 11,843 | $1,043,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 46,343 | $1,043,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 23,540 | $1,040,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 12,702 | $1,038,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,697 | $1,038,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 44,373 | $1,035,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 30,700 | $1,034,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 36,742 | $1,033,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 23,600 | $1,031,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 103,989 | $1,028,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 220,032 | $1,027,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 8,400 | $1,026,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 42,600 | $1,024,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 37,833 | $1,023,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 26,166 | $1,022,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 33,556 | $1,020,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,800 | $1,020,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 122,100 | $1,020,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 30,288 | $1,018,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 14,951 | $1,017,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 31,069 | $1,017,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 16,183 | $1,017,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 26,810 | $1,016,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 60,899 | $1,016,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 68,176 | $1,016,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 24,000 | $1,015,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 41,876 | $1,015,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 9,627 | $1,014,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 28,900 | $1,014,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 15,684 | $1,012,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 161,602 | $1,012,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 124,157 | $1,010,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 53,977 | $1,007,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 18,101 | $1,006,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 46,015 | $1,005,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 24,507 | $1,005,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 285,500 | $1,004,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,000,000 | $1,003,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 35,019 | $1,000,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 8,828 | $999,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 55,690 | $999,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 20,400 | $998,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 60,170 | $998,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 62,910 | $997,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 123,200 | $997,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 7,108 | $994,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 22,967 | $994,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 34,224 | $994,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 10,589 | $994,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 19,000 | $993,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,500 | $992,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 10,766 | $992,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 21,689 | $991,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 48,203 | $991,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 38,533 | $990,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 28,595 | $990,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 38,212 | $990,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 51,657 | $988,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 14,700 | $988,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 33,149 | $988,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 49,602 | $987,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 159,200 | $986,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 52,442 | $985,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 902,000 | $985,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 88,673 | $982,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 25,899 | $980,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 111,700 | $980,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 17,667 | $980,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 149,244 | $979,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 80,074 | $979,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 24,700 | $978,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 14,245 | $977,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 65,000 | $977,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 24,065 | $975,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 30,269 | $975,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 56,365 | $975,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 66,671 | $974,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 64,257 | $974,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 81,600 | $973,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,608 | $972,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 21,191 | $970,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 51,800 | $969,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 7,509 | $969,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,831 | $969,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 50,163 | $969,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 16,463 | $969,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 42,834 | $968,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 123,263 | $968,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 13,000 | $967,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 51,415 | $967,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22,209 | $966,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 32,700 | $966,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 58,549 | $966,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 76,000 | $966,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 20,608 | $966,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 67,470 | $965,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 24,300 | $965,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 28,444 | $964,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 63,742 | $964,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 61,589 | $964,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 55,700 | $964,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 26,178 | $962,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 80,080 | $962,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,117 | $961,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 911,000 | $961,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 47,647 | $960,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,332 | $959,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 180,900 | $957,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 18,618 | $954,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 115,382 | $954,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 127,038 | $954,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 30,218 | $951,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 14,691 | $949,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 153,300 | $949,000 | thousands by filing date | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 23,594 | $948,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 42,614 | $947,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 27,000 | $947,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 45,771 | $945,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 26,300 | $944,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 35,572 | $944,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15,273 | $942,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 166,787 | $942,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 5,700 | $942,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 24,811 | $940,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 68,090 | $938,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 22,242 | $936,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 21,686 | $936,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 69,900 | $936,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 22,027 | $933,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 88,662 | $931,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 217,956 | $929,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 25,124 | $926,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 12,232 | $925,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 21,185 | $924,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 18,100 | $924,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 21,590 | $924,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,449 | $923,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 9,700 | $922,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 18,128 | $920,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 36,283 | $920,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,533 | $919,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 43,101 | $918,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 124,691 | $918,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 32,856 | $918,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 70,720 | $917,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 81,873 | $917,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 38,500 | $915,000 | thousands by filing date | call |
| ABAXIS INC | 002567105 | COM | 18,880 | $915,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 15,100 | $914,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 50,900 | $914,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 62,386 | $913,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 73,624 | $913,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 39,856 | $913,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 27,534 | $911,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 31,257 | $910,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 28,935 | $910,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 33,746 | $909,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 13,900 | $908,000 | thousands by filing date | call |
| ORTHOFIX INTL N V | N6748L102 | COM | 23,796 | $908,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 112,015 | $905,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 27,818 | $904,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9,200 | $903,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 31,482 | $903,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 16,487 | $902,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 15,075 | $901,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 15,401 | $901,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 112,100 | $900,000 | thousands by filing date | put |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 90,000 | $900,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 18,146 | $899,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 6,578 | $898,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 52,975 | $897,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 27,896 | $896,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,000,000 | $896,000 | thousands by filing date | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 35,830 | $895,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 7,186 | $895,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 123,321 | $894,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13,959 | $892,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 28,545 | $891,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 12,519 | $889,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 64,286 | $888,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 32,940 | $887,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 70,500 | $885,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 16,494 | $884,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 20,609 | $883,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 89,284 | $881,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 52,500 | $881,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 34,751 | $881,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 14,811 | $880,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 23,711 | $877,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,600 | $876,000 | thousands by filing date | put |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 716,000 | $874,000 | thousands by filing date | principal |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,410 | $873,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 11,930 | $873,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 27,756 | $871,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 37,600 | $870,000 | thousands by filing date | call |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 58,690 | $870,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 92,168 | $870,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 32,688 | $867,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 78,000 | $867,000 | thousands by filing date | call |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 45,219 | $866,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,900 | $865,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 75,431 | $864,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,800 | $864,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 18,790 | $864,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 23,629 | $863,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 51,394 | $862,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 139,946 | $862,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 27,510 | $862,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 42,914 | $861,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 39,284 | $859,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 72,970 | $859,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 29,300 | $858,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 42,292 | $857,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 87,487 | $857,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 19,726 | $856,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 20,454 | $855,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 33,990 | $854,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 25,500 | $852,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,038 | $852,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 38,336 | $852,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 85,801 | $851,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 49,532 | $851,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 55,700 | $850,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 12,400 | $845,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 70,195 | $845,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 13,856 | $845,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 40,647 | $844,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 5,100 | $843,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 58,139 | $843,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 26,643 | $840,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 41,483 | $840,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 15,332 | $839,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 24,800 | $838,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 5,400 | $836,000 | thousands by filing date | call |
| PRIVATEBANCORP INC | 742962103 | COM | 14,084 | $836,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 15,165 | $835,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 27,805 | $835,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 25,400 | $835,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 8,620 | $833,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 98,200 | $832,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 50,707 | $831,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 53,458 | $830,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 35,403 | $829,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 68,400 | $828,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 21,600 | $828,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K265 | DLY ENR BEAR1X | 40,000 | $828,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 49,847 | $827,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6,100 | $826,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 16,900 | $826,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 53,795 | $826,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 22,389 | $824,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 62,800 | $823,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 23,905 | $823,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 44,165 | $822,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 9,968 | $821,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 47,742 | $819,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 111,200 | $818,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 67,612 | $818,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 24,361 | $817,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,992 | $817,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 21,822 | $816,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 56,116 | $813,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 611,000 | $813,000 | thousands by filing date | principal |
| iShares Global Tech ETF | 464287291 | SHS | 6,523 | $810,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 6,500 | $809,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 53,000 | $809,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 175,082 | $809,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 115,846 | $807,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 12,200 | $806,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 61,700 | $806,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 87,127 | $806,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 12,700 | $805,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 49,347 | $805,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 21,200 | $803,000 | thousands by filing date | call |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 47,569 | $803,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 22,247 | $802,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 33,867 | $801,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 22,575 | $801,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 69,000 | $800,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 25,994 | $800,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,339 | $799,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 23,500 | $799,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 36,488 | $799,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,005 | $797,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 26,800 | $793,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 9,569 | $793,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 35,429 | $793,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 33,059 | $793,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 7,800 | $793,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 8,490 | $791,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 9,588 | $791,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 32,811 | $791,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 50,000 | $790,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 23,400 | $789,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 46,732 | $785,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 32,950 | $785,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 41,900 | $785,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 90,360 | $784,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 20,661 | $783,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 17,258 | $782,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 493,000 | $780,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 17,300 | $778,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 29,888 | $777,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 10,300 | $777,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 30,807 | $777,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 25,689 | $776,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 18,979 | $775,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 32,804 | $774,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 15,100 | $774,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,378 | $774,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50,000 | $773,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 31,330 | $773,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 11,157 | $772,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 53,523 | $772,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 21,305 | $771,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 35,073 | $771,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 35,000 | $770,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 22,992 | $770,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 33,116 | $770,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 106,921 | $770,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 279,000 | $768,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 38,262 | $767,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 24,802 | $766,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 49,142 | $765,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 26,668 | $764,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 32,566 | $764,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 49,095 | $764,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 38,026 | $763,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 23,928 | $762,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 44,251 | $762,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,849 | $760,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 24,207 | $760,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 68,100 | $759,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000085 | this filing | 2017-05-12 | acceptance time not in the bulk data set |