13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 7,265 holding rows worth $110,974,199,000.
- Accession
- 0000831001-17-000034
- Filer
- CIK 831001
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 15,518 entries on the cover page, a total value of $110,974,199,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,974,199,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERPARFUMS INC COM | 458334109 | Stock | 22,361 | $732,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 48,100 | $731,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 68,301 | $731,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 41,333 | $730,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 92,185 | $730,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 59,755 | $728,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,616 | $727,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 66,896 | $724,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 19,600 | $724,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 65,244 | $724,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 22,665 | $723,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,900 | $723,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 47,500 | $722,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 54,300 | $722,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 124,469 | $722,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 25,698 | $721,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 19,311 | $721,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 38,296 | $721,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 7,389 | $721,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 36,174 | $720,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 87,069 | $719,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,415 | $718,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,108 | $716,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 32,800 | $714,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 24,687 | $712,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,548 | $712,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 439,000 | $712,000 | thousands by filing date | principal |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 10,100 | $710,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 47,598 | $709,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 22,400 | $708,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 31,500 | $707,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 19,300 | $703,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 31,800 | $701,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 21,736 | $700,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4,442 | $700,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 6,173 | $699,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,700 | $698,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 53,460 | $696,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 20,000 | $696,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 85,000 | $695,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 74,432 | $695,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 40,881 | $695,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 213,679 | $694,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 20,700 | $693,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 67,320 | $692,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 27,100 | $692,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 22,500 | $691,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 30,288 | $690,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 25,807 | $690,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 55,500 | $690,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,469 | $688,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 30,473 | $687,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 22,300 | $685,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 136,000 | $685,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 33,900 | $684,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 32,000 | $684,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 142,118 | $683,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 55,500 | $683,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X306 | COM | 44,480 | $683,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 73,064 | $682,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 21,906 | $682,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 35,780 | $681,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 23,602 | $681,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 43,673 | $681,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,895 | $680,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 7,200 | $679,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 8,013 | $677,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 11,400 | $677,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,074 | $676,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 46,374 | $676,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 5,523 | $675,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 44,063 | $674,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,425 | $674,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 139,566 | $674,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 22,300 | $672,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 38,685 | $671,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 44,919 | $669,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 30,832 | $669,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 14,218 | $668,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 11,841 | $668,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,286 | $668,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 27,500 | $667,000 | thousands by filing date | put |
| Allegiance Bancshares | 01748H107 | COM | 18,461 | $667,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 72,262 | $666,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17,700 | $666,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 37,500 | $664,000 | thousands by filing date | put |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 11,536 | $664,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 33,466 | $663,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 420,000 | $663,000 | thousands by filing date | principal |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 29,985 | $661,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 52,600 | $661,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 30,452 | $661,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 30,851 | $661,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 16,615 | $659,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 10,293 | $658,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 27,175 | $658,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 30,880 | $657,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 20,458 | $657,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,438 | $657,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 75,656 | $657,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 65,923 | $656,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 10,800 | $655,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 54,156 | $654,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 25,447 | $654,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 89,300 | $654,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 28,244 | $653,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 28,307 | $653,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7,313 | $652,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 32,339 | $650,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 25,528 | $649,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 16,018 | $649,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 42,702 | $647,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 5,791 | $646,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 40,600 | $646,000 | thousands by filing date | put |
| CALATLANTIC GROUP INC | 128195104 | COM | 19,000 | $646,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 10,800 | $645,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 58,339 | $645,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 23,622 | $645,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 6,377 | $644,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 43,229 | $644,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 23,600 | $643,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 40,600 | $642,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 11,824 | $640,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 56,215 | $640,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 23,807 | $639,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 58,771 | $637,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 27,151 | $637,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 131,210 | $637,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 12,944 | $636,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 37,669 | $636,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 48,044 | $635,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9,842 | $635,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 76,067 | $634,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 42,548 | $633,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 42,500 | $633,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 10,615 | $633,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 61,341 | $633,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 72,019 | $632,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 51,668 | $631,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 52,970 | $631,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 45,510 | $631,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 21,762 | $630,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 18,122 | $630,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 195,551 | $630,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 12,142 | $629,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 38,722 | $629,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 20,848 | $628,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 31,555 | $628,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 9,123 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 36,833 | $627,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 44,153 | $627,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 69,804 | $625,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 228,400 | $624,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 129,500 | $623,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 32,672 | $623,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 20,112 | $622,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,131 | $621,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 40,010 | $621,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 128,900 | $620,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 22,300 | $619,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,287 | $619,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,600 | $619,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 36,541 | $619,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 24,300 | $619,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,598 | $618,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 19,000 | $618,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 23,247 | $618,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 26,251 | $618,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 55,046 | $617,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 17,235 | $617,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 11,100 | $615,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,335 | $615,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 19,500 | $614,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,931 | $614,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 8,268 | $613,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 61,184 | $612,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 28,968 | $612,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 85,466 | $611,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,930 | $610,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 7,585 | $609,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 55,099 | $608,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 51,351 | $607,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 16,444 | $606,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,083 | $605,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 6,400 | $603,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 186,715 | $603,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 55,965 | $602,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 47,623 | $602,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 20,200 | $600,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 41,600 | $599,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 39,276 | $599,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 28,782 | $599,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 19,500 | $599,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,776 | $598,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 33,204 | $598,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 21,013 | $598,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 45,100 | $597,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 5,133 | $596,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 12,445 | $594,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,626 | $593,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 54,363 | $593,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 18,585 | $593,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 62,994 | $592,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 45,721 | $592,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 23,500 | $591,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,554,433 | $591,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 54,760 | $591,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 39,400 | $591,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 60,503 | $590,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,700 | $589,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 13,300 | $588,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 20,465 | $588,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 209,200 | $588,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 63,914 | $587,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,200 | $586,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 55,534 | $586,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 20,922 | $586,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 562,000 | $585,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 150,800 | $584,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 32,862 | $583,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 16,000 | $583,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 26,944 | $582,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 30,462 | $580,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 30,200 | $579,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 12,100 | $578,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 62,118 | $577,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 11,768 | $576,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 33,270 | $576,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 62,406 | $576,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 21,700 | $575,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,285 | $575,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 22,959 | $575,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 38,500 | $574,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 30,300 | $574,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 10,500 | $573,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 45,460 | $572,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 21,254 | $572,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 25,000 | $572,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,393 | $571,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 14,458 | $571,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 31,300 | $571,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 40,811 | $570,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 22,450 | $570,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 11,329 | $569,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 521,000 | $569,000 | thousands by filing date | principal |
| ELLIS PERRY INTL INC | 288853104 | COM | 22,863 | $569,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 11,025 | $566,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 14,117 | $565,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 40,540 | $565,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 12,038 | $564,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 87,374 | $564,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 30,000 | $563,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 37,191 | $563,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 60,400 | $562,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,062 | $562,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 33,987 | $561,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 52,618 | $560,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 45,577 | $560,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 65,769 | $559,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 7,722 | $559,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 37,099 | $559,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 8,416 | $559,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 15,259 | $558,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 30,372 | $556,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 17,120 | $556,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 7,000 | $556,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,830 | $556,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 36,947 | $556,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 19,125 | $555,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 25,895 | $555,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 110,523 | $553,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $552,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 53,700 | $552,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 92,200 | $551,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 9,900 | $550,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 75,663 | $549,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 7,521 | $549,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 53,242 | $549,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 61,437 | $548,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,552 | $548,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 41,995 | $548,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 49,600 | $547,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 28,692 | $546,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,790 | $545,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 7,042 | $545,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 41,945 | $545,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 17,900 | $543,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 5,400 | $543,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 18,382 | $543,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 5,300 | $543,000 | thousands by filing date | call |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 37,801 | $542,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,335 | $540,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 141,800 | $540,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,406 | $540,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 9,506 | $540,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 62,108 | $540,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 18,691 | $539,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 25,280 | $539,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 323,700 | $536,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 20,890 | $536,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 27,379 | $536,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,057 | $536,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 27,094 | $536,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 53,428 | $535,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 22,469 | $535,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,300 | $534,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 7,600 | $534,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 69,064 | $533,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 44,013 | $533,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,680 | $532,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 4,962 | $532,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 18,912 | $531,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 7,426 | $531,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 61,281 | $531,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 38,269 | $530,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 69,380 | $530,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 136,600 | $529,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 52,916 | $529,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 23,941 | $529,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 55,966 | $528,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 17,200 | $528,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 11,115 | $528,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 104,682 | $527,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 46,820 | $527,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,200 | $526,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 8,250 | $526,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 18,857 | $525,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 50,190 | $525,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 69,900 | $524,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 20,400 | $524,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 36,400 | $523,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 24,305 | $523,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 15,199 | $522,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 23,364 | $522,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 34,051 | $522,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 40,907 | $522,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 20,634 | $522,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 18,600 | $521,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 103,300 | $521,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 161,943 | $520,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 15,047 | $520,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 117,217 | $520,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 21,106 | $519,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 49,400 | $519,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,008 | $518,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 13,294 | $517,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 64,387 | $517,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,722 | $516,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 84,800 | $516,000 | thousands by filing date | call |
| STONEGATE BANK | 861811107 | COM | 12,373 | $516,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 16,659 | $515,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 40,300 | $515,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 523,000 | $515,000 | thousands by filing date | principal |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 37,931 | $514,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 19,993 | $513,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,544 | $513,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 26,500 | $513,000 | thousands by filing date | call |
| NATIONAL COMM CORP | 63546L102 | COM | 13,821 | $513,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 17,000 | $512,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 27,804 | $512,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 35,000 | $510,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 20,623 | $510,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 50,000 | $510,000 | thousands by filing date | call |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,600 | $508,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 34,273 | $508,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 63,162 | $508,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 20,975 | $508,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 406,000 | $508,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 9,600 | $507,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 7,760 | $507,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 46,892 | $507,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 16,976 | $505,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 56,000 | $505,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,700 | $504,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,041 | $503,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 42,926 | $503,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 16,111 | $502,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 12,709 | $502,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,900 | $500,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 33,463 | $500,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 14,889 | $499,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,998 | $498,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 75,272 | $498,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 14,243 | $498,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,298 | $498,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 38,093 | $497,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 16,187 | $496,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 11,500 | $496,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 24,148 | $496,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 18,840 | $495,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 107,734 | $493,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 29,695 | $493,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 17,498 | $493,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 35,518 | $493,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,179 | $492,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 17,416 | $492,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,256 | $491,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 11,846 | $490,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 53,200 | $489,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 61,959 | $489,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,601 | $487,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 8,697 | $487,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 11,700 | $486,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 9,500 | $486,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 12,764 | $486,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 277,744 | $486,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 9,500 | $485,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 43,847 | $485,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 22,208 | $485,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 23,379 | $485,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,557 | $483,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 42,493 | $482,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 273,022 | $482,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10,184 | $481,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,682 | $481,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 22,080 | $479,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 12,100 | $477,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 24,779 | $477,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 17,934 | $477,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 33,100 | $476,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 78,200 | $476,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 46,100 | $476,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 25,399 | $476,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 14,000 | $475,000 | thousands by filing date | put |
| KMG CHEMICALS INC | 482564101 | COM | 12,208 | $475,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 515,000 | $475,000 | thousands by filing date | principal |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 6,017 | $474,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 18,287 | $474,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 42,091 | $474,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 101,400 | $474,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 16,812 | $473,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 39,780 | $472,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 45,704 | $472,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 33,189 | $471,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4,309 | $470,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 35,413 | $470,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 10,781 | $469,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 223,000 | $469,000 | thousands by filing date | principal |
| VIRTUS TOTAL | 92829A103 | COM | 104,915 | $469,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 12,896 | $467,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 24,800 | $467,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 15,850 | $466,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 24,600 | $466,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 34,939 | $466,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 24,308 | $466,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,500 | $465,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 41,409 | $464,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,743 | $464,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,949 | $463,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 29,200 | $463,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 13,506 | $462,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 50,134 | $461,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 53,826 | $461,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 8,300 | $461,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,078 | $461,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,261 | $460,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 35,005 | $460,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 12,231 | $460,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 40,368 | $460,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 14,859 | $459,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 17,370 | $459,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 14,805 | $458,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 44,238 | $458,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 75,587 | $458,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 17,712 | $458,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 30,217 | $456,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 21,100 | $456,000 | thousands by filing date | call |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 49,034 | $456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,429 | $455,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 19,032 | $455,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 16,810 | $455,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 84,247 | $455,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 36,600 | $455,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,541 | $453,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 39,958 | $453,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 46,635 | $452,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 36,926 | $452,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 7,600 | $452,000 | thousands by filing date | call |
| GUARANTY BANCORP | 40075T607 | COM | 18,682 | $452,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 334,000 | $452,000 | thousands by filing date | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 67,468 | $451,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 13,725 | $450,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 9,529 | $450,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,283 | $449,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 40,700 | $449,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 68,284 | $449,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 47,315 | $449,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,800 | $448,000 | thousands by filing date | put |
| Invesco Large-Cap Growth | 73935X609 | ETF | 14,037 | $448,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 11,293 | $448,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 61,598 | $448,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 14,880 | $447,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,366 | $446,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 56,838 | $446,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 49,888 | $446,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,837 | $445,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,434 | $445,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 23,800 | $445,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 7,800 | $445,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 13,100 | $444,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000034 | this filing | 2017-02-10 | acceptance time not in the bulk data set |