13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 7,265 holding rows worth $110,974,199,000.
- Accession
- 0000831001-17-000034
- Filer
- CIK 831001
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 15,518 entries on the cover page, a total value of $110,974,199,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,974,199,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COTIVITI HLDGS INC | 22164K101 | COM | 12,915 | $444,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 21,762 | $443,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 47,650 | $443,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 31,268 | $442,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 93,843 | $442,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 13,000 | $442,000 | thousands by filing date | put |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 23,688 | $442,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 67,499 | $442,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 15,907 | $441,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 13,614 | $440,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,600 | $439,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 21,800 | $439,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 23,454 | $439,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 20,958 | $438,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 23,722 | $437,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 32,800 | $436,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,654 | $435,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 58,699 | $435,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 53,200 | $435,000 | thousands by filing date | call |
| THAI FUND INC | 882904105 | CMN | 57,069 | $434,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,100 | $433,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 86,820 | $433,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 14,223 | $433,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 16,973 | $432,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 10,291 | $432,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 24,000 | $432,000 | thousands by filing date | put |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 35,046 | $432,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 30,896 | $432,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 11,452 | $431,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 128,026 | $430,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 9,348 | $429,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 31,688 | $429,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 419,000 | $429,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 12,600 | $428,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 10,300 | $428,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 41,878 | $428,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 38,400 | $428,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 24,200 | $428,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 29,334 | $427,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 23,228 | $427,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 63,948 | $427,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 27,611 | $427,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 23,567 | $426,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,600 | $425,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 16,623 | $425,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,980 | $424,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 30,567 | $424,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,594 | $423,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 13,542 | $423,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,908 | $423,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 50,587 | $422,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 66,934 | $422,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 11,000 | $421,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 101,652 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,573 | $421,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 11,308 | $421,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,871 | $420,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 31,594 | $420,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 7,534 | $420,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,668 | $420,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 13,700 | $419,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 32,500 | $418,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 14,311 | $418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 16,186 | $418,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 47,500 | $418,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,700 | $417,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,110 | $416,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,687 | $416,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 203,693 | $416,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 42,129 | $416,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,376 | $415,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 28,797 | $414,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 32,700 | $414,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,300 | $413,000 | thousands by filing date | put |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 13,286 | $413,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 21,350 | $413,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 21,031 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 13,926 | $412,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 22,194 | $412,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 11,857 | $411,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 342,038 | $411,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 11,799 | $411,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 21,713 | $411,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 20,501 | $411,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 21,600 | $409,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 26,381 | $409,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 55,450 | $409,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 22,800 | $409,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 55,900 | $409,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 76,897 | $408,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 23,532 | $408,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 4,083 | $407,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 51,807 | $407,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,900 | $407,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 5,062 | $407,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 28,188 | $407,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,700 | $406,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 8,335 | $406,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 14,256 | $406,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 17,829 | $406,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 56,284 | $406,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 38,948 | $406,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 18,761 | $406,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 22,564 | $405,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 81,500 | $405,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 29,200 | $405,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5,559 | $404,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 18,100 | $404,000 | thousands by filing date | call |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 47,146 | $403,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 11,169 | $402,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 27,000 | $402,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 11,000 | $400,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 113,900 | $400,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,447 | $400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15,392 | $400,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 14,954 | $400,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 30,033 | $400,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,400 | $399,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 9,787 | $399,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,031 | $399,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 108,704 | $399,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 28,692 | $399,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 13,223 | $399,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 31,200 | $398,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 15,195 | $398,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 23,530 | $398,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 9,626 | $397,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 36,472 | $396,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 8,371 | $396,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,824 | $396,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 17,119 | $396,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 26,559 | $396,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 223,700 | $395,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 12,116 | $394,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 28,865 | $394,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,887 | $393,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,900 | $393,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 9,300 | $392,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 143,600 | $392,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 14,116 | $390,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 11,658 | $390,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 22,504 | $390,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 10,000 | $390,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 5,762 | $389,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 25,841 | $389,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 10,599 | $389,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 26,033 | $389,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,833 | $388,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 25,608 | $388,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,190 | $387,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 27,936 | $386,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 46,893 | $386,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 21,372 | $386,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 232,400 | $385,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 24,554 | $385,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 32,831 | $385,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 79,800 | $385,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 10,000 | $384,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 8,042 | $383,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 26,962 | $383,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 404,000 | $383,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 33,400 | $382,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 180,335 | $382,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 5,650 | $381,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 17,097 | $381,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 26,550 | $381,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 16,126 | $380,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 6,500 | $380,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 15,800 | $380,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 41,100 | $379,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 30,800 | $379,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 14,143 | $378,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,377 | $378,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 34,600 | $377,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 17,900 | $377,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 6,984 | $377,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 22,680 | $377,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,000 | $376,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 124,700 | $375,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 3,200 | $375,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 40,200 | $374,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 10,670 | $374,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 31,684 | $374,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 62,268 | $374,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,040 | $373,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 7,280 | $373,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,454 | $373,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 145,100 | $373,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 29,300 | $373,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 23,528 | $373,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 9,942 | $373,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 18,835 | $373,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 120,958 | $373,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 110,043 | $373,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 11,000 | $373,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 50,260 | $372,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 22,029 | $372,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 85,620 | $372,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 22,500 | $371,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 17,735 | $370,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 43,819 | $369,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 61,700 | $369,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 22,400 | $369,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 371,000 | $369,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 95,000 | $368,000 | thousands by filing date | principal |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 11,100 | $367,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 16,702 | $367,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,200 | $366,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,200 | $366,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 14,200 | $366,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,564 | $366,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 19,798 | $366,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 35,135 | $366,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 20,051 | $365,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 21,063 | $365,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 72,222 | $365,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 92,484 | $365,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,900 | $364,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 20,400 | $364,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 3,700 | $364,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 3,587 | $364,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,648 | $364,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,700 | $363,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 12,051 | $363,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 96,472 | $363,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,559 | $362,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 19,137 | $362,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,618 | $362,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 19,500 | $362,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 11,734 | $362,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 112,105 | $362,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,405 | $362,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 18,300 | $362,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 48,775 | $362,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22,900 | $361,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,326 | $360,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 119,295 | $359,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16,711 | $359,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 28,500 | $359,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 3,978 | $357,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 14,930 | $356,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 11,286 | $356,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 19,942 | $354,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 9,777 | $353,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 36,794 | $353,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 12,357 | $353,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 31,411 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,874 | $352,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 25,342 | $352,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 18,444 | $352,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 14,621 | $352,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,225 | $352,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 17,361 | $351,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,785 | $351,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,152 | $351,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 12,500 | $350,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 50,059 | $349,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,029 | $349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,730 | $349,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 16,017 | $349,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 286,000 | $349,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 41,400 | $348,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 10,513 | $348,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 8,087 | $347,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 7,000 | $347,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,200 | $347,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,948 | $347,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 72,837 | $347,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 24,519 | $346,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 32,695 | $346,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 15,296 | $346,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,702 | $345,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 50,381 | $345,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 17,267 | $345,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 30,391 | $345,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 24,400 | $344,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,592 | $344,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,176 | $344,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 17,766 | $344,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 24,409 | $344,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 32,247 | $343,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 8,100 | $343,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 34,000 | $343,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 27,500 | $343,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 22,704 | $342,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 18,215 | $342,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 8,327 | $342,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,300 | $341,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 7,374 | $341,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 16,744 | $341,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 132,771 | $341,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 55,947 | $341,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 9,133 | $340,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 21,600 | $340,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 11,138 | $339,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 10,548 | $339,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 37,358 | $339,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 61,539 | $337,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 18,353 | $336,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,065 | $335,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,200 | $335,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,108 | $334,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 202,000 | $332,000 | thousands by filing date | principal |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 23,495 | $332,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,980 | $331,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 7,963 | $331,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 11,000 | $331,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 20,614 | $331,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 61,800 | $331,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 17,431 | $331,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,698 | $330,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 11,250 | $330,000 | thousands by filing date | put |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,328 | $330,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 62,700 | $330,000 | thousands by filing date | call |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 20,395 | $330,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 42,775 | $329,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,100 | $328,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 18,536 | $328,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,580 | $327,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 15,942 | $327,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 116,975 | $327,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 39,730 | $327,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 30,489 | $326,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 13,175 | $326,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 33,656 | $326,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 55,094 | $326,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,622 | $325,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,800 | $325,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 26,669 | $325,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 45,257 | $325,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 15,411 | $324,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,639 | $324,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,486 | $324,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 23,091 | $324,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,885 | $323,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,035 | $323,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 15,760 | $323,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 14,102 | $323,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 45,175 | $323,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 29,136 | $323,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 113,347 | $322,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 11,272 | $322,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,084 | $321,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 21,075 | $321,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 24,309 | $321,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 34,459 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,977 | $320,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 24,414 | $320,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 20,396 | $320,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 205,999 | $320,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 29,934 | $319,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 53,006 | $319,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 16,493 | $319,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 30,100 | $318,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,200 | $318,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,418 | $318,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 126,023 | $318,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 45,111 | $318,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 122,420 | $318,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,129 | $317,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,533 | $317,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,000 | $317,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 17,135 | $317,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 10,311 | $317,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,000 | $316,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 2,800 | $316,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,200 | $316,000 | thousands by filing date | put |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 15,176 | $316,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 13,311 | $316,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 19,356 | $316,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 20,814 | $316,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 23,084 | $315,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 68,900 | $315,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 26,067 | $315,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,238 | $315,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 29,748 | $315,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 48,351 | $314,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,716 | $314,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 56,006 | $314,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 5,795 | $314,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 21,797 | $314,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 127,900 | $313,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,318 | $313,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,385 | $313,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,489 | $312,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,900 | $312,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,065 | $312,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 18,905 | $312,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,400 | $312,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 2,600 | $312,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,471 | $311,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 37,444 | $311,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 21,849 | $311,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 13,995 | $311,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 24,844 | $311,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 10,375 | $311,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 177,284 | $311,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 8,111 | $310,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 53,100 | $310,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 19,602 | $310,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,136 | $310,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 26,393 | $309,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 15,388 | $309,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 28,755 | $309,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,240 | $308,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 47,732 | $308,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 300,000 | $308,000 | thousands by filing date | principal |
| ISHARES TR | 46435G854 | MSCI ACWI ETF | 12,400 | $308,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 26,400 | $307,000 | thousands by filing date | put |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 207,000 | $307,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,500 | $307,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,623 | $305,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 28,675 | $305,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 20,500 | $305,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 19,156 | $304,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,886 | $304,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,519 | $304,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 14,492 | $303,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 17,057 | $303,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 25,044 | $303,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 10,800 | $303,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 19,049 | $303,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 7,737 | $303,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,441 | $303,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 12,317 | $302,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,200 | $301,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 30,867 | $301,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,600 | $301,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,100 | $300,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 12,661 | $300,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,500 | $300,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7,318 | $299,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 89,000 | $299,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 29,100 | $299,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 41,800 | $299,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 8,256 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 15,300 | $298,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,300 | $298,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,774 | $298,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,907 | $298,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,083 | $297,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 58,746 | $297,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 30,187 | $296,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 12,813 | $296,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 9,700 | $296,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 67,710 | $295,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 19,300 | $295,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 10,155 | $295,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 21,278 | $295,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 28,382 | $294,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 65,000 | $294,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 58,816 | $294,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 29,238 | $294,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,000 | $293,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 129,765 | $293,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 9,195 | $293,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 90,600 | $292,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 17,522 | $292,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 17,976 | $291,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 34,600 | $291,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,231 | $291,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 23,832 | $291,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 9,608 | $291,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,283 | $291,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 41,933 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,071 | $290,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 13,677 | $290,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 63,012 | $290,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,117 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,643 | $288,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,281 | $288,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 26,047 | $288,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 11,104 | $288,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 21,756 | $287,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,000 | $287,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,151 | $287,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 17,631 | $287,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 11,368 | $287,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,151 | $286,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,250 | $286,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 35,235 | $286,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,720 | $285,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 27,719 | $285,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 18,277 | $284,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 40,895 | $284,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 5,292 | $283,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 9,766 | $282,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,900 | $282,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,000 | $282,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 19,291 | $281,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 15,700 | $281,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 37,605 | $280,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 13,100 | $280,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 8,900 | $279,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 23,333 | $279,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 54,800 | $279,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 49,084 | $279,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,644 | $278,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,463 | $278,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 278,000 | $278,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000034 | this filing | 2017-02-10 | acceptance time not in the bulk data set |