13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 7,265 holding rows worth $110,974,199,000.
- Accession
- 0000831001-17-000034
- Filer
- CIK 831001
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 15,518 entries on the cover page, a total value of $110,974,199,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,974,199,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TARGA RES CORP COM | 87612G101 | Stock | 21,100 | $1,183,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 15,600 | $1,183,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 145,184 | $1,183,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 61,667 | $1,181,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 35,051 | $1,181,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,166 | $1,180,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 92,176 | $1,179,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 23,319 | $1,177,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 36,857 | $1,176,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 72,600 | $1,175,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 156,523 | $1,174,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 48,300 | $1,174,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 29,878 | $1,173,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 78,639 | $1,172,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 23,400 | $1,169,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 18,806 | $1,169,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 202,261 | $1,167,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 66,995 | $1,166,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,000 | $1,158,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 144,613 | $1,156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 81,672 | $1,155,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 92,938 | $1,154,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 18,218 | $1,153,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 313,200 | $1,152,000 | thousands by filing date | call |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7,318 | $1,151,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 207,665 | $1,151,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 62,188 | $1,151,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 12,200 | $1,150,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 6,299 | $1,149,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 58,673 | $1,147,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 73,407 | $1,147,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 21,373 | $1,145,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 38,500 | $1,145,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 113,746 | $1,145,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 26,632 | $1,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 23,322 | $1,144,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 108,584 | $1,143,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 44,323 | $1,141,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 83,292 | $1,141,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 11,940 | $1,140,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 30,096 | $1,140,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 81,965 | $1,139,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 22,841 | $1,138,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,067,000 | $1,134,000 | thousands by filing date | principal |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 40,804 | $1,132,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12,000 | $1,131,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 126,358 | $1,131,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 72,393 | $1,130,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 27,900 | $1,130,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 47,074 | $1,129,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 20,541 | $1,129,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 12,046 | $1,128,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,637 | $1,126,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 20,398 | $1,126,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 12,077 | $1,124,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 338,500 | $1,124,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 48,692 | $1,123,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 13,600 | $1,121,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 20,867 | $1,121,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 25,110 | $1,121,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 38,950 | $1,119,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 32,737 | $1,119,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 10,700 | $1,117,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 17,510 | $1,117,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 52,605 | $1,115,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 21,600 | $1,114,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 29,279 | $1,114,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,888 | $1,112,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 97,159 | $1,112,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 249,000 | $1,108,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,300 | $1,108,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 36,989 | $1,107,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 169,601 | $1,107,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 18,078 | $1,106,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 20,400 | $1,104,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 96,264 | $1,104,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,500 | $1,103,000 | thousands by filing date | put |
| Media General Ord Shs | 58441K100 | COM | 58,544 | $1,103,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 74,309 | $1,102,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 21,537 | $1,101,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 278 | $1,099,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 94,143 | $1,099,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 106,682 | $1,099,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,200 | $1,098,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 31,027 | $1,097,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 87,043 | $1,097,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 31,978 | $1,097,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 22,572 | $1,096,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 53,237 | $1,096,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 40,745 | $1,095,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,083,000 | $1,094,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383204 | COM NEW | 35,494 | $1,093,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 28,806 | $1,093,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 106,988 | $1,092,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 60,160 | $1,092,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 17,814 | $1,091,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8,500 | $1,091,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,511 | $1,091,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 142,500 | $1,090,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 72,589 | $1,089,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 70,345 | $1,089,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 24,371 | $1,088,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 73,785 | $1,088,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 23,673 | $1,087,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 19,330 | $1,085,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 67,797 | $1,084,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 52,900 | $1,084,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 54,986 | $1,083,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 63,055 | $1,081,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 45,574 | $1,080,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 50,090 | $1,080,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 47,926 | $1,079,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 51,153 | $1,078,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 60,900 | $1,078,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 32,401 | $1,077,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 95,117 | $1,075,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 12,244 | $1,075,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 52,506 | $1,075,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,700 | $1,074,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 129,112 | $1,074,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 46,814 | $1,074,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 182,101 | $1,067,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 76,051 | $1,065,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 44,094 | $1,065,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 9,817 | $1,065,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 97,090 | $1,064,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 54,974 | $1,064,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 15,113 | $1,063,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 47,600 | $1,061,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 161,800 | $1,060,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 13,600 | $1,058,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 44,820 | $1,058,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 25,453 | $1,058,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 33,000 | $1,054,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 59,511 | $1,053,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 57,776 | $1,053,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 31,000 | $1,052,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 63,847 | $1,052,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 72,145 | $1,052,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 1,150,000 | $1,051,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 107,255 | $1,050,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 20,500 | $1,049,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 285,000 | $1,049,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 32,162 | $1,048,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 147,135 | $1,046,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 199,100 | $1,045,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L108 | CL A | 45,061 | $1,044,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 60,044 | $1,044,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 333,800 | $1,043,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 44,115 | $1,043,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 61,800 | $1,043,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 146,580 | $1,042,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 49,218 | $1,042,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 36,265 | $1,041,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,651 | $1,040,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 38,719 | $1,039,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 13,276 | $1,038,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 11,900 | $1,033,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 64,659 | $1,032,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,026 | $1,032,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 40,949 | $1,031,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 23,000 | $1,031,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 89,638 | $1,026,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 37,003 | $1,025,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 42,200 | $1,025,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 25,232 | $1,025,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 40,627 | $1,024,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 52,642 | $1,024,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 39,000 | $1,019,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 101,176 | $1,019,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 111,784 | $1,019,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 42,428 | $1,019,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 53,143 | $1,018,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 62,101 | $1,017,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 10,000 | $1,016,000 | thousands by filing date | put |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 20,145 | $1,015,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 63,700 | $1,013,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 39,056 | $1,013,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 68,000 | $1,013,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 33,900 | $1,012,000 | thousands by filing date | call |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,000,000 | $1,012,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 39,336 | $1,011,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 21,521 | $1,010,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 40,000 | $1,009,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 49,307 | $1,008,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 17,100 | $1,007,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 46,607 | $1,007,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 69,444 | $1,006,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 37,246 | $1,005,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 72,311 | $1,005,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 36,600 | $1,004,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 56,600 | $1,004,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 82,900 | $1,003,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 68,109 | $1,003,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 44,916 | $1,002,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 33,500 | $1,002,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 18,965 | $1,001,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 31,500 | $1,001,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 41,654 | $1,000,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 48,553 | $1,000,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 130,756 | $999,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 34,600 | $999,000 | thousands by filing date | put |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 188,000 | $996,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 91,507 | $993,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 33,662 | $990,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 92,684 | $987,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 56,157 | $986,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 26,794 | $985,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 90,327 | $985,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 51,800 | $984,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 34,400 | $984,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 51,300 | $983,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 11,800 | $982,000 | thousands by filing date | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 234,753 | $981,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 958,000 | $981,000 | thousands by filing date | principal |
| LANDAUER INC | 51476K103 | COM | 20,390 | $981,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 7,200 | $978,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 112,130 | $977,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 28,008 | $976,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 164,800 | $976,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 41,200 | $975,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 36,174 | $974,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 214,601 | $972,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 44,700 | $971,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 75,886 | $970,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,607 | $970,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 292,211 | $970,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 87,000 | $969,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 50,800 | $969,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 128,940 | $969,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 49,775 | $969,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 17,207 | $964,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 21,700 | $964,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 96,500 | $962,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 24,044 | $961,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 116,391 | $961,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 46,137 | $960,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 17,806 | $960,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 139,939 | $959,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 22,705 | $958,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 29,996 | $958,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 7,220 | $958,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 18,269 | $957,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 15,555 | $956,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 44,680 | $956,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 87,071 | $955,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 105,000 | $954,000 | thousands by filing date | put |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 53,103 | $954,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 50,500 | $952,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 50,344 | $952,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 80,074 | $952,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 43,959 | $951,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 21,501 | $949,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 14,157 | $949,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 28,000 | $949,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 23,600 | $948,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,300 | $947,000 | thousands by filing date | call |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 68,070 | $947,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 20,902 | $947,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,049,000 | $947,000 | thousands by filing date | principal |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 16,890 | $946,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14,707 | $945,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 959,000 | $945,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 41,000 | $943,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 68,562 | $943,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 37,100 | $942,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 19,592 | $942,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 177,814 | $942,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 42,519 | $938,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 31,162 | $938,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 65,360 | $937,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 65,900 | $936,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,050,000 | $936,000 | thousands by filing date | principal |
| TWILIO INC CL A | 90138F102 | Stock | 32,400 | $935,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 31,466 | $934,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 170,935 | $932,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 14,465 | $931,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 27,467 | $931,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 37,926 | $929,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 80,842 | $928,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 172,812 | $928,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 36,140 | $926,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 149,600 | $926,000 | thousands by filing date | put |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 36,472 | $924,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,366 | $922,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 12,800 | $921,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 38,887 | $920,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 27,542 | $919,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 206,500 | $919,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 153,835 | $919,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 29,500 | $918,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,500 | $918,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 52,700 | $918,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 81,327 | $917,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 49,828 | $916,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 39,070 | $916,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 54,538 | $915,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 57,300 | $913,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 18,500 | $912,000 | thousands by filing date | put |
| ACUSHNET HLDGS CORP | 005098108 | COM | 46,272 | $912,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 144,100 | $912,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 44,475 | $910,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 46,576 | $909,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 12,353 | $908,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 26,553 | $908,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 32,600 | $905,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 21,045 | $904,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 160,227 | $903,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 117,815 | $902,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 24,631 | $901,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 99,400 | $900,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 29,300 | $898,000 | thousands by filing date | put |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 90,000 | $896,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 58,674 | $895,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 65,560 | $895,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 81,100 | $892,000 | thousands by filing date | call |
| CSRA INC | 12650T104 | COM | 28,029 | $892,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 115,043 | $892,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,386 | $890,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 45,666 | $890,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 164,752 | $889,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,225 | $888,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 21,045 | $886,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 29,308 | $884,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 228,600 | $884,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 22,614 | $883,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 10,200 | $882,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 34,388 | $882,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 20,400 | $880,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 46,333 | $880,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,453,000 | $880,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 19,957 | $880,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 32,530 | $879,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,059 | $877,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,643 | $875,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 24,660 | $875,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 123,080 | $875,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 34,926 | $875,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 115,491 | $872,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,400 | $867,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 57,936 | $866,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 59,622 | $865,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,270 | $864,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 64,950 | $864,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 14,400 | $862,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 47,328 | $861,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 8,342 | $859,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 414,369 | $857,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,700 | $857,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 18,909 | $857,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 143,662 | $856,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 13,733 | $856,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 21,185 | $853,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,418 | $853,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 35,832 | $853,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 251,600 | $850,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 54,026 | $846,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 64,875 | $846,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 119,300 | $845,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 269,900 | $843,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 34,329 | $843,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 12,300 | $840,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 38,350 | $839,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 8,361 | $838,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 267,091 | $838,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 44,079 | $838,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 99,100 | $838,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 97,867 | $838,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 59,000 | $838,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 88,489 | $836,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 24,774 | $834,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 60,614 | $833,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 66,200 | $832,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 44,623 | $832,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 13,000 | $831,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 22,041 | $831,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 24,169 | $831,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 850,000 | $831,000 | thousands by filing date | principal |
| EXAR CORP | 300645108 | COMMON STOCK | 76,935 | $829,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 28,825 | $829,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 11,208 | $828,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 20,318 | $827,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 97,800 | $827,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 51,320 | $826,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 30,753 | $825,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 40,390 | $824,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 48,792 | $824,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 71,376 | $824,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 74,800 | $823,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 22,714 | $822,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 19,484 | $822,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 20,400 | $819,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 30,179 | $819,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 16,884 | $818,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 14,282 | $818,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 23,996 | $818,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,600 | $817,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 106,700 | $816,000 | thousands by filing date | put |
| ISHARES TR | 46435G805 | MSCI MEXICO | 40,000 | $816,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,300 | $815,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 57,173 | $814,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 74,108 | $812,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 29,946 | $810,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 26,000 | $809,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 87,787 | $808,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 339,692 | $808,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 86,055 | $808,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 6,766 | $808,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 58,934 | $807,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 7,660 | $807,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 7,510 | $807,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 20,401 | $805,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 43,700 | $804,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 26,007 | $804,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 74,404 | $804,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 82,535 | $802,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 50,275 | $802,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 7,200 | $800,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 80,133 | $797,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 27,577 | $796,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 52,961 | $796,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 46,897 | $795,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 38,744 | $794,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 47,411 | $792,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 59,600 | $792,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 35,900 | $792,000 | thousands by filing date | put |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 845,000 | $792,000 | thousands by filing date | principal |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 23,492 | $791,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 746,000 | $791,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 16,800 | $790,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 27,652 | $790,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,988 | $789,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 126,307 | $789,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 112,429 | $787,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 20,000 | $786,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 49,912 | $785,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 50,185 | $784,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 26,061 | $783,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 37,305 | $783,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 41,797 | $782,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 212,200 | $779,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 9,000 | $778,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 46,871 | $778,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 7,000 | $778,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 276,500 | $777,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K265 | DLY ENR BEAR1X | 40,000 | $777,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 15,308 | $776,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 31,157 | $775,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 21,640 | $774,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 61,700 | $774,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 147,100 | $771,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 30,311 | $770,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 13,742 | $769,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 49,028 | $768,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 44,783 | $768,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 22,683 | $767,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 10,200 | $766,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 18,227 | $766,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 139,644 | $765,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 54,162 | $764,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 61,565 | $764,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 60,808 | $764,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 27,835 | $763,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 67,383 | $762,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 14,541 | $762,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 38,029 | $761,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 12,802 | $761,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 17,600 | $757,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 51,201 | $755,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 752,000 | $755,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 86,427 | $753,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 17,252 | $752,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 56,700 | $750,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,334 | $750,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 29,097 | $750,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 54,100 | $750,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 21,265 | $749,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 52,399 | $749,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 42,200 | $748,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 22,571 | $747,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 526,344 | $747,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 47,154 | $745,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 120,344 | $745,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 20,832 | $744,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 23,999 | $744,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 10,000 | $744,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 22,126 | $743,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 20,300 | $742,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 74,900 | $742,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 25,371 | $741,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 29,517 | $741,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 71,275 | $741,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,100 | $738,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 14,036 | $736,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,011 | $734,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 8,782 | $734,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 45,275 | $734,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 31,880 | $733,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 39,099 | $733,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 17,117 | $733,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000034 | this filing | 2017-02-10 | acceptance time not in the bulk data set |