13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,131 holding rows worth $97,965,475,000.
- Accession
- 0000831001-16-000328
- Filer
- CIK 831001
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 14,983 entries on the cover page, a total value of $97,965,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,965,489,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMERICAINC | 200340107 | COM | 39,503 | $1,625,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11,491 | $1,624,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17,420 | $1,622,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 124,797 | $1,620,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 73,400 | $1,620,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 95,347 | $1,616,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 80,000 | $1,613,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 58,303 | $1,611,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,292,000 | $1,611,000 | thousands by filing date | principal |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 293,651 | $1,609,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 38,713 | $1,603,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 14,167 | $1,603,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 17,976 | $1,602,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 22,498 | $1,594,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 103,800 | $1,593,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 68,800 | $1,582,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 9,482 | $1,581,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 66,300 | $1,576,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 54,900 | $1,574,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 24,645 | $1,571,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 13,900 | $1,569,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 51,136 | $1,568,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 45,923 | $1,566,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 49,513 | $1,565,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,306 | $1,564,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 35,000 | $1,553,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 41,657 | $1,553,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 35,269 | $1,551,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 41,200 | $1,547,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 30,300 | $1,546,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 11,319 | $1,543,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 24,170 | $1,539,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 16,998 | $1,537,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 77,677 | $1,537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 76,123 | $1,537,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 353,176 | $1,536,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 329,500 | $1,535,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 23,676 | $1,534,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 27,595 | $1,531,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 98,492 | $1,527,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 33,100 | $1,526,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 96,985 | $1,524,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 60,200 | $1,522,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 41,800 | $1,522,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,398,000 | $1,519,000 | thousands by filing date | principal |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 101,218 | $1,518,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 31,868 | $1,514,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 98,645 | $1,514,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 66,000 | $1,511,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 16,100 | $1,509,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 1,900 | $1,508,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 83,459 | $1,508,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 33,400 | $1,505,000 | thousands by filing date | put |
| LA QUINTA HLDGS INC | 50420D108 | COM | 131,669 | $1,501,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 124,200 | $1,500,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 48,170 | $1,500,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 95,904 | $1,499,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 96,642 | $1,497,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 14,111 | $1,497,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 111,100 | $1,494,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 98,700 | $1,492,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 100,000 | $1,490,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7,747 | $1,488,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 240,000 | $1,488,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 66,500 | $1,484,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 26,800 | $1,483,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 21,829 | $1,482,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 27,908 | $1,482,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 18,300 | $1,481,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 50,329 | $1,480,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 97,033 | $1,476,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 91,741 | $1,476,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 72,713 | $1,476,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 51,473 | $1,475,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 125,083 | $1,475,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 150,011 | $1,473,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 14,700 | $1,472,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 81,200 | $1,469,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 31,085 | $1,463,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,500,000 | $1,461,000 | thousands by filing date | principal |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 22,374 | $1,460,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 38,500 | $1,460,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 52,800 | $1,459,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 46,305 | $1,458,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 26,300 | $1,453,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 54,287 | $1,453,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 51,000 | $1,452,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 40,679 | $1,452,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 240,318 | $1,452,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 83,200 | $1,449,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 155,134 | $1,449,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 32,682 | $1,448,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 52,300 | $1,446,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 84,665 | $1,445,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 27,682 | $1,445,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 29,421 | $1,443,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,200 | $1,441,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 110,688 | $1,439,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 21,600 | $1,437,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 17,600 | $1,433,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 39,276 | $1,433,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 182,120 | $1,433,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 184,598 | $1,429,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 52,900 | $1,428,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 70,200 | $1,426,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 182,150 | $1,424,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 36,674 | $1,422,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 29,922 | $1,420,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 39,700 | $1,417,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 136,540 | $1,414,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 19,607 | $1,412,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 31,240 | $1,412,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 31,800 | $1,411,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 88,500 | $1,410,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 90,000 | $1,410,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,200 | $1,409,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 126,800 | $1,404,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 50,930 | $1,401,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 43,312 | $1,400,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 74,730 | $1,400,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 102,710 | $1,396,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,507,000 | $1,396,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 16,105 | $1,395,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 75,400 | $1,393,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 29,969 | $1,391,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 151,542 | $1,389,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 67,625 | $1,389,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | G51385AA3 | DEBT 4.000 2/0 | 1,500,000 | $1,388,000 | thousands by filing date | principal |
| CARTERS INC | 146229109 | COM | 13,025 | $1,386,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 283,700 | $1,385,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 350,600 | $1,385,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 93,877 | $1,384,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 114,345 | $1,382,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 8,060 | $1,381,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 64,957 | $1,381,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 12,633 | $1,380,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 40,204 | $1,379,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 17,200 | $1,376,000 | thousands by filing date | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 72,369 | $1,374,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100,400 | $1,374,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 65,500 | $1,372,000 | thousands by filing date | put |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 100,802 | $1,371,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 76,735 | $1,370,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 59,859 | $1,368,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 11,799 | $1,365,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 78,818 | $1,365,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 35,979 | $1,365,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 130,286 | $1,364,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 50,311 | $1,364,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 93,363 | $1,363,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 181,197 | $1,363,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 90,000 | $1,363,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 70,900 | $1,360,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 178,779 | $1,359,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 154,738 | $1,358,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 34,654 | $1,357,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 279,747 | $1,357,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 36,062 | $1,355,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 45,420 | $1,352,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 200,000 | $1,352,000 | thousands by filing date | put |
| CARE CAP PPTYS INC | 141624106 | COM | 51,581 | $1,352,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 147,900 | $1,349,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 20,200 | $1,348,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 105,559 | $1,347,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 28,978 | $1,345,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 20,800 | $1,345,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 92,683 | $1,345,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 35,000 | $1,345,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 26,347 | $1,345,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 8,700 | $1,343,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 178,400 | $1,341,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 373,516 | $1,341,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 287,642 | $1,340,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 76,527 | $1,340,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 39,341 | $1,338,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 88,500 | $1,338,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 20,024 | $1,330,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 54,746 | $1,330,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 200,419 | $1,329,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 23,208 | $1,328,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 37,401 | $1,325,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 12,404 | $1,325,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 29,393 | $1,324,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 67,600 | $1,324,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 34,114 | $1,324,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 26,559 | $1,323,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 79,828 | $1,321,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 183,900 | $1,320,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 12,454 | $1,320,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,318,000 | $1,318,000 | thousands by filing date | principal |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 34,200 | $1,315,000 | thousands by filing date | put |
| Tortoise North Amer Pipleline | 611776204 | COM | 58,983 | $1,312,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13,909 | $1,310,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 19,719 | $1,309,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 48,500 | $1,309,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 14,826 | $1,307,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 70,400 | $1,306,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 16,759 | $1,304,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 103,589 | $1,304,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 32,803 | $1,303,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 25,100 | $1,302,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 27,400 | $1,300,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 48,431 | $1,298,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 67,823 | $1,298,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 10,959 | $1,295,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 7,398 | $1,294,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 42,326 | $1,294,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 18,937 | $1,293,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 300,500 | $1,292,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 23,054 | $1,290,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 188,275 | $1,289,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 54,168 | $1,288,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 82,200 | $1,285,000 | thousands by filing date | put |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 61,855 | $1,284,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 10,830 | $1,281,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 115,021 | $1,280,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 26,300 | $1,277,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 258,527 | $1,277,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 47,300 | $1,276,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 18,524 | $1,275,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 90,000 | $1,275,000 | thousands by filing date | call |
| CORESITE RLTY CORP | 21870Q105 | COM | 14,361 | $1,274,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 51,700 | $1,271,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 85,148 | $1,269,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 33,400 | $1,265,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 285,107 | $1,263,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 12,183 | $1,261,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 128,600 | $1,260,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 19,667 | $1,259,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 34,664 | $1,258,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 13,506 | $1,252,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 319,200 | $1,251,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 15,321 | $1,249,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 49,398 | $1,247,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 29,135 | $1,242,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,100,000 | $1,242,000 | thousands by filing date | principal |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 7,686 | $1,241,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 145,800 | $1,241,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 10,168 | $1,241,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 37,800 | $1,241,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 26,500 | $1,241,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 150,300 | $1,238,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 12,200 | $1,237,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 31,716 | $1,235,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 112,260 | $1,235,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 78,900 | $1,233,000 | thousands by filing date | call |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 41,300 | $1,232,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 249,100 | $1,231,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 81,960 | $1,229,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 15,595 | $1,228,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 14,410 | $1,227,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 268,566 | $1,227,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 39,618 | $1,226,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 114,800 | $1,224,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 40,264 | $1,224,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 135,154 | $1,223,000 | thousands by filing date | call |
| COUSINS PROPERTIES INC | 222795106 | COM | 117,558 | $1,223,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 53,418 | $1,223,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 58,600 | $1,222,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 26,200 | $1,221,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 15,862 | $1,221,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 141,700 | $1,221,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 110,400 | $1,220,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 81,300 | $1,219,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 13,290 | $1,219,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 43,402 | $1,216,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 88,699 | $1,216,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 238,100 | $1,214,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 9,217 | $1,213,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 98,990 | $1,212,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 18,399 | $1,210,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 35,595 | $1,210,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 60,111 | $1,209,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 237,128 | $1,209,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 10,460 | $1,209,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 17,668 | $1,202,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 72,080 | $1,201,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 171,645 | $1,200,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 73,009 | $1,199,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 79,537 | $1,198,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 23,835 | $1,194,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 48,857 | $1,194,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 33,565 | $1,192,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 62,400 | $1,190,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 19,418 | $1,188,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 229,600 | $1,188,000 | thousands by filing date | call |
| DREW INDS INC | 26168L205 | COM NEW | 13,991 | $1,187,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 72,032 | $1,187,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 58,392 | $1,186,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 87,800 | $1,181,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 55,300 | $1,180,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9,600 | $1,177,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 33,128 | $1,177,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 38,206 | $1,175,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 63,800 | $1,175,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 61,200 | $1,174,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 945,817 | $1,173,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 12,978 | $1,173,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 26,751 | $1,172,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 87,336 | $1,172,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 15,246 | $1,169,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 33,800 | $1,169,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 36,000 | $1,169,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 30,100 | $1,168,000 | thousands by filing date | put |
| REGAL REXNORD CORPORATION | 758750103 | COM | 21,192 | $1,167,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 38,522 | $1,165,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 29,991 | $1,165,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 27,679 | $1,165,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 122,990 | $1,161,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 90,973 | $1,160,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 35,379 | $1,160,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,075 | $1,158,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 306,362 | $1,157,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 149,200 | $1,155,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 59,093 | $1,152,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 40,010 | $1,152,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 25,703 | $1,151,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 29,864 | $1,148,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 24,264 | $1,147,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 94,900 | $1,146,000 | thousands by filing date | put |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,000,000 | $1,146,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 42,500 | $1,146,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 13,873 | $1,144,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 81,400 | $1,144,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 9,386 | $1,143,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 90,459 | $1,141,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 128,412 | $1,140,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 37,908 | $1,139,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 115,100 | $1,139,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 48,700 | $1,138,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 26,359 | $1,137,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 62,018 | $1,136,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 188,041 | $1,136,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 22,057 | $1,135,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 72,927 | $1,134,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 71,837 | $1,133,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 21,504 | $1,133,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 34,427 | $1,131,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 23,647 | $1,130,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 20,938 | $1,129,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 197,143 | $1,128,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,138 | $1,126,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 21,421 | $1,125,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 25,247 | $1,123,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 272,137 | $1,122,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 55,675 | $1,122,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 40,500 | $1,120,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 90,800 | $1,120,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 38,100 | $1,118,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 13,758 | $1,118,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 8,975 | $1,118,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 58,199 | $1,116,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 9,865 | $1,114,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 33,628 | $1,113,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 13,600 | $1,112,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 21,331 | $1,111,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 177,400 | $1,109,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 13,113 | $1,108,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 86,700 | $1,105,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 21,025 | $1,102,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,826 | $1,100,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,100 | $1,100,000 | thousands by filing date | put |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 57,442 | $1,099,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 133,200 | $1,098,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,495 | $1,098,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 21,600 | $1,097,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 17,038 | $1,096,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 15,881 | $1,094,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 43,123 | $1,093,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 23,400 | $1,092,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 36,657 | $1,092,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,098,000 | $1,090,000 | thousands by filing date | principal |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 37,809 | $1,089,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 14,670 | $1,088,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 15,058 | $1,088,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 55,500 | $1,087,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 21,294 | $1,086,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 110,800 | $1,084,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 23,986 | $1,082,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,000 | $1,081,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 99,629 | $1,081,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 24,191 | $1,080,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 103,759 | $1,078,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 46,500 | $1,077,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 30,515 | $1,077,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 27,030 | $1,076,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 26,191 | $1,076,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 65,305 | $1,075,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 64,800 | $1,073,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 17,804 | $1,072,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 39,932 | $1,071,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 1,460,000 | $1,071,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 40,449 | $1,070,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 32,000 | $1,068,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 12,700 | $1,067,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 61,933 | $1,067,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 50,090 | $1,066,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 14,979 | $1,066,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 31,059 | $1,062,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 47,336 | $1,062,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 44,982 | $1,061,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 270,000 | $1,058,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 27,060 | $1,057,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 257,601 | $1,056,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 14,031 | $1,054,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 34,397 | $1,054,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 53,500 | $1,053,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 20,700 | $1,052,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 8,802 | $1,050,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 21,049 | $1,050,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 89,816 | $1,048,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 93,700 | $1,047,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 21,240 | $1,047,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,366 | $1,043,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 100,000 | $1,043,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 112,352 | $1,041,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 68,400 | $1,040,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 23,725 | $1,039,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 17,364 | $1,037,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 65,500 | $1,037,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 24,749 | $1,036,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 25,370 | $1,036,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 53,167 | $1,036,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 27,590 | $1,035,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 13,800 | $1,035,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 41,549 | $1,033,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 17,870 | $1,032,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 94,143 | $1,031,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 51,736 | $1,026,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 96,134 | $1,026,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 23,261 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 6,856 | $1,024,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 96,537 | $1,024,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 39,400 | $1,024,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 30,428 | $1,023,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 35,034 | $1,022,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 83,657 | $1,020,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 40,181 | $1,020,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 18,148 | $1,020,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,658 | $1,019,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 163,046 | $1,019,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 35,034 | $1,016,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 16,577 | $1,015,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 64,681 | $1,015,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 96,000 | $1,013,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 197,636 | $1,012,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 74,900 | $1,012,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 15,146 | $1,011,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 122,752 | $1,011,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 28,942 | $1,011,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 16,011 | $1,009,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 37,398 | $1,009,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 17,278 | $1,008,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 40,527 | $1,006,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 15,646 | $1,006,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 38,764 | $1,006,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 77,138 | $1,005,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 69,530 | $1,005,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 12,415 | $1,001,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 40,700 | $1,001,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 28,237 | $999,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 107,300 | $999,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 49,155 | $998,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 35,032 | $998,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 38,416 | $998,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 35,482 | $998,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 14,538 | $995,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 129,539 | $995,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,113,000 | $995,000 | thousands by filing date | principal |
| MUELLER INDS INC COM | 624756102 | Stock | 31,197 | $994,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 88,343 | $994,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 200,900 | $992,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 30,974 | $990,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 66,269 | $989,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 34,785 | $989,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 17,275 | $988,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 24,726 | $988,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 57,382 | $988,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 65,600 | $987,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 37,368 | $985,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 58,296 | $985,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 69,288 | $985,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 42,200 | $983,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 159,093 | $982,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 16,700 | $982,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 20,500 | $982,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 11,573 | $981,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 30,800 | $980,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 33,982 | $980,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 31,962 | $977,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 54,000 | $977,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 77,887 | $975,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 11,456 | $975,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 61,691 | $975,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 36,153 | $975,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 14,866 | $973,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 18,735 | $972,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 29,737 | $968,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 38,852 | $965,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 24,022 | $964,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000328 | this filing | 2016-08-12 | acceptance time not in the bulk data set |