13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 7,844 holding rows worth $100,350,191,000.
- Accession
- 0000831001-16-000230
- Filer
- CIK 831001
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,160 entries on the cover page, a total value of $100,350,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,350,191,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 14,479 | $260,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,697 | $260,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,984 | $259,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,937 | $258,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 24,835 | $257,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 61,400 | $257,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 18,078 | $257,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 29,500 | $257,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC | 379378102 | COM | 32,435 | $257,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 8,028 | $257,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 22,400 | $256,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,763 | $256,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,319 | $256,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 5,792 | $256,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 85,874 | $256,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 11,462 | $255,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,159 | $254,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 8,861 | $254,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 12,325 | $254,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 257,160 | $254,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,600 | $253,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 9,900 | $253,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 4,323 | $253,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 31,007 | $253,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 40,711 | $253,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $252,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 8,165 | $252,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 6,642 | $252,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,400 | $251,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 32,533 | $251,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 110,000 | $251,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7,193 | $250,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,706 | $249,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,833 | $249,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 33,089 | $249,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,856 | $249,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 186,000 | $249,000 | thousands by filing date | principal |
| ITT CORP | 450911201 | COM | 6,837 | $249,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 10,145 | $249,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,874 | $248,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,790 | $248,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 17,539 | $248,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 8,834 | $247,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,623 | $247,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 14,201 | $247,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 26,816 | $247,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,604 | $246,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,756 | $246,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 26,826 | $246,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 32,771 | $246,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,968 | $245,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 28,100 | $245,000 | thousands by filing date | call |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 10,946 | $244,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 186,000 | $244,000 | thousands by filing date | principal |
| BLOUNT INTL INC NEW | 095180105 | COM | 24,835 | $244,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,609 | $243,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 7,666 | $243,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 27,013 | $242,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 13,377 | $242,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 28,800 | $242,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 46,500 | $242,000 | thousands by filing date | put |
| PRESS GANEY HOL | 74113L102 | Common Stock | 7,697 | $242,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,142 | $241,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,701 | $240,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 7,104 | $240,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,663 | $240,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 4,200 | $240,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,582 | $240,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 11,257 | $240,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,160 | $239,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 7,704 | $239,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 5,267 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,246 | $239,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,882 | $239,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 18,484 | $239,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,000 | $238,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 10,400 | $238,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,526 | $238,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 8,013 | $237,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,777 | $237,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 9,718 | $237,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 46,870 | $237,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,481 | $237,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 51,100 | $237,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 17,384 | $236,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 24,094 | $235,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 14,371 | $235,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 78,600 | $235,000 | thousands by filing date | call |
| MCBC HLDGS INC | 55276F107 | COM | 17,155 | $235,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 253,000 | $235,000 | thousands by filing date | principal |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,872 | $234,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 4,867 | $234,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 84,100 | $233,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 6,697 | $233,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 24,000 | $233,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 6,549 | $233,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,242 | $233,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 248,000 | $233,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,000 | $232,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,369 | $232,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 29,137 | $232,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 8,962 | $232,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,701 | $232,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 22,700 | $232,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 38,216 | $232,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,513 | $231,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,069 | $231,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,000 | $231,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 12,525 | $231,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 5,901 | $231,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 43,731 | $230,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 11,800 | $230,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,787 | $230,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 13,003 | $230,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 10,490 | $230,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,980 | $230,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,619 | $230,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,713 | $229,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 25,252 | $229,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 12,575 | $229,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,716 | $228,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,890 | $228,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,000 | $228,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 6,700 | $228,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 11,354 | $228,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 125,000 | $228,000 | thousands by filing date | principal |
| PMC-SIERRA INC | 69344F106 | COM | 19,600 | $228,000 | thousands by filing date | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,851 | $227,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 18,366 | $227,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 20,800 | $227,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,532 | $227,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,000 | $226,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 6,900 | $226,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 38,100 | $226,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 6,000 | $225,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,480 | $225,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,267 | $225,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,167 | $225,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 69,455 | $225,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 7,344 | $225,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 12,915 | $225,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,996 | $224,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 223,000 | $224,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 8,609 | $224,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,673 | $223,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 11,972 | $223,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 8,363 | $223,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,284 | $223,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,600 | $222,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 14,600 | $222,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 14,600 | $222,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 109,947 | $222,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 13,289 | $222,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,200 | $221,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 2,476 | $221,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,512 | $221,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 17,691 | $221,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 7,798 | $221,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 17,900 | $221,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,100 | $220,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,062 | $219,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 43,300 | $219,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,941 | $219,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 25,400 | $219,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 35,000 | $219,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 17,639 | $219,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,754 | $218,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 12,218 | $218,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 12,500 | $218,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 139,853 | $217,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 33,613 | $217,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,700 | $217,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 12,823 | $217,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,993 | $217,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 120,170 | $217,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 11,638 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,900 | $216,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 18,913 | $216,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,848 | $215,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,132 | $215,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 20,551 | $215,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 15,728 | $215,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 6,485 | $215,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 230,000 | $215,000 | thousands by filing date | principal |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,100 | $214,000 | thousands by filing date | call |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 6,817 | $214,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 15,376 | $214,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 15,575 | $214,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,237 | $213,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,700 | $213,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,698 | $213,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 23,860 | $213,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 13,591 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,720 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,535 | $212,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 23,549 | $212,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,486 | $211,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,500 | $211,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,400 | $211,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 23,309 | $210,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 10,540 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,682 | $210,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,400 | $210,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 9,894 | $210,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,970 | $210,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 19,663 | $210,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 19,427 | $210,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 104,200 | $210,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,287 | $209,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,044 | $209,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 4,784 | $209,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,976 | $208,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 7,549 | $207,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 26,888 | $207,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 12,169 | $207,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,728 | $206,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,800 | $206,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 6,400 | $206,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,917 | $206,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,660 | $206,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 18,119 | $206,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 7,686 | $205,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,400 | $205,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 1,700 | $205,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 18,735 | $204,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 19,640 | $204,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,517 | $204,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,464 | $204,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,624 | $204,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,387 | $204,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,603 | $203,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 12,543 | $203,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,820 | $203,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 16,097 | $203,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 532 | $203,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 32,381 | $203,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,200 | $203,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 136,019 | $203,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 5,374 | $201,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,779 | $201,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,667 | $201,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 71,499 | $201,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 19,900 | $201,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $200,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,100 | $200,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 6,108 | $200,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 109,900 | $199,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 7,979 | $198,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,620 | $198,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 20,000 | $198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,907 | $197,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,623 | $197,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,169 | $197,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 13,036 | $197,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 22,300 | $197,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 19,540 | $197,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,088 | $197,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 23,462 | $197,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,122 | $196,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,291 | $196,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 21,733 | $196,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 17,462 | $196,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,461 | $196,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,783 | $196,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 147,000 | $196,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 11,226 | $196,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 197,000 | $196,000 | thousands by filing date | principal |
| TALEN ENERGY CORP | 87422J105 | COM | 31,323 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,186 | $195,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 36,815 | $195,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 11,300 | $195,000 | thousands by filing date | put |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 108,801 | $195,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,901 | $194,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 6,856 | $194,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 28,794 | $194,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 9,016 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,572 | $193,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8,482 | $193,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 10,489 | $193,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 16,502 | $193,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 53,600 | $193,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 36,596 | $193,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 38,554 | $193,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,806 | $193,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 17,630 | $193,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 27,680 | $193,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,770 | $192,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 6,858 | $192,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 6,859 | $192,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4,709 | $191,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,000 | $191,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,540 | $191,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 13,396 | $191,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,992 | $191,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 6,165 | $191,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 100,000 | $191,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 206,000 | $191,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,500 | $190,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 9,251 | $190,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,657 | $189,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 29,660 | $189,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,910 | $188,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,700 | $188,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 3,150 | $188,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,326 | $188,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 20,590 | $188,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 4,377 | $188,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 8,743 | $187,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 16,877 | $187,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 7,629 | $186,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 16,317 | $186,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 98,049 | $186,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 21,202 | $186,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,642 | $186,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 188,680 | $186,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,068 | $185,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,100 | $185,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,959 | $185,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,021 | $185,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 24,615 | $185,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,489 | $185,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 12,445 | $185,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,600 | $184,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,751 | $184,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 12,706 | $184,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 8,881 | $184,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 16,759 | $184,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,700 | $183,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 9,700 | $183,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 4,889 | $183,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 18,415 | $183,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,091 | $182,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 6,405 | $182,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,202 | $182,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,055 | $182,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 13,317 | $181,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 958 | $181,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,424 | $181,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 23,450 | $181,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 4,244 | $181,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 10,226 | $181,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 18,000 | $181,000 | thousands by filing date | call |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 26,079 | $181,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,817 | $180,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 11,648 | $180,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,543 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,100 | $180,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,353 | $180,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 64,854 | $179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,220 | $179,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 14,745 | $178,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,425 | $178,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,861 | $178,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 320,000 | $178,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,268 | $178,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,679 | $178,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,300 | $178,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,263 | $178,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 15,047 | $178,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 14,306 | $177,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,434 | $177,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 9,685 | $177,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 40,118 | $177,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,081 | $176,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 9,396 | $176,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,566 | $176,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 22,109 | $176,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,156 | $175,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,800 | $175,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 40,800 | $175,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,554,903 | $175,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 13,592 | $175,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 17,212 | $175,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 26,723 | $174,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 11,807 | $174,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 9,486 | $174,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 8,682 | $174,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,512 | $173,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 4,230 | $173,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 14,678 | $173,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 135,000 | $173,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 21,285 | $173,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,123 | $172,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,723 | $172,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,700 | $172,000 | thousands by filing date | put |
| XCERRA CORP | 98400J108 | COM | 28,499 | $172,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 151,000 | $172,000 | thousands by filing date | principal |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,245 | $171,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 15,606 | $171,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,442 | $171,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 7,586 | $171,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 16,722 | $171,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 27,900 | $170,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,907 | $170,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,863 | $170,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 26,140 | $170,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,990 | $169,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,851 | $169,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 18,137 | $169,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 11,577 | $169,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,393 | $169,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 6,545 | $169,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 135,000 | $169,000 | thousands by filing date | principal |
| XURA INC COM | 98420V107 | COM | 6,899 | $169,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 343,000 | $169,000 | thousands by filing date | principal |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,822 | $168,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 8,221 | $168,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 6,314 | $168,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 30,036 | $168,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,200 | $167,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,978 | $167,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,135 | $167,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 8,822 | $167,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,100 | $166,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 21,755 | $166,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,240 | $166,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 203,162 | $166,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 34,370 | $165,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,230 | $165,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 5,680 | $165,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,417 | $164,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 40,264 | $164,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 9,714 | $164,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 32,442 | $164,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 200,500 | $164,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 32,992 | $164,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 2,779 | $163,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,200 | $163,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 53,048 | $163,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 16,217 | $163,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 5,860 | $163,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 9,519 | $163,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 13,098 | $163,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 6,157 | $162,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,372 | $161,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,000 | $161,000 | thousands by filing date | put |
| MENS WEARHOUSE INC | 587118100 | COM | 11,000 | $161,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 3,019 | $161,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,710 | $161,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,684 | $161,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 11,802 | $161,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,990 | $160,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 9,880 | $160,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,400 | $160,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 24,698 | $160,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 10,540 | $160,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 29,528 | $160,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 28,268 | $159,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,452 | $159,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,100 | $159,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 12,926 | $159,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 7,300 | $158,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,543 | $158,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,873 | $158,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,986 | $158,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 17,000 | $157,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,495 | $157,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 8,500 | $157,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,000 | $157,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,149 | $157,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 5,856 | $157,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 9,900 | $157,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 4,800 | $157,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 27,400 | $157,000 | thousands by filing date | put |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 9,549 | $157,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,537 | $157,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,257 | $156,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 23,236 | $156,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 11,653 | $156,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 6,920 | $156,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 42,900 | $156,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,331 | $155,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,000 | $155,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,794 | $155,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 4,765 | $155,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,620 | $155,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 139,000 | $155,000 | thousands by filing date | principal |
| Lion Biotechnologies | 53619R102 | COM | 20,120 | $155,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 19,526 | $154,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,323 | $154,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,016 | $154,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,919 | $154,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 28,591 | $153,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,342 | $153,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $153,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,488 | $153,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 19,300 | $153,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 26,700 | $153,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,886 | $153,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 106,500 | $153,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,540 | $153,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,004 | $153,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 15,383 | $153,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 13,320 | $153,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,815 | $152,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,065 | $152,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,382 | $152,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 9,544 | $152,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 9,700 | $152,000 | thousands by filing date | put |
| GSI GROUP INC | 36191C205 | COM | 11,155 | $152,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000230 | this filing | 2016-02-12 | acceptance time not in the bulk data set |