13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 7,844 holding rows worth $100,350,191,000.
- Accession
- 0000831001-16-000230
- Filer
- CIK 831001
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,160 entries on the cover page, a total value of $100,350,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,350,191,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,083 | $712,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 95,492 | $712,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 7,080 | $711,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,140 | $710,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 85,400 | $710,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 18,405 | $706,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 11,797 | $706,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 113,130 | $705,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,756 | $704,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 24,346 | $703,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 37,183 | $703,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 14,922 | $702,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 13,870 | $702,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 23,300 | $699,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 8,800 | $699,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 2,725,000 | $698,000 | thousands by filing date | principal |
| KCAP FINANCIAL INC | 48668E101 | COM | 171,300 | $697,000 | thousands by filing date | put |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $697,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,448 | $696,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 11,748 | $696,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 14,652 | $695,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 19,618 | $695,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 10,200 | $694,000 | thousands by filing date | put |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 126,537 | $694,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 22,255 | $692,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 730,000 | $691,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 13,893 | $690,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 22,000 | $690,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 31,300 | $688,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 16,343 | $687,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 43,805 | $686,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 119,400 | $685,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 22,048 | $685,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 25,857 | $685,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 41,141 | $685,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 127,600 | $684,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 23,518 | $684,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 698,629 | $682,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $681,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 43,400 | $681,000 | thousands by filing date | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 24,461 | $680,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 22,486 | $680,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 34,340 | $680,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 13,383 | $679,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 49,272 | $679,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 118,393 | $679,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 28,158 | $678,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 7,200 | $678,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 22,336 | $678,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 15,481 | $677,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,209 | $676,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 31,874 | $676,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 14,543 | $676,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 19,704 | $676,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 45,214 | $676,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 35,172 | $675,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 8,500 | $675,000 | thousands by filing date | put |
| DREW INDS INC | 26168L205 | COM NEW | 11,079 | $675,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 16,316 | $674,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 464,200 | $673,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 6,325 | $671,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 64,836 | $671,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 21,393 | $670,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 55,949 | $670,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 28,740 | $669,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 148,048 | $669,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 53,185 | $669,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 29,000 | $669,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 19,400 | $668,000 | thousands by filing date | call |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 15,200 | $668,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 14,390 | $667,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 91,352 | $667,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 13,192 | $666,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 30,504 | $666,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 23,171 | $665,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 213,000 | $664,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 20,262 | $661,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 10,517 | $661,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 13,954 | $660,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 21,000 | $660,000 | thousands by filing date | put |
| OUTERWALL INC | 690070107 | COM | 18,067 | $660,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 35,869 | $658,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 15,491 | $658,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 80,309 | $657,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 8,418 | $656,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 6,967 | $656,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 10,885 | $656,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 263,800 | $654,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 41,442 | $654,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,202 | $652,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 48,552 | $652,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 74,312 | $652,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 28,559 | $651,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 45,800 | $651,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 51,295 | $650,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,342 | $648,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 26,602 | $648,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 11,000 | $647,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 62,167 | $646,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 30,625 | $645,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 37,588 | $644,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 27,400 | $643,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 57,289 | $642,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 36,729 | $642,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 50,000 | $642,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 33,650 | $639,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 76,515 | $639,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 80,800 | $638,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 10,062 | $638,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 33,239 | $637,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 17,014 | $636,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 40,044 | $635,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 342,400 | $634,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 35,700 | $633,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 23,209 | $633,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 49,759 | $629,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,169 | $629,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 270,700 | $628,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 49,171 | $627,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 25,000 | $627,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 5,296 | $627,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 17,927 | $626,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 24,900 | $626,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 9,823 | $626,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 64,519 | $626,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 16,000 | $625,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 27,400 | $625,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,861 | $623,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 15,934 | $623,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 15,645 | $623,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 28,741 | $620,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 11,366 | $619,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 25,948 | $618,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,755 | $617,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 94,713 | $615,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 14,331 | $615,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 29,781 | $615,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 78,043 | $615,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 13,558 | $615,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 7,100 | $614,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 57,562 | $614,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 14,837 | $613,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 19,640 | $612,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 28,635 | $612,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 48,252 | $612,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 45,625 | $611,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 45,300 | $610,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 94,000 | $609,000 | thousands by filing date | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 9,425 | $608,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 422,397 | $608,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 18,076 | $608,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,222 | $607,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 31,911 | $607,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 14,065 | $607,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 28,600 | $607,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 45,076 | $607,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 44,430 | $607,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 149,629 | $605,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 32,801 | $605,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 45,381 | $605,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,269 | $604,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 14,597 | $604,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 17,739 | $603,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 4,000 | $603,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 6,000 | $602,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 13,510 | $602,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 23,332 | $601,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 16,156 | $599,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 18,812 | $599,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,700 | $599,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,000 | $598,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 49,584 | $598,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,200 | $598,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 12,151 | $598,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 87,599 | $596,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 12,374 | $595,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 17,977 | $595,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 15,286 | $594,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 12,075 | $593,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,800 | $593,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 15,900 | $593,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 85,128 | $593,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 44,100 | $589,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 20,904 | $587,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 567,000 | $587,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 10,454 | $586,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 15,662 | $585,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 23,000 | $583,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 18,259 | $583,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 72,877 | $582,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 26,256 | $581,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 38,960 | $581,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 36,770 | $580,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 12,862 | $580,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 15,179 | $579,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 12,196 | $578,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 60,470 | $577,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 22,687 | $577,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 26,082 | $577,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 31,049 | $576,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 24,373 | $576,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 15,729 | $575,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 9,296 | $574,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 404,655 | $573,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 24,908 | $573,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 17,389 | $573,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 44,384 | $573,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 167,600 | $573,000 | thousands by filing date | put |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 44,352 | $573,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 49,800 | $572,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14,916 | $572,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 6,600 | $571,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 107,563 | $571,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 15,300 | $571,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 9,241 | $571,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 36,009 | $570,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 24,798 | $569,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 24,177 | $569,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 9,586 | $569,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 7,108 | $569,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,133 | $568,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 89,996 | $568,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 93,300 | $567,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 7,778 | $567,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 31,900 | $567,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 15,204 | $566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9,737 | $566,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 20,800 | $566,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 14,905 | $565,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,982 | $564,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 56,786 | $564,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 668,693 | $563,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 20,300 | $562,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 86,000 | $561,000 | thousands by filing date | put |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 30,000 | $561,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 16,292 | $560,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 20,739 | $559,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,000 | $559,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 12,356 | $558,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 45,787 | $558,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 20,400 | $556,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 30,735 | $556,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 32,400 | $556,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,900 | $555,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 32,800 | $555,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 89,100 | $555,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 8,900 | $554,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,602 | $554,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 19,790 | $553,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 10,477 | $552,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 6,641 | $551,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 15,877 | $551,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 11,088 | $550,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 49,100 | $550,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 9,779 | $550,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 12,035 | $550,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 19,412 | $548,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 19,859 | $547,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 66,885 | $547,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 681,000 | $547,000 | thousands by filing date | principal |
| BOISE CASCADE CO DEL | 09739D100 | COM | 21,391 | $546,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 543,000 | $546,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,616 | $545,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 59,152 | $545,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 12,983 | $544,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 77,378 | $544,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,067 | $542,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 16,807 | $541,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 19,000 | $541,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 24,827 | $541,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,852 | $541,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 6,554 | $539,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 9,122 | $539,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 6,752 | $539,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 11,624 | $538,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 6,200 | $537,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 23,600 | $537,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 6,918 | $537,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 15,192 | $537,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 32,516 | $537,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 26,760 | $537,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 35,629 | $537,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 44,200 | $537,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 11,869 | $536,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 32,881 | $536,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 16,400 | $536,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 18,539 | $535,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 94,291 | $535,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,200 | $533,000 | thousands by filing date | put |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 20,511 | $533,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 14,039 | $532,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 33,852 | $532,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 40,400 | $531,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 16,755 | $530,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 12,887 | $530,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 30,652 | $530,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 529,000 | $530,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,782 | $529,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 51,700 | $529,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 16,756 | $527,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 9,176 | $526,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 26,737 | $526,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 42,377 | $526,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 591,000 | $526,000 | thousands by filing date | principal |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,363 | $525,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 6,484 | $525,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,304 | $524,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 31,379 | $524,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 17,643 | $524,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 30,312 | $524,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 10,144 | $523,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,808 | $523,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,007 | $523,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 29,052 | $522,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 8,405 | $522,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 22,409 | $521,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 50,859 | $520,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 10,200 | $519,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,200 | $519,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 14,388 | $519,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 38,839 | $519,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 57,321 | $519,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 52,849 | $519,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 311,000 | $518,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 9,183 | $516,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 29,100 | $516,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 150,700 | $516,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 32,222 | $515,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 11,850 | $515,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 8,453 | $514,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 41,552 | $514,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,300 | $514,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 3,849 | $514,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 52,165 | $513,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 31,962 | $513,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,800 | $512,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 18,033 | $512,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 13,500 | $512,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 39,450 | $512,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,542 | $512,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 44,137 | $511,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 59,468 | $511,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 15,777 | $511,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 166,500 | $511,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,003 | $510,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 32,500 | $510,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 65,000 | $509,000 | thousands by filing date | call |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,575 | $508,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 9,958 | $507,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 18,737 | $506,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,041 | $505,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 8,399 | $505,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 41,400 | $505,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 21,722 | $504,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 216,056 | $504,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 28,302 | $503,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 32,000 | $503,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 10,135 | $503,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 40,000 | $503,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 41,700 | $502,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 215,890 | $501,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 13,581 | $500,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 7,567 | $499,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 53,653 | $499,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 21,321 | $499,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 71,191 | $498,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 54,200 | $498,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 13,995 | $498,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 22,673 | $496,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 10,165 | $496,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 41,466 | $496,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,086 | $496,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 22,599 | $496,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,500 | $495,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,846 | $494,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 347,100 | $493,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 1,630 | $493,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 8,358 | $493,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,900 | $493,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,740 | $493,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 12,528 | $493,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 10,900 | $492,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 6,200 | $492,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 10,620 | $492,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 13,800 | $492,000 | thousands by filing date | put |
| CEPHEID | 15670R107 | COM | 13,457 | $491,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 25,916 | $490,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 88,746 | $489,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 7,819 | $488,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 26,560 | $488,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 18,937 | $488,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 32,997 | $488,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 65,450 | $488,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 51,885 | $487,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 84,908 | $487,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,630 | $486,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 29,214 | $486,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 20,149 | $486,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 16,711 | $486,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 79,108 | $485,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 15,000 | $484,000 | thousands by filing date | put |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 25,461 | $484,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 22,343 | $484,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 11,060 | $481,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 95,156 | $481,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 14,014 | $480,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 25,871 | $480,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 27,549 | $479,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 29,544 | $479,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 74,300 | $478,000 | thousands by filing date | put |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 56,187 | $478,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 7,346,000 | $477,000 | thousands by filing date | principal |
| ITC HLDGS CORP | 465685105 | COM | 12,118 | $476,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 24,567 | $475,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,718 | $474,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 7,700 | $474,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 19,522 | $474,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 15,200 | $473,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 15,325 | $472,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 33,179 | $472,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 8,746 | $472,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 22,459 | $471,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 25,179 | $471,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 7,428 | $471,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 9,295 | $470,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 63,038 | $469,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 14,802 | $469,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 14,989 | $469,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 7,600 | $468,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,113 | $467,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 9,160 | $467,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 47,513 | $466,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 24,763 | $466,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 55,435 | $465,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 46,000 | $465,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,188 | $465,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 21,726 | $464,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,540 | $463,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 12,802 | $463,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 14,281 | $463,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 400,000 | $462,000 | thousands by filing date | principal |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 5,983 | $461,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 26,720 | $461,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 22,607 | $459,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 21,556 | $459,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 24,903 | $459,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 22,277 | $458,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 20,158 | $458,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,800 | $458,000 | thousands by filing date | put |
| KNIGHT TRANSN INC | 499064103 | COM | 18,871 | $458,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 53,917 | $458,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 18,594 | $457,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 13,598 | $457,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 16,288 | $456,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 23,807 | $456,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 26,260 | $455,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 9,109 | $455,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,799 | $455,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,945 | $455,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 28,631 | $455,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 12,450 | $454,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,801 | $454,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 17,245 | $454,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 94,100 | $453,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 10,100 | $453,000 | thousands by filing date | call |
| BIO-TECHNE CORP | 09073M104 | COM | 5,011 | $451,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 42,648 | $451,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 35,036 | $451,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 197,117 | $449,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 9,213 | $448,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 19,729 | $448,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 15,088 | $447,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 21,090 | $447,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 44,378 | $447,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 28,455 | $445,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 166,000 | $445,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 11,400 | $445,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 19,119 | $444,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 16,203 | $443,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,115 | $443,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 18,898 | $443,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 51,736 | $443,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 27,238 | $442,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 26,430 | $442,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 17,517 | $442,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 26,685 | $442,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 310,500 | $441,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 18,829 | $441,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 18,900 | $440,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 61,878 | $440,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 10,354 | $439,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 16,120 | $439,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 51,000 | $439,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 9,425 | $438,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 10,465 | $438,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,500 | $436,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 432,100 | $436,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 130,256 | $436,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 77,107 | $435,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,383 | $435,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000230 | this filing | 2016-02-12 | acceptance time not in the bulk data set |