13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 7,844 holding rows worth $100,350,191,000.
- Accession
- 0000831001-16-000230
- Filer
- CIK 831001
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,160 entries on the cover page, a total value of $100,350,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,350,191,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,458 | $151,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,400 | $151,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 2,439 | $151,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,657 | $151,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,904 | $151,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 22,327 | $151,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,387 | $151,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,112 | $151,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,600 | $151,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,112 | $151,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 8,221 | $150,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 13,310 | $150,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 5,540 | $150,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 23,956 | $150,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,974 | $150,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 51,406 | $150,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 3,268 | $150,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,939 | $150,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,386 | $149,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,121 | $149,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,800 | $149,000 | thousands by filing date | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,559 | $148,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,090 | $148,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 20,224 | $148,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,842 | $147,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,968 | $147,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 6,756 | $147,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,407 | $147,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 12,350 | $147,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 118,900 | $147,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 29,272 | $146,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,690 | $146,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 15,483 | $146,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 83,100 | $146,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 102,000 | $146,000 | thousands by filing date | principal |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 150,000 | $146,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,600 | $145,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 4,061 | $145,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 18,428 | $145,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,794 | $145,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 8,854 | $145,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,820 | $144,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 5,308 | $144,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,168 | $144,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 8,236 | $144,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,197 | $143,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,772 | $143,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 11,250 | $143,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,913 | $143,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,540 | $143,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 91,000 | $143,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 4,770 | $143,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 129,000 | $143,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 46,072 | $143,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,838 | $142,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 8,836 | $142,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 14,203 | $142,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 140,000 | $142,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 4,677 | $142,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,200 | $141,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 19,652 | $141,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,455 | $141,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,210 | $141,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 11,029 | $141,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,877 | $140,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 5,941 | $140,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 8,808 | $140,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 17,952 | $140,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 33,200 | $139,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 24,600 | $139,000 | thousands by filing date | call |
| Newbridge Bancorp | 65080T102 | Com | 11,396 | $139,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 6,614 | $138,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 7,264 | $138,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,555 | $138,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,600 | $138,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 13,350 | $138,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,509 | $137,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 7,938 | $137,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 9,139 | $137,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,603 | $137,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 9,491 | $137,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 8,930 | $137,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 5,365 | $136,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,300 | $136,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,053 | $136,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,338 | $136,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 14,165 | $136,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 17,404 | $136,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 4,996 | $135,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,940 | $135,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 19,948 | $135,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 7,778 | $135,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,809 | $134,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 8,801 | $134,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 26,783 | $134,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,369 | $134,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 14,185 | $134,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,293 | $134,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,077 | $134,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 13,301 | $134,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 140,642 | $134,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 4,841 | $133,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 1,598 | $133,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,300 | $133,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,011 | $133,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,987 | $133,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 15,473 | $133,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,178 | $133,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 13,000 | $133,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 1,716 | $133,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 22,400 | $133,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 161,000 | $133,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 6,336 | $133,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,131 | $132,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 7,881 | $132,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,047 | $132,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,579 | $132,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,587 | $132,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,781 | $132,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 6,686 | $132,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 10,452 | $132,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 6,108 | $132,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 133,000 | $132,000 | thousands by filing date | principal |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 15,647 | $132,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 40,772 | $131,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 11,895 | $131,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,265 | $131,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 10,357 | $131,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,551 | $131,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 6,053 | $130,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,800 | $130,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,500 | $130,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,300 | $130,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 11,556 | $130,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 30,256 | $130,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,453 | $130,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 5,497 | $130,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 78,000 | $130,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 13,195 | $130,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 68,400 | $129,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 31,618 | $129,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,795 | $129,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,700 | $129,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 3,339 | $129,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 6,399 | $129,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,818 | $129,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 29,804 | $129,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 18,878 | $129,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7,696 | $129,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 4,081 | $129,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 3,913 | $129,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 26,104 | $129,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 1,000 | $128,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 8,608 | $128,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 36,909 | $128,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,300 | $127,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,277 | $127,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,361 | $127,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,339 | $127,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,682 | $127,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 9,679 | $127,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 12,886 | $127,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,723 | $126,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 9,400 | $126,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 108,000 | $126,000 | thousands by filing date | principal |
| SEQUENOM INC COM NEW | 817337405 | COM | 76,878 | $126,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 98,000 | $126,000 | thousands by filing date | principal |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 14,678 | $126,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 17,131 | $125,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 7,200 | $125,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 9,371 | $125,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,821 | $125,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,500 | $125,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,397 | $125,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 448,100 | $125,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 11,136 | $125,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,075 | $125,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 112,000 | $125,000 | thousands by filing date | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 500 | $124,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 6,221 | $124,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,218 | $124,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,500 | $124,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 17,684 | $124,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,928 | $124,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 18,755 | $124,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,100 | $124,000 | thousands by filing date | put |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 73,000 | $124,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 17,979 | $124,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,200 | $123,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 10,000 | $123,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 7,708 | $123,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,307 | $123,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,080 | $123,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 5,152 | $123,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 9,362 | $123,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 13,210 | $123,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 3,900 | $123,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 32,796 | $123,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,028 | $122,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 8,674 | $122,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 18,993 | $122,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 33,837 | $122,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,427 | $122,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,200 | $122,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 16,070 | $122,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 17,475 | $122,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 5,100 | $122,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 17,161 | $122,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 145,000 | $122,000 | thousands by filing date | principal |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 6,752 | $122,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 7,727 | $121,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,007 | $121,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 400 | $121,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 600 | $121,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 9,352 | $121,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,035 | $121,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 5,300 | $121,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 13,373 | $121,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 19,291 | $121,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 15,374 | $121,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,500 | $120,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,400 | $120,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,500 | $120,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 7,458 | $120,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,016 | $120,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 3,700 | $120,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,501 | $120,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,100 | $120,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 5,204 | $120,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 143,409 | $120,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 12,165 | $120,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 11,203 | $120,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,600 | $120,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,575 | $119,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,500 | $119,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 6,700 | $119,000 | thousands by filing date | put |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 7,534 | $119,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 100,000 | $119,000 | thousands by filing date | principal |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 6,904 | $118,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 8,683 | $118,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,031 | $118,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 21,333 | $118,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 2,873 | $118,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5,046 | $118,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 7,250 | $118,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 5,068 | $117,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,328 | $117,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 22,975 | $117,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,853 | $117,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 5,259 | $117,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,800 | $117,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,192 | $117,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,911 | $117,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 9,765 | $117,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 38,656 | $117,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 26,341 | $117,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,900 | $117,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 92,000 | $117,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,191 | $116,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,407 | $116,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 21,197 | $116,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 30,888 | $116,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 9,498 | $116,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 25,005 | $116,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 16,873 | $116,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 7,865 | $116,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 8,103 | $116,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 9,654 | $115,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,376 | $115,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,757 | $115,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,642 | $115,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 45,228 | $115,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 124,000 | $115,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 8,308 | $114,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,386 | $114,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 15,462 | $114,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 5,190 | $114,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 21,897 | $114,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 51,241 | $114,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 10,300 | $114,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 4,700 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,317 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,198 | $113,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,939 | $113,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 6,953 | $113,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,393 | $113,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 2,742 | $113,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 9,168 | $113,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 9,263 | $112,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,715 | $112,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 14,200 | $112,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 50,713 | $112,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 22,099 | $112,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 220,000 | $112,000 | thousands by filing date | principal |
| CTRIP COM INTERNATIONAL LTD | G25861AD0 | DEBT 1.990% 7/0 | 100,000 | $112,000 | thousands by filing date | principal |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 12,697 | $111,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,404 | $110,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 19,881 | $110,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 16,222 | $110,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,600 | $110,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $110,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,600 | $110,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,060 | $110,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,824 | $110,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,713 | $110,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,692 | $109,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,500 | $109,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 8,815 | $109,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,735 | $109,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 3,215 | $109,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 44,611 | $109,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 4,600 | $109,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $109,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 9,640 | $109,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,271 | $108,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 9,600 | $108,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,366 | $108,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,810 | $108,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 2,300 | $108,000 | thousands by filing date | put |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 4,339 | $108,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 5,508 | $108,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 8,629 | $107,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 9,199 | $107,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 9,625 | $107,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 26,208 | $106,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 5,896 | $106,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,257 | $106,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 17,173 | $106,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 30,370 | $106,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 12,249 | $106,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 42,750 | $106,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,105 | $105,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 5,665 | $105,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 28,857 | $105,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 37,400 | $105,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 6,011 | $105,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,602 | $104,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 5,878 | $104,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 8,921 | $104,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,533 | $104,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,600 | $104,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,200 | $104,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,840 | $104,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 16,304 | $104,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,689 | $104,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 6,248 | $104,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 6,937 | $104,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 4,542 | $104,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,600 | $103,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 1,900 | $103,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 16,572 | $103,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 5,029 | $103,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 2,335 | $103,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 2,153 | $103,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,639 | $102,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,712 | $102,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 10,000 | $102,000 | thousands by filing date | put |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 16,876 | $102,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,500 | $101,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 500 | $101,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 700 | $101,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,748 | $101,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,570 | $101,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 8,401 | $101,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,894 | $101,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 2,364 | $101,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 8,796 | $101,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,840 | $100,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 9,479 | $100,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 11,454 | $99,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,615 | $99,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,017 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,271 | $99,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 27,977 | $99,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 8,882 | $99,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 7,038 | $99,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 10,695 | $99,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 9,080 | $99,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 27,322 | $99,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 7,608 | $99,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 25,536 | $99,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,765 | $98,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,652 | $98,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,500 | $98,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,404 | $98,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 30,925 | $98,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 10,535 | $98,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 8,388 | $98,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 14,681 | $98,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,704 | $97,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,078 | $97,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,731 | $97,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 7,441 | $97,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 16,328 | $97,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 5,091 | $97,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,024 | $97,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 12,034 | $97,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,007 | $97,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 17,000 | $96,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 6,706 | $96,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 8,867 | $96,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 21,809 | $96,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,984 | $96,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 130,000 | $96,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 3,794 | $96,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,399 | $96,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 4,150 | $96,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 6,040 | $96,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 9,775 | $96,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,755 | $95,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 7,745 | $95,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 3,900 | $95,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 55,164 | $95,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 10,115 | $95,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 4,124 | $95,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 13,356 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,342 | $94,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,513 | $94,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,060 | $94,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,451 | $94,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 6,000 | $94,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 55,250 | $94,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 4,696 | $94,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 7,460 | $94,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,493 | $93,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,804 | $93,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 5,702 | $93,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 15,276 | $93,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 8,516 | $93,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 4,467 | $93,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 6,264 | $93,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 7,848 | $93,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 15,415 | $92,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 7,891 | $92,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,765 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,220 | $92,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 6,920 | $92,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 35,619 | $92,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 2,800 | $92,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 4,561 | $92,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 18,771 | $92,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 71,000 | $92,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 4,414 | $91,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 45,969 | $91,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,490 | $91,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 7,287 | $91,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 12,600 | $91,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15,531 | $91,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 33,366 | $91,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 3,251 | $90,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,704 | $90,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,886 | $90,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 8,063 | $90,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 22,063 | $90,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 9,108 | $90,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,668 | $90,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 9,952 | $90,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,800 | $90,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,101 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,900 | $90,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 11,070 | $90,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,000 | $89,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 6,083 | $89,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,687 | $89,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,275 | $89,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 60,108 | $89,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 7,552 | $89,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 5,000 | $89,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 4,823 | $89,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,629 | $88,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 6,989 | $88,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,218 | $88,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,563 | $88,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,506 | $88,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 13,879 | $88,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,932 | $88,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 12,200 | $88,000 | thousands by filing date | call |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 5,079 | $88,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 10,392 | $88,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,943 | $87,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,193 | $87,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,100 | $87,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 1,549 | $87,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 9,000 | $87,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,331 | $87,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 22,419 | $87,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 3,739 | $87,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,422 | $87,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 40,070 | $87,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 18,889 | $87,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,705 | $86,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 7,000 | $86,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 24,969 | $86,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 105,100 | $86,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 12,782 | $86,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 12,745 | $86,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 7,615 | $86,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 34,400 | $86,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 2,565 | $86,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000230 | this filing | 2016-02-12 | acceptance time not in the bulk data set |