13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,853 holding rows worth $106,849,433,000.
- Accession
- 0000831001-15-000195
- Filer
- CIK 831001
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 18,418 entries on the cover page, a total value of $106,849,433,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,849,433,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $2,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 51 | $2,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 192 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 204 | $2,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 191 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 100 | $2,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 100 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 59 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 204 | $2,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 242 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 102 | $2,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 100 | $2,000 | thousands by filing date | call |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 180 | $2,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 262 | $2,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 128 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 347 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 612 | $2,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| ARK RESTAURANTS CORP | 040712101 | COM | 106 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 72 | $2,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 47 | $2,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 160 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 77 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 34 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 232 | $2,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 285 | $2,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 210 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 55 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 133 | $2,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 98 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 95 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 396 | $2,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 236 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 147 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 104 | $2,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 64 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 374 | $2,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 3,500 | $2,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 425 | $2,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,318 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,268 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 482 | $2,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 100 | $2,000 | thousands by filing date | put |
| FONAR CORP | 344437405 | COM NEW | 90 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,221 | $2,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 104 | $2,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 131 | $2,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 200 | $2,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 66 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $2,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 2,300 | $2,000 | thousands by filing date | call |
| IMATION CORP | 45245A107 | COM | 1,012 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 205 | $2,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 88 | $2,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 393 | $2,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 282 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 846 | $2,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 3,600 | $2,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 31 | $2,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 70 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 60 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 55 | $2,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 100 | $2,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 200 | $2,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 100 | $2,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 1,015 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 3,619 | $2,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,020 | $2,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 10,000 | $2,000 | thousands by filing date | principal |
| PHOTOMEDEX INC | 719358301 | COM | 4,760 | $2,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 4,800 | $2,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 170 | $2,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 1,222 | $2,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 153 | $2,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 245 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $2,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 849 | $2,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 33 | $2,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 140 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 75 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,280 | $2,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 45 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 16 | $2,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 15 | $2,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 218 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 100 | $2,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 489 | $2,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 3,200 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 124 | $2,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 655 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 39 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 202 | $2,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 200 | $2,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 100 | $2,000 | thousands by filing date | call |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 100 | $2,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 107 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 2,395 | $2,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 84 | $2,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 467 | $2,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 126 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 168 | $2,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 114 | $2,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 257 | $2,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 249 | $2,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,195 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 140 | $2,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 184 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K737 | OIL GAS BLL 3X | 200 | $2,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 76 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,627 | $2,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 752 | $2,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 326 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 950 | $2,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 2,253 | $2,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 12,432 | $2,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 27 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 149 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 81 | $1,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 14 | $1,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 18 | $1,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22 | $1,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 79 | $1,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 24 | $1,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 25 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 77 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 48 | $1,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 74 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 45 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 181 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 71 | $1,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 42 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 76 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 30 | $1,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 320 | $1,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 27 | $1,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 32 | $1,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 136 | $1,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 109 | $1,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 29 | $1,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 52 | $1,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 20 | $1,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 39 | $1,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 49 | $1,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 27 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 292 | $1,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 127 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 212 | $1,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 123 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 153 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 155 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 247 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 109 | $1,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 61 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 103 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 139 | $1,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 32 | $1,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 8 | $1,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 202 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 117 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 186 | $1,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 75 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 39 | $1,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 34 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 110 | $1,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 45 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 47 | $1,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 19 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 21 | $1,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 86 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 162 | $1,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 30 | $1,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 6 | $1,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 42 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 100 | $1,000 | thousands by filing date | call |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 55 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 100 | $1,000 | thousands by filing date | put |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 73 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 504 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,059 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 39 | $1,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 141 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,160 | $1,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 172 | $1,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 104 | $1,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 227 | $1,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 330 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 100 | $1,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 178 | $1,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 180 | $1,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 29 | $1,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 27 | $1,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 29 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 506 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 2,262 | $1,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 3,160 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 400 | $1,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 110 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 353 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 1,300 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 330 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 26 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 476 | $1,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 180 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 351 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 429 | $1,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 115 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,395 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 978 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,700 | $1,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 600 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 104 | $1,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 533 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 206 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 151 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,550 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 45 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,000 | $1,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 100 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 23 | $1,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 500 | $1,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 1,091 | $1,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 416 | $1,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 33 | $1,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 54 | $1,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 1,682 | $1,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 70 | $1,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 83 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 269 | $1,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 48 | $1,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 9 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,500 | $1,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 100 | $1,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 46 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 52 | $1,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,300 | $1,000 | thousands by filing date | put |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 500 | $1,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 160 | $1,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 18 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 50 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 14 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 70 | $1,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 43 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 75 | $1,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 74 | $1,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 45 | $1,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 36 | $1,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 1,040 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 59 | $1,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 9 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 7 | $1,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | principal |
| Athens Bancshares Corporation | 047042106 | Common Stock | 40 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 100 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 94 | $1,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 20 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 27 | $1,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 500 | $1,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 23 | $1,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 450 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 584 | $1,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 807 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 44 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 100 | $1,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 79 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 100 | $1,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 96 | $1,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 57 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 26 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,053 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 196 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 907 | $1,000 | thousands by filing date | call |
| ENZYMOTEC LTD | M4059L101 | SHS | 81 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 28 | $1,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 498 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 74 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 125 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 28 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 100 | $1,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 66 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 70 | $1,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 41 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 154 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 250 | $1,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 41 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 194 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 100 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 600 | $1,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 268 | $1,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,568 | $1,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 82 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 159 | $1,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 670 | $1,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 38 | $1,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 123 | $1,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 300 | $1,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 9 | $1,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 60 | $1,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 500 | $1,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 61 | $1,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 605 | $1,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 1,000 | $1,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 2,390 | $1,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 161 | $1,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G102 | SPONSORED ADR | 325 | $1,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 108 | $1,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 557 | $1,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 498 | $1,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 545 | $1,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 32 | $1,000 | thousands by filing date | |
| ACCUSHARES COMMODITIES TR I | 00439V821 | ACCUSHARES SPOT | 127 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAVCO INDS INC DEL | 149568107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPFOLIO INC | 03783C100 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONMED CORP COM | 207410101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATERA INC COM | 632307104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LTD COM | M7516K103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINET GROUP INC COM | 896288107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NMI HLDGS INC | 629209305 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNRUN INC | 86771W105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELADOC HEALTH INC | 87918A105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGIODYNAMICS INC | 03475V101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALAMO GROUP INC | 011311107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTHEUS HLDGS INC | 516544103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEFS WHSE INC | 163086101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTREME NETWORKS INC | 30226D106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H2O AMERICA | 784305104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENASANT CORP | 75970E107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBANT S A | L44385109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSFS FINL CORP | 929328102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOCENTRYX INC | 16383L106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERESCO INC | 02361E108 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMONEIRA CO | 532746104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINMARK CORP | 974250102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEGG INC | 163092109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYERSON HLDG CORP | 783754104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUTERA INC | 232109108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTRONICS INC | 719405102 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRICURE INC | 04963C209 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRC HEALTH | 637372202 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HURCO CO | 447324104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY CASINOS INC | 156492100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XBIOTECH INC | 98400H102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NN INC | 629337106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOOG INC | 615394301 | CL B | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000195 | this filing | 2015-11-13 | acceptance time not in the bulk data set |