13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,089 holding rows worth $97,828,919,000.
- Accession
- 0000831001-14-000080
- Filer
- CIK 831001
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,006 entries on the cover page, a total value of $97,828,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,828,919,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORWARD AIR CORP | 349853101 | COM | 6,123 | $282,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 15,471 | $282,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 107,200 | $282,000 | thousands by filing date | call |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 15,979 | $281,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 16,552 | $281,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 20,578 | $280,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,746 | $280,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 11,028 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,776 | $279,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,941 | $279,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 8,536 | $279,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 23,198 | $279,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,160 | $278,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 9,992 | $278,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,806 | $278,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,191 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,530 | $277,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 78,398 | $277,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 19,921 | $277,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,492 | $277,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 4,320 | $276,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 12,766 | $276,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 45,118 | $276,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 130,300 | $276,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 4,637 | $276,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,027 | $275,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 14,299 | $275,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,025 | $274,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,117 | $274,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 12,849 | $274,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,534 | $274,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 27,270 | $274,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,810 | $273,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 13,630 | $273,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 43,127 | $273,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 19,600 | $272,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10,445 | $272,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 15,435 | $272,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 5,536 | $272,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,492 | $271,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,869 | $271,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,431 | $271,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 11,088 | $271,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 4,449 | $270,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 5,889 | $270,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 92,646 | $270,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 141,500 | $270,000 | thousands by filing date | put |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 5,489 | $270,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,600 | $270,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 18,137 | $270,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 7,817 | $269,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,515 | $269,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 34,159 | $269,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 79,788 | $269,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 29,887 | $269,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 40,663 | $268,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 55,902 | $268,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,886 | $267,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 26,878 | $266,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 20,051 | $266,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 18,446 | $265,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 38,423 | $265,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 39,354 | $265,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,959 | $264,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 26,841 | $264,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 14,533 | $264,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 26,400 | $264,000 | thousands by filing date | call |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,500 | $264,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5,409 | $263,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 14,608 | $263,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 19,045 | $263,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 38,183 | $263,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 8,997 | $263,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 8,011 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,690 | $261,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 3,599 | $261,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 26,531 | $261,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 10,656 | $261,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 4,649 | $261,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 11,042 | $261,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 33,318 | $260,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 18,975 | $260,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 7,410 | $260,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 9,868 | $260,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,206 | $260,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 213,000 | $260,000 | thousands by filing date | principal |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,918 | $259,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 39,652 | $259,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,831 | $259,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 5,451 | $259,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 29,019 | $259,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 12,361 | $259,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,439 | $258,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 40,100 | $258,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 5,868 | $258,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 10,000 | $258,000 | thousands by filing date | put |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 6,643 | $257,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,259 | $257,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 36,887 | $257,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 37,374 | $257,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 84,539 | $257,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 5,497 | $256,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,135 | $256,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 34,700 | $256,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 62,315 | $256,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 97 | $255,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 4,635 | $255,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 5,000 | $255,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 7,585 | $254,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 5,014 | $254,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,921 | $253,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,204 | $253,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 9,166 | $253,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,845 | $252,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,700 | $252,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $252,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,064 | $252,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,141 | $251,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,761 | $251,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,497 | $251,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 255,000 | $251,000 | thousands by filing date | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 11,677 | $250,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,320 | $250,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 11,233 | $250,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,644 | $250,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,289 | $249,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 22,522 | $249,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 18,416 | $249,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 9,827 | $249,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 20,679 | $248,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 6,556 | $248,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,637 | $247,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 7,516 | $247,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 21,291 | $247,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 10,555 | $246,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 11,400 | $245,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 9,500 | $245,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,215 | $245,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,353 | $245,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 19,346 | $245,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 29,357 | $245,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7,877 | $244,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 5,594 | $244,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,096 | $244,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,240 | $244,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,423 | $244,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 9,137 | $243,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,300 | $243,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 10,214 | $243,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 13,387 | $243,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,000 | $243,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,314 | $243,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 3,576 | $243,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 32,589 | $243,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 6,573 | $243,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10,994 | $242,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 9,183 | $242,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 19,475 | $242,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 26,369 | $241,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 18,304 | $241,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 25,000 | $241,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 250,000 | $240,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,500 | $239,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 7,286 | $239,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,964 | $239,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 10,162 | $239,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,393 | $239,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 9,121 | $239,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,373 | $238,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 32,175 | $238,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,201 | $236,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 6,796 | $236,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 6,969 | $236,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 14,146 | $236,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,248 | $236,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 3,537 | $236,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 8,432 | $236,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 13,308 | $236,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,791 | $235,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,474 | $235,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 6,353 | $235,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 140,000 | $235,000 | thousands by filing date | principal |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 11,774 | $234,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 51,889 | $234,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 2,475 | $234,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 3,979 | $233,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,834 | $232,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,076 | $232,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 13,097 | $232,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,815 | $231,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 20,544 | $231,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,069 | $231,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 2,708 | $231,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 53,200 | $231,000 | thousands by filing date | put |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 11,209 | $230,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 8,486 | $230,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 8,478 | $230,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 23,298 | $230,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 9,150 | $230,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,159 | $229,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,686 | $229,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,886 | $229,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,106 | $229,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 12,801 | $229,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 14,449 | $228,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 18,278 | $228,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,612 | $227,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,000 | $227,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 12,562 | $227,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,204 | $226,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,607 | $226,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 11,662 | $226,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 19,504 | $226,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 46,623 | $226,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,905 | $225,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 42,434 | $225,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 38,747 | $225,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 17,368 | $225,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,300 | $224,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 39,307 | $224,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 10,368 | $224,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 26,401 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,104 | $222,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 7,860 | $222,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 5,462 | $222,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 1,200 | $222,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 4,113 | $222,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 6,378 | $222,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,633 | $221,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 8,446 | $221,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 7,426 | $221,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 9,687 | $221,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,152 | $220,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 9,517 | $220,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,403 | $220,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 18,514 | $220,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,508 | $219,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,754 | $219,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,012 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,544 | $219,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 7,283 | $219,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 9,043 | $219,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 10,400 | $219,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 7,269 | $219,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 37,532 | $219,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 31,196 | $219,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,546 | $218,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,297 | $218,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,903 | $218,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 6,223 | $218,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 25,871 | $218,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 14,027 | $218,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 110,687 | $217,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 50,000 | $217,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 27,488 | $217,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 6,123 | $216,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 7,212 | $216,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 5,419 | $216,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,497 | $215,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,331 | $215,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,800 | $215,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 16,882 | $215,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,367 | $215,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 7,703 | $214,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 7,400 | $214,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 213,000 | $214,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 11,458 | $214,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 24,222 | $214,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 50,473 | $213,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,600 | $213,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 6,410 | $212,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,607 | $212,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,337 | $212,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 16,749 | $212,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,481 | $212,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 9,539 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,488 | $211,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 6,961 | $211,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 857 | $210,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,560 | $210,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,295 | $210,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 7,045 | $210,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 11,953 | $210,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,669 | $210,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 11,277 | $209,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 11,990 | $208,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,729 | $208,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,542 | $208,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 19,343 | $208,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 13,249 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,696 | $207,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,370 | $207,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,552 | $207,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 15,051 | $207,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 7,322 | $207,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,244 | $206,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,035 | $206,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,885 | $206,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 13,558 | $206,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 36,479 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,297 | $206,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 83,965 | $206,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,249 | $205,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,041 | $205,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,219 | $205,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 35,286 | $205,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 2,346 | $205,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AH1 | NOTE 3.125% 3/1 | 3,410,000 | $205,000 | thousands by filing date | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,000 | $204,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 11,583 | $204,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 7,881 | $204,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 15,800 | $204,000 | thousands by filing date | put |
| ATMI INC | 00207R101 | COM | 6,000 | $204,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 4,491 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,601 | $203,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 27,273 | $203,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 20,794 | $203,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,492 | $202,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,277 | $202,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 13,061 | $202,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 15,756 | $202,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 25,057 | $202,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,118 | $201,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 39,946 | $201,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 75,000 | $201,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 1,785 | $200,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 20,845 | $200,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 13,919 | $200,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,615 | $200,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 6,254 | $200,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 13,221 | $199,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,027 | $198,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 5,853 | $198,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 114,432 | $198,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 17,340 | $198,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 5,232 | $198,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,662 | $197,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 11,483 | $197,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,381 | $196,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 16,262 | $196,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,900 | $196,000 | thousands by filing date | call |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 3,137 | $196,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,821 | $196,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,074 | $195,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 19,187 | $195,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 16,157 | $195,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,499 | $195,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,985 | $195,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 4,323 | $195,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 30,221 | $194,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,000 | $194,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,808 | $194,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,195 | $194,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,556 | $194,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,266 | $194,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 6,551 | $194,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,631 | $194,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 15,915 | $194,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 5,359 | $194,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 9,830 | $193,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 16,733 | $193,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,831 | $193,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,570 | $193,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,356 | $193,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 40,947 | $193,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,095 | $192,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 6,249 | $192,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 7,098 | $192,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,621 | $192,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 25,688 | $192,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 9,972 | $191,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,394 | $191,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 9,746 | $191,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 7,094 | $191,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,826 | $191,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,828 | $191,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 6,754 | $191,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,184 | $190,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,112 | $190,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,202 | $190,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 9,754 | $190,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 2,960 | $190,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,291 | $189,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,747 | $189,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 15,074 | $189,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,526 | $189,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 7,284 | $189,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10,500 | $188,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,928 | $188,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 12,986 | $188,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,970 | $188,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,650 | $188,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 6,540 | $187,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,329 | $187,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 30,333 | $186,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,727 | $186,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 140,000 | $186,000 | thousands by filing date | principal |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 2,000 | $186,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 14,158 | $186,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,811 | $185,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 15,444 | $185,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 18,016 | $185,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 10,320 | $185,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,100 | $184,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 10,506 | $184,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 32,345 | $184,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,328 | $184,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 5,283 | $184,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,519 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,241 | $183,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,011 | $183,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 27,800 | $183,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 7,236 | $183,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 13,052 | $183,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 24,500 | $183,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 10,067 | $183,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 6,778 | $183,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 32,929 | $183,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,137 | $182,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,500 | $182,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 8,998 | $182,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 8,000 | $182,000 | thousands by filing date | call |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 91,906 | $182,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 121,000 | $182,000 | thousands by filing date | principal |
| GFI GROUP INC | 361652209 | COM | 51,149 | $181,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 5,875 | $181,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,519 | $180,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 498 | $180,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,021 | $180,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,122 | $180,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,325 | $180,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,027 | $179,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 9,462 | $179,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,434 | $179,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 129,500 | $179,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 6,908 | $179,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 5,644 | $179,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 13,746 | $179,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 22,744 | $178,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 19,581 | $178,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,397 | $178,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 8,859 | $178,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,050 | $178,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,972 | $178,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 12,602 | $178,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 22,600 | $178,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 28,163 | $178,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 59,000 | $178,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,400 | $177,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 9,302 | $177,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,400 | $177,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,370 | $177,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,406 | $177,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 2,682 | $177,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 6,961 | $177,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 6,450 | $177,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 24,830 | $177,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 70,949 | $177,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 9,053 | $177,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 6,776 | $176,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 2,698 | $176,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 40,400 | $176,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 22,392 | $176,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 10,760 | $176,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 103,751 | $176,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 171,000 | $176,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,549 | $175,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 22,873 | $175,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,556 | $175,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 6,028 | $175,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 4,029 | $175,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 17,194 | $175,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,228 | $174,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 4,762 | $174,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,069 | $174,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 13,470 | $174,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 20,117 | $174,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 96,647 | $174,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 40,140 | $174,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 39,222 | $174,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,377 | $173,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 88,500 | $173,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 4,389 | $173,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 23,169 | $173,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 90,800 | $173,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,858 | $172,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,109 | $172,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,921 | $172,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 13,815 | $172,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 9,134 | $172,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 144,800 | $172,000 | thousands by filing date | put |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 28,582 | $172,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 9,600 | $172,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 4,935 | $172,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 18,500 | $171,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 4,275 | $171,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 9,558 | $171,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,856 | $171,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,676 | $170,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,219 | $170,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000080 | this filing | 2014-05-15 | acceptance time not in the bulk data set |