13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,089 holding rows worth $97,828,919,000.
- Accession
- 0000831001-14-000080
- Filer
- CIK 831001
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,006 entries on the cover page, a total value of $97,828,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,828,919,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZYGO CORP | 989855101 | COM | 6,552 | $99,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $99,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,018 | $98,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,271 | $98,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 7,751 | $98,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 4,428 | $98,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 4,100 | $98,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 28,888 | $98,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 8,145 | $98,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 5,700 | $98,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 13,173 | $98,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 5,126 | $98,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 4,228 | $98,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 651 | $97,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 7,316 | $97,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,813 | $97,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,783 | $97,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,123 | $97,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 4,225 | $97,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 11,651 | $97,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,000 | $97,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 809 | $97,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 11,742 | $97,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 30,000 | $97,000 | thousands by filing date | principal |
| PROCERA NETWORKS INC | 74269U203 | COM | 9,279 | $97,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 24,800 | $97,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 7,492 | $96,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 6,707 | $96,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,100 | $96,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,806 | $96,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,302 | $96,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 74,560 | $96,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 7,500 | $96,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 7,835 | $96,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 4,213 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,250 | $95,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 67,000 | $95,000 | thousands by filing date | principal |
| PACER INTL INC TENN | 69373H106 | COM | 10,655 | $95,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,100 | $95,000 | thousands by filing date | call |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 7,949 | $95,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 4,670 | $95,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,385 | $94,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,000 | $94,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,238 | $94,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 6,869 | $94,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 5,493 | $94,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 1,577 | $94,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 90,000 | $94,000 | thousands by filing date | principal |
| MITCHAM INDS INC COM | 606501104 | COM | 6,685 | $94,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 4,391 | $94,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 20,445 | $94,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,466 | $94,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 2,603 | $94,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 926 | $94,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,854 | $93,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 9,316 | $93,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 6,700 | $93,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,301 | $93,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,405 | $93,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 870 | $93,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 9,318 | $93,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 5,374 | $92,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,537 | $92,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 23,833 | $92,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,630 | $92,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,358 | $92,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $92,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 33,510 | $92,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 89,000 | $92,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 16,187 | $91,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 8,603 | $91,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,129 | $91,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 20,927 | $91,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 2,731 | $91,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 4,550 | $91,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 31,867 | $91,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 3,799 | $91,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 6,305 | $91,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 3,509 | $91,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 12,161 | $91,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 5,019 | $91,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 4,760 | $91,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,472 | $90,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,017 | $90,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 4,340 | $90,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 7,495 | $90,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,557 | $90,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,363 | $90,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,320 | $90,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,741 | $90,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,455 | $90,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 5,438 | $90,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 7,170 | $90,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 3,999 | $90,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 5,620 | $90,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,325 | $89,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,175 | $89,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 5,003 | $89,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,729 | $89,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,066 | $88,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 2,286 | $88,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,701 | $88,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 2,000 | $88,000 | thousands by filing date | put |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,283 | $88,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 17,144 | $88,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 4,899 | $88,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,753 | $87,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 3,448 | $87,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 2,935 | $87,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,886 | $87,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 4,051 | $87,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 4,803 | $87,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,617 | $87,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 8,609 | $86,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 2,099 | $86,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,435 | $86,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,766 | $86,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,663 | $86,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,731 | $86,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 72,000 | $86,000 | thousands by filing date | principal |
| BAZAARVOICE INC | 073271108 | COM | 11,709 | $86,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 20,952 | $86,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 17,939 | $86,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 4,308 | $86,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,292 | $86,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,500 | $85,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 1,906 | $85,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,007 | $85,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,273 | $85,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 4,100 | $85,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 8,743 | $85,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 8,175 | $85,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 9,255 | $85,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,076 | $84,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 3,307 | $84,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,452 | $84,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,787 | $84,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,472 | $84,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 2,503 | $84,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 21,381 | $84,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 11,385 | $84,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,612 | $83,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,712 | $83,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 11,632 | $83,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 8,284 | $83,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 2,900 | $83,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 8,135 | $83,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 6,750 | $83,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,800 | $82,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 3,326 | $82,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 6,790 | $82,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,256 | $82,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,260 | $82,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,628 | $82,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,487 | $82,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,962 | $82,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 4,640 | $82,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 16,911 | $82,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 9,873 | $82,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 6,677 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 2,195 | $82,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,153 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,697 | $81,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 5,083 | $81,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,200 | $81,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 69 | $81,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 13,654 | $81,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 7,212 | $81,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 959 | $81,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 8,188 | $81,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 3,167 | $81,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,489 | $81,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,300 | $81,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 6,079 | $81,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 5,968 | $81,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 5,234 | $81,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 12,214 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,656 | $81,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 22,233 | $81,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,677 | $80,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,191 | $80,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,439 | $80,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,910 | $80,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 3,200 | $80,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,774 | $80,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,970 | $80,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,875 | $80,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 6,301 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,100 | $79,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,907 | $79,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 798 | $79,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 4,010 | $79,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 594 | $79,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,000 | $79,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,396 | $79,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,209 | $78,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,310 | $78,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,027 | $78,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,996 | $78,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 12,706 | $78,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 8,196 | $78,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,396 | $78,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,605 | $78,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,966 | $77,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 16,033 | $77,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 5,702 | $77,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,763 | $77,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 10,234 | $77,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,906 | $77,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 12,849 | $77,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 76,000 | $77,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,466 | $76,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,305 | $76,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 23,832 | $76,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 6,692 | $76,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 4,945 | $76,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 8,771 | $76,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,259 | $75,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,337 | $75,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 3,401 | $75,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,261 | $75,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 40,075 | $75,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 16,420 | $75,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 3,799 | $75,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 4,445 | $75,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 10,806 | $75,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 6,584 | $74,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,153 | $74,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,454 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 924 | $74,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 3,116 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 3,250 | $74,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 21,432 | $74,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 5,265 | $74,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 2,481 | $74,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 9,122 | $73,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,553 | $73,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,397 | $73,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3,279 | $73,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,355 | $73,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 17,864 | $73,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 73,000 | $73,000 | thousands by filing date | principal |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,147 | $73,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,892 | $73,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 2,060 | $72,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,600 | $72,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 876 | $72,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,814 | $72,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,090 | $72,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 68,000 | $72,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 51,000 | $72,000 | thousands by filing date | principal |
| Galena Biopharma Inc | 363256108 | COM | 28,516 | $72,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 65,000 | $72,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,211 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,111 | $71,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,079 | $71,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,296 | $71,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 7,095 | $71,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 3,615 | $71,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 3,961 | $71,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 3,025 | $71,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,721 | $71,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 5,938 | $71,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 7,360 | $70,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 2,804 | $70,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,516 | $70,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 5,644 | $70,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,457 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,469 | $70,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 2,371 | $70,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 41,000 | $70,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,537 | $70,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 4,388 | $70,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 2,738 | $70,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,785 | $69,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,278 | $69,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,006 | $69,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,345 | $69,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 4,195 | $69,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 3,811 | $69,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 40,250 | $69,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 65,000 | $69,000 | thousands by filing date | principal |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,464 | $69,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 20,440 | $69,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 4,173 | $69,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,014 | $69,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 14,557 | $69,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 2,000 | $69,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,077 | $68,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,714 | $68,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 35,600 | $68,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 2,600 | $68,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 24,360 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,678 | $67,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,584 | $67,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,060 | $67,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,911 | $67,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 2,765 | $67,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 8,050 | $67,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 36,156 | $67,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 4,030 | $66,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,300 | $66,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 6,878 | $66,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,195 | $66,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,738 | $66,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 8,240 | $66,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 8,700 | $66,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 30,475 | $66,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 4,563 | $66,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 14,948 | $66,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 3,897 | $66,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 18,000 | $65,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,861 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,896 | $65,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 6,957 | $65,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,550 | $65,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 9,438 | $65,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 8,160 | $65,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 11,312 | $65,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 5,627 | $65,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 2,975 | $65,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,577 | $65,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 9,785 | $65,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,559 | $65,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 17,300 | $65,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 4,496 | $65,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,347 | $65,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 3,414 | $65,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 9,400 | $64,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 6,400 | $64,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,058 | $64,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,022 | $64,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,600 | $64,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 6,172 | $64,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 2,601 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,112 | $64,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,747 | $64,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 52,000 | $64,000 | thousands by filing date | principal |
| BALTIC TRADING LTD | Y0553W103 | COM | 10,108 | $64,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 4,321 | $64,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,635 | $63,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 4,374 | $63,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 3,314 | $63,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,276 | $63,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 2,142 | $63,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 4,536 | $63,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 5,000 | $63,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,260 | $62,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 8,890 | $62,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 3,416 | $62,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,134 | $62,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,047 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,306 | $62,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 2,374 | $62,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 6,387 | $62,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,556 | $62,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 4,600 | $62,000 | thousands by filing date | call |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 3,182 | $62,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 682 | $61,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 2,280 | $61,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 3,348 | $61,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 2,645 | $61,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 3,726 | $61,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 464 | $61,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 5,910 | $61,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 5,538 | $61,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,954 | $61,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,875 | $61,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,493 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,196 | $60,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 795 | $60,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,020 | $60,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,893 | $60,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,300 | $60,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 2,539 | $60,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 6,078 | $60,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 6,881 | $60,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 435 | $60,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,085 | $60,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 3,102 | $60,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 4,616 | $60,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 5,656 | $60,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,300 | $59,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,164 | $59,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,579 | $59,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,891 | $59,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,606 | $59,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 39,366 | $59,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 14,900 | $59,000 | thousands by filing date | call |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,351 | $59,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 8,769 | $59,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 2,826 | $59,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,910 | $59,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 17,500 | $59,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,517 | $58,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,796 | $58,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 4,463 | $58,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,591 | $58,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,739 | $57,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,985 | $57,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,303 | $57,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,858 | $57,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,808 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,208 | $57,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,000 | $57,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,255 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,840 | $57,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 10,000 | $57,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,655 | $57,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 29,863 | $57,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 3,119 | $57,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,295 | $57,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,861 | $56,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,035 | $56,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,939 | $56,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 5,500 | $56,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 34,984 | $56,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,527 | $56,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 30,861 | $56,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 7,692 | $56,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 20,609 | $56,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 4,084 | $56,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 3,723 | $56,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 14,886 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,243 | $56,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 2,555 | $55,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,291 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,047 | $55,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,200 | $55,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 1,819 | $55,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 3,879 | $55,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,001 | $55,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 5,442 | $55,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 19,639 | $55,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 55,000 | $55,000 | thousands by filing date | principal |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 3,961 | $55,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 4,068 | $55,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 3,120 | $55,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 3,155 | $55,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,190 | $55,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 58,000 | $55,000 | thousands by filing date | principal |
| WIX COM LTD SHS | M98068105 | Stock | 2,365 | $54,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,086 | $54,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,129 | $54,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,737 | $54,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 8,885 | $54,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 71,391 | $54,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 5,046 | $54,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,130 | $53,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,500 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,520 | $53,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,000 | $53,000 | thousands by filing date | call |
| ANADIGICS INC | 032515108 | COM | 31,373 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,920 | $53,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,181 | $53,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 2,537 | $53,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 2,075 | $53,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,515 | $53,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 17,400 | $53,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,450 | $53,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 5,818 | $52,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 3,628 | $52,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 3,894 | $52,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,556 | $52,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,025 | $52,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 71,000 | $52,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 17,117 | $52,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 11,000 | $52,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,593 | $52,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,453 | $52,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 765 | $51,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,500 | $51,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 3,947 | $51,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 6,926 | $51,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,840 | $51,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 4,068 | $51,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 29,200 | $51,000 | thousands by filing date | call |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,366 | $51,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 3,000 | $51,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 3,932 | $51,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 12,957 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 950 | $50,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,000 | $50,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,600 | $50,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 4,606 | $50,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,550 | $50,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,588 | $50,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 2,766 | $50,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 5,587 | $50,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,945 | $50,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 2,198 | $50,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 5,838 | $50,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 23,969 | $50,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 3,708 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,834 | $50,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 965 | $50,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,216 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,176 | $49,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,299 | $49,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 6,927 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000080 | this filing | 2014-05-15 | acceptance time not in the bulk data set |