13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,089 holding rows worth $97,828,919,000.
- Accession
- 0000831001-14-000080
- Filer
- CIK 831001
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,006 entries on the cover page, a total value of $97,828,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,828,919,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,685 | $169,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 148 | $169,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,890 | $169,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 13,565 | $169,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 12,960 | $169,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,646 | $168,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,908 | $168,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 50,000 | $168,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 18,100 | $167,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 2,961 | $167,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,681 | $167,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 28,979 | $167,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 10,144 | $167,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,416 | $167,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 3,352 | $166,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 19,784 | $166,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 12,450 | $166,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 7,022 | $165,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,326 | $165,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 24,836 | $165,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,338 | $165,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,338 | $165,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 2,145 | $165,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 16,662 | $165,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 5,599 | $165,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,000 | $164,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 15,280 | $164,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,467 | $164,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,099 | $164,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 13,825 | $164,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 3,439 | $164,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 9,721 | $164,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,100 | $163,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,802 | $163,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,970 | $163,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,313 | $163,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 4,795 | $163,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,632 | $162,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 11,396 | $162,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 7,018 | $162,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,682 | $162,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,638 | $162,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,699 | $162,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,950 | $162,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 12,265 | $162,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 68,000 | $162,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 6,272 | $162,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 14,251 | $161,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 1,644 | $161,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,420 | $161,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 7,919 | $161,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 6,082 | $161,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 58,918 | $160,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 5,895 | $160,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,344 | $160,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,757 | $160,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 4,743 | $160,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,568 | $160,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 37,608 | $160,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 76,135 | $159,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,500 | $159,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 14,621 | $159,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 5,862 | $159,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 3,484 | $159,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,522 | $159,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 130,499 | $159,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 8,490 | $159,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 23,036 | $159,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 24,604 | $158,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,126 | $158,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,485 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 6,526 | $158,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,837 | $158,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 7,255 | $158,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 17,487 | $158,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 21,782 | $158,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 9,996 | $158,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,436 | $158,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 4,491 | $158,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 30,710 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 4,614 | $157,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 8,548 | $157,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,064 | $157,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 8,938 | $157,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 5,000 | $156,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,821 | $156,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,338 | $156,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,248 | $155,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 8,246 | $155,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,282 | $155,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,000 | $155,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,786 | $155,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 18,590 | $155,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,791 | $155,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 8,138 | $154,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 18,340 | $154,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 9,979 | $154,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,269 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,102 | $153,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,582 | $153,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,427 | $153,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,033 | $153,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 4,272 | $153,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 5,476 | $153,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 4,450 | $153,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,772 | $152,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,653 | $152,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,725 | $152,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,049 | $152,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,887 | $152,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,919 | $152,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,080 | $152,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 15,382 | $152,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 8,125 | $152,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,086 | $151,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,185 | $151,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 4,373 | $151,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,052 | $151,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 8,833 | $151,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 13,319 | $151,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,842 | $150,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,781 | $150,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 15,212 | $150,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 6,183 | $150,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,755 | $149,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 12,731 | $149,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,766 | $149,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 5,236 | $149,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 61,437 | $149,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 2,509 | $148,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,581 | $148,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 7,114 | $148,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 15,993 | $148,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 26,032 | $147,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 4,335 | $147,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,518 | $146,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,804 | $146,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,600 | $146,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 6,653 | $146,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,047 | $146,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 16,431 | $146,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 14,547 | $146,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,595 | $145,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,160 | $145,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 15,892 | $145,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,272 | $145,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 5,944 | $145,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,397 | $145,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,590 | $145,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,550 | $144,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,379 | $144,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 6,547 | $144,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 9,594 | $144,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 3,135 | $144,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 7,555 | $144,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,863 | $143,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,515 | $143,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 6,190 | $143,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 4,346 | $143,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 14,080 | $143,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 5,681 | $143,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 2,590 | $143,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,995 | $142,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,449 | $142,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 4,844 | $142,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 7,103 | $142,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,417 | $141,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 4,025 | $141,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,823 | $141,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 11,444 | $141,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,973 | $141,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 3,813 | $141,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 9,202 | $141,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 5,337 | $141,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 6,957 | $140,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,588 | $140,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 13,710 | $140,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 6,470 | $140,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,305 | $140,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 16,228 | $140,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 6,343 | $140,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,296 | $139,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,423 | $139,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,250 | $139,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 121 | $138,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 9,445 | $138,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,845 | $138,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 3,595 | $138,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 5,703 | $138,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 121,000 | $138,000 | thousands by filing date | principal |
| VOCUS INC | 92858J108 | COM | 10,396 | $138,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 11,915 | $138,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 22,590 | $138,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,928 | $137,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,256 | $137,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,595 | $137,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,689 | $137,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,504 | $137,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,215 | $137,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 5,599 | $137,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,469 | $136,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 24,967 | $136,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,921 | $136,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,986 | $136,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 4,777 | $136,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 19,226 | $136,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 103,031 | $136,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 9,410 | $136,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,280 | $135,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 4,640 | $135,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,148 | $135,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 8,848 | $135,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,536 | $135,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 11,721 | $135,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,131 | $135,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,169 | $134,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,945 | $134,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,844 | $134,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 36,538 | $134,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 4,247 | $134,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 20,391 | $134,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 11,125 | $134,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,853 | $133,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 3,710 | $133,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 27,871 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 9,164 | $133,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,557 | $133,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,708 | $133,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,213 | $133,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 15,615 | $133,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 15,364 | $133,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 116,000 | $133,000 | thousands by filing date | principal |
| NETGEAR INC | 64111Q104 | COM | 3,944 | $132,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,074 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,719 | $132,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,144 | $132,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,228 | $132,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 429 | $132,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 7,327 | $131,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 28,600 | $131,000 | thousands by filing date | call |
| BLOUNT INTL INC NEW | 095180105 | COM | 10,931 | $131,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 5,204 | $131,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 7,406 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,189 | $130,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 13,539 | $130,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,030 | $130,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 5,004 | $130,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 5,700 | $130,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,071 | $129,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 10,552 | $129,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 10,753 | $129,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 9,582 | $129,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 8,088 | $129,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,823 | $129,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 10,093 | $129,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 9,291 | $128,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 10,030 | $128,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 29,072 | $128,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,800 | $127,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 7,335 | $127,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,236 | $127,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,393 | $127,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,962 | $127,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,400 | $127,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 11,853 | $127,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 53,360 | $127,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,502 | $127,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,408 | $126,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 5,970 | $126,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 4,837 | $126,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 6,323 | $126,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 4,285 | $126,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 9,368 | $125,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,370 | $125,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,061 | $125,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 4,703 | $125,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 4,940 | $125,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 4,177 | $125,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 41,810 | $125,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,461 | $125,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 5,932 | $125,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,031 | $124,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 9,884 | $124,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,305 | $124,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 6,279 | $124,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,755 | $124,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,066 | $123,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 6,078 | $123,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 6,948 | $123,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 12,193 | $123,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 8,139 | $123,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 8,994 | $123,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 57,843 | $123,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 3,167 | $122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,598 | $122,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 10,214 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,564 | $122,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,515 | $122,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,203 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,287 | $122,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,311 | $122,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 22,367 | $122,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 9,600 | $122,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 37,136 | $122,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,951 | $122,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 8,603 | $122,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 9,214 | $122,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,000 | $122,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 6,713 | $121,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,225 | $121,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 6,462 | $121,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 9,907 | $121,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 5,336 | $121,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 8,197 | $121,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 28,987 | $121,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 3,075 | $121,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,944 | $121,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 8,296 | $121,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 8,707 | $121,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,819 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 887 | $120,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 7,626 | $120,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 21,539 | $120,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,280 | $120,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 7,466 | $120,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 9,366 | $120,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,268 | $120,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 9,400 | $120,000 | thousands by filing date | call |
| COMVERSE INC | 20585P105 | COM | 3,456 | $120,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,500 | $120,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 16,317 | $120,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 5,913 | $120,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,000 | $119,000 | thousands by filing date | put |
| GOLUB CAP BDC INC | 38173M102 | COM | 6,690 | $119,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,539 | $119,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 6,751 | $119,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 5,569 | $119,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,146 | $118,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,418 | $118,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,860 | $118,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,467 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,554 | $118,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,907 | $118,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 72,000 | $118,000 | thousands by filing date | principal |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 913 | $118,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 15,489 | $118,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 505 | $117,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,772 | $117,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 3,476 | $117,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 6,100 | $117,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 29,448 | $117,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 39,209 | $117,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 8,486 | $116,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,959 | $116,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,426 | $116,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,201 | $116,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,950 | $116,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,247 | $116,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 10,810 | $116,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 86,000 | $116,000 | thousands by filing date | principal |
| ROYCE VALUE TRUST | 780910105 | COM | 7,289 | $115,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 7,900 | $115,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 3,426 | $115,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 8,928 | $115,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,982 | $115,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,043 | $115,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 104,000 | $115,000 | thousands by filing date | principal |
| URS CORP NEW | 903236107 | COM | 2,443 | $115,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 3,468 | $115,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 11,653 | $115,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 1,907 | $115,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,392 | $115,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 8,523 | $114,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 9,854 | $114,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 22,176 | $114,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 14,444 | $114,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,428 | $114,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 16,277 | $114,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 5,107 | $113,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,554 | $113,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 15,715 | $113,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,616 | $113,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,181 | $113,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,989 | $113,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 4,389 | $112,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,542 | $112,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 18,868 | $112,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 52,401 | $112,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,129 | $112,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 42,600 | $112,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,193 | $112,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,035 | $112,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 7,076 | $112,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 7,493 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 882 | $111,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,694 | $111,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,107 | $111,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,814 | $111,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 14,792 | $111,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 4,878 | $111,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,108 | $111,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 5,649 | $111,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,740 | $110,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 4,780 | $110,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 6,314 | $110,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,826 | $110,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,000 | $110,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 2,238 | $110,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 53,300 | $110,000 | thousands by filing date | put |
| DYNAMIC MATLS CORP | 267888105 | COM | 5,742 | $110,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 24,700 | $109,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 4,022 | $109,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 8,689 | $109,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 50,000 | $109,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 11,055 | $109,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 8,500 | $109,000 | thousands by filing date | put |
| EXCEL TR INC | 30068C109 | COM | 8,544 | $109,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,156 | $108,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,023 | $108,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 8,681 | $108,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 78,300 | $108,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 5,675 | $107,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,376 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,401 | $107,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4,148 | $107,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 8,038 | $107,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 8,181 | $107,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,492 | $107,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,249 | $107,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 43,200 | $107,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 15,518 | $107,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 75,000 | $107,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 3,638 | $106,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 4,711 | $106,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,691 | $106,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,067 | $106,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 14,108 | $106,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 28,501 | $106,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 6,000 | $106,000 | thousands by filing date | put |
| BNC Bancorp | 05566T101 | Com | 6,098 | $106,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 20,130 | $106,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,494 | $105,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 2,292 | $105,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 20,301 | $105,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 19,040 | $105,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,612 | $105,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 5,000 | $105,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 6,057 | $105,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,303 | $104,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,914 | $104,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 9,286 | $104,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,916 | $104,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 4,656 | $103,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,479 | $103,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,896 | $103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,090 | $103,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,520 | $103,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 6,639 | $103,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,121 | $103,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 8,039 | $103,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,368 | $103,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,944 | $102,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,791 | $102,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,457 | $102,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5,536 | $102,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,765 | $102,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,043 | $102,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,906 | $102,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 9,473 | $102,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 23,595 | $102,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 34,056 | $102,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 67,960 | $102,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 7,932 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,600 | $102,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 2,030 | $102,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,760 | $101,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 15,124 | $101,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,135 | $101,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 101,000 | $101,000 | thousands by filing date | principal |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,178 | $101,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 16,896 | $101,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 7,557 | $100,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,586 | $100,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 5,602 | $100,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,028 | $100,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 98,000 | $100,000 | thousands by filing date | principal |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 7,023 | $100,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 132,800 | $100,000 | thousands by filing date | call |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 5,956 | $100,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 9,281 | $100,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 14,047 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 5,338 | $100,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 2,969 | $100,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,139 | $99,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 7,697 | $99,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,438 | $99,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 7,583 | $99,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 5,001 | $99,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 10,342 | $99,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 7,016 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000080 | this filing | 2014-05-15 | acceptance time not in the bulk data set |