13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,094 holding rows worth $347,494,831,000.
- Accession
- 0000769993-19-000460
- Filer
- CIK 886982
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 9,871 entries on the cover page, a total value of $347,494,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,494,831,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 78,772 | $2,115,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 23,284 | $2,114,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 75,000 | $2,110,000 | thousands by filing date | call |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 70,922 | $2,110,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 117,350 | $2,109,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 50,200 | $2,103,000 | thousands by filing date | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 68,206 | $2,103,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 83,200 | $2,098,000 | thousands by filing date | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 60,400 | $2,095,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 549,450 | $2,093,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 86,913 | $2,091,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 92,677 | $2,090,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 268,118 | $2,089,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 136,308 | $2,087,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 202,242 | $2,087,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 114,376 | $2,085,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 70,740 | $2,083,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 35,490 | $2,082,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 8,900 | $2,081,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 13,200 | $2,080,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 199,658 | $2,080,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 221,625 | $2,079,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 37,100 | $2,078,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 105,468 | $2,076,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 126,252 | $2,076,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 12,791 | $2,074,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 159,668 | $2,074,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 57,647 | $2,072,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 42,043 | $2,068,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 56,000 | $2,067,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 100,000 | $2,063,000 | thousands by filing date | call |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 30,300 | $2,062,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 224,042 | $2,061,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 172,354 | $2,060,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 104,022 | $2,059,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 181,380 | $2,053,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 144,295 | $2,052,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 276,125 | $2,049,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 48,130 | $2,046,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 98,823 | $2,040,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 65,868 | $2,040,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 43,626 | $2,038,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 51,410 | $2,029,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 47,190 | $2,026,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,800 | $2,025,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 92,851 | $2,024,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 269,199 | $2,022,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 627,596 | $2,021,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 12,825 | $2,020,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 81,433 | $2,020,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 17,517 | $2,017,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15,400 | $2,017,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 45,457 | $2,016,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 67,285 | $2,014,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 7,836 | $2,014,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,527 | $2,013,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 75,800 | $2,010,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 219,868 | $2,005,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 15,608 | $2,003,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 63,955 | $2,001,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 46,316 | $2,001,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 61,813 | $2,001,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 35,323 | $1,999,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 32,075 | $1,999,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 61,341 | $1,997,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,500,000 | $1,995,000 | thousands by filing date | principal |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 96,058 | $1,994,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 117,497 | $1,994,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,925 | $1,993,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 30,000 | $1,989,000 | thousands by filing date | put |
| ICHOR HOLDINGS | G4740B105 | SHS | 83,632 | $1,977,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 163,100 | $1,975,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 44,685 | $1,969,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 401,112 | $1,969,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 123,984 | $1,965,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,900 | $1,964,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 373,790 | $1,959,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,958,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 29,300 | $1,948,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 412,693 | $1,944,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 22,500 | $1,938,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 30,900 | $1,934,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 50,000 | $1,932,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 35,300 | $1,930,000 | thousands by filing date | call |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 57,728 | $1,926,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 74,175 | $1,925,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 89,544 | $1,925,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 29,096 | $1,924,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,631,000 | $1,921,000 | thousands by filing date | principal |
| MGC | 921910873 | COM | 18,919 | $1,916,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 47,496 | $1,914,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,700 | $1,914,000 | thousands by filing date | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 25,601 | $1,909,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 292,532 | $1,902,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 203,537 | $1,895,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 301,210 | $1,895,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 69,326 | $1,893,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 52,200 | $1,882,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,642 | $1,880,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 166,373 | $1,880,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 34,995 | $1,868,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 151,406 | $1,862,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 16,300 | $1,850,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 357,485 | $1,848,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 39,154 | $1,841,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 88,269 | $1,838,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 117,277 | $1,837,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 137,391 | $1,826,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25,467 | $1,820,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 36,456 | $1,820,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 132,004 | $1,817,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 47,861 | $1,814,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 120,007 | $1,812,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 199,715 | $1,809,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 364,966 | $1,806,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 40,217 | $1,805,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 63,588 | $1,800,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 94,786 | $1,800,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 24,645 | $1,793,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 32,600 | $1,787,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 27,065 | $1,783,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 162,121 | $1,780,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 36,711 | $1,779,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 30,600 | $1,778,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 93,822 | $1,776,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 802,866 | $1,774,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,080 | $1,774,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 500,000 | $1,770,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 112,478 | $1,769,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 18,276 | $1,768,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 40,000 | $1,758,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 359,213 | $1,757,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 92,793 | $1,746,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 51,138 | $1,742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 26,705 | $1,736,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 38,298 | $1,726,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 57,800 | $1,724,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,188,515 | $1,723,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 49,754 | $1,717,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 132,230 | $1,716,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,001,230 | $1,714,000 | thousands by filing date | principal |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 465,809 | $1,710,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 115,294 | $1,710,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 912,306 | $1,706,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 29,147 | $1,706,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 39,205 | $1,703,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 50,045 | $1,701,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 130,551 | $1,698,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 83,012 | $1,695,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 153,164 | $1,693,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 686,844 | $1,690,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 53,413 | $1,685,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 105,081 | $1,683,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 146,368 | $1,683,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 374,374 | $1,677,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 32,219 | $1,674,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 33,900 | $1,673,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 123,932 | $1,672,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 46,202 | $1,670,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 7,784 | $1,667,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 300,117 | $1,666,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 47,976 | $1,664,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 74,256 | $1,651,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 134,810 | $1,651,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 83,571 | $1,638,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 95,986 | $1,635,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 53,149 | $1,635,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 227,154 | $1,628,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 66,627 | $1,627,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 204,531 | $1,626,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 25,000 | $1,621,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 490,527 | $1,619,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 47,500 | $1,613,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 49,041 | $1,605,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 30,500 | $1,604,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 130,124 | $1,603,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 32,000 | $1,597,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 31,749 | $1,596,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 160,284 | $1,593,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15,123 | $1,592,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 108,628 | $1,592,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,000 | $1,582,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 53,648 | $1,580,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 502,797 | $1,579,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 54,069 | $1,576,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 53,634 | $1,565,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 150,000 | $1,564,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 53,500 | $1,555,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 105,688 | $1,554,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 135,881 | $1,551,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 594,258 | $1,551,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 20,000 | $1,545,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 102,538 | $1,542,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 33,200 | $1,540,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 50,074 | $1,539,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 150,000 | $1,539,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 31,417 | $1,536,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 160,293 | $1,534,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 150,000 | $1,533,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 365,531 | $1,532,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 76,470 | $1,531,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 32,010 | $1,530,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 150,000 | $1,529,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 80,899 | $1,528,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 132,249 | $1,528,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 150,000 | $1,526,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 39,383 | $1,523,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 200,000 | $1,522,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 85,100 | $1,522,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 150,000 | $1,522,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16,325 | $1,521,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 45,910 | $1,521,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 88,696 | $1,521,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 150,000 | $1,521,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 150,000 | $1,520,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,929 | $1,518,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 87,953 | $1,516,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 38,715 | $1,515,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 251,084 | $1,514,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 58,460 | $1,513,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 50,753 | $1,508,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 150,000 | $1,508,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 150,000 | $1,506,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 150,000 | $1,506,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 150,000 | $1,506,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 224,900 | $1,505,000 | thousands by filing date | call |
| ALLEGRO MERGER CORP | 01749N103 | COM | 150,000 | $1,503,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 150,000 | $1,502,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 150,000 | $1,500,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 52,260 | $1,493,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 32,412 | $1,492,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 150,000 | $1,492,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 57,977 | $1,489,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 50,000 | $1,485,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 23,400 | $1,483,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 12,550 | $1,480,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 24,003 | $1,473,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 454,809 | $1,469,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 151,980 | $1,468,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 36,126 | $1,459,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 19,120 | $1,458,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,600 | $1,456,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,600 | $1,456,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 67,000 | $1,455,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 74,582 | $1,454,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 26,674 | $1,453,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 94,007 | $1,451,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 48,970 | $1,450,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,179,000 | $1,448,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 151,020 | $1,444,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 544,766 | $1,443,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,849 | $1,436,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 43,529 | $1,434,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 7,000 | $1,431,000 | thousands by filing date | put |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 43,980 | $1,431,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 369,716 | $1,431,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 193,960 | $1,430,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 80,000 | $1,426,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 80,000 | $1,426,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,339 | $1,422,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 275,386 | $1,421,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,500,000 | $1,421,000 | thousands by filing date | principal |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 140,000 | $1,421,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 81,944 | $1,416,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 101,211 | $1,416,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 88,400 | $1,413,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 63,190 | $1,407,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 1,544,164 | $1,405,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 42,240 | $1,403,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 61,800 | $1,397,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,332 | $1,391,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 29,906 | $1,388,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 44,300 | $1,387,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 197,900 | $1,387,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 12,898 | $1,386,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 55,751 | $1,383,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 43,595 | $1,381,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 22,428 | $1,379,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 27,187 | $1,378,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 52,044 | $1,374,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 75,688 | $1,370,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 82,484 | $1,370,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 25,515 | $1,362,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 46,000 | $1,361,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 9,500 | $1,360,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 40,017 | $1,360,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 30,000 | $1,358,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 26,656 | $1,357,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 64,743 | $1,355,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 50,926 | $1,355,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,285 | $1,350,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 69,094 | $1,344,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 18,606 | $1,343,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 40,000 | $1,342,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 26,653 | $1,339,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 12,900 | $1,337,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 28,571 | $1,334,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 22,316 | $1,332,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 22,900 | $1,331,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 51,055 | $1,330,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 236,220 | $1,327,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 676,579 | $1,326,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 20,000 | $1,325,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 129,668 | $1,323,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,407,000 | $1,323,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 25,435 | $1,323,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 96,608 | $1,320,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 304,712 | $1,316,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,200 | $1,314,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,702 | $1,313,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 23,523 | $1,313,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 19,577 | $1,308,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,994 | $1,307,000 | thousands by filing date | put |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 130,583 | $1,305,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 22,453 | $1,296,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 62,863 | $1,290,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,500 | $1,289,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 3,500 | $1,289,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 7,165 | $1,285,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 62,622 | $1,279,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 87,100 | $1,275,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 177,874 | $1,272,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 487,882 | $1,268,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 140,921 | $1,267,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 43,756 | $1,266,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 14,242 | $1,265,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 62,726 | $1,263,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 142,033 | $1,263,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 59,198 | $1,263,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 257,245 | $1,263,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 125,000 | $1,262,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 22,500 | $1,261,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 25,057 | $1,261,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 11,100 | $1,261,000 | thousands by filing date | put |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 13,750 | $1,260,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 30,500 | $1,259,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 74,914 | $1,257,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 26,966 | $1,256,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 23,797 | $1,255,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 24,964 | $1,254,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 50,433 | $1,253,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 25,439 | $1,253,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 204,005 | $1,252,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 62,337 | $1,249,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 35,865 | $1,248,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 47,600 | $1,247,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 43,619 | $1,245,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $1,245,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 75,000 | $1,245,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 205,097 | $1,243,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 39,523 | $1,241,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 94,271 | $1,240,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 26,500 | $1,238,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 76,153 | $1,238,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 23,986 | $1,238,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 16,000 | $1,236,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 64,994 | $1,236,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 767,184 | $1,235,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 254,946 | $1,234,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 38,370 | $1,234,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 118,735 | $1,231,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 55,844 | $1,229,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 66,134 | $1,226,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 96,463 | $1,224,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 39,222 | $1,218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 39,164 | $1,216,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 70,587 | $1,213,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 17,906 | $1,210,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 28,560 | $1,208,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 42,100 | $1,204,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 51,272 | $1,202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 38,006 | $1,200,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 274,913 | $1,199,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,322 | $1,198,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,665 | $1,197,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 51,979 | $1,195,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 35,260 | $1,191,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 14,007 | $1,190,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 27,033 | $1,189,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 124,247 | $1,188,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 48,420 | $1,185,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 52,143 | $1,184,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 296,076 | $1,184,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 138,551 | $1,183,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 48,400 | $1,181,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 147,318 | $1,180,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 118,407 | $1,179,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 55,443 | $1,177,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,000 | $1,176,000 | thousands by filing date | put |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 84,687 | $1,176,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 82,583 | $1,171,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 28,741 | $1,166,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 143,054 | $1,166,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 80,698 | $1,166,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 15,961 | $1,164,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 187,586 | $1,163,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 38,596 | $1,160,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 39,391 | $1,158,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 102,672 | $1,155,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 51,500 | $1,154,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 39,900 | $1,152,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 32,229 | $1,151,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 108,784 | $1,149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 18,780 | $1,144,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 672,633 | $1,144,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,750,346 | $1,141,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 96,900 | $1,140,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 12,000 | $1,136,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 89,500 | $1,135,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 24,160 | $1,135,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 13,280 | $1,134,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 183,389 | $1,132,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 153,399 | $1,132,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 43,640 | $1,129,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 64,506 | $1,129,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 141,003 | $1,128,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 22,633 | $1,126,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 62,602 | $1,126,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 20,000 | $1,125,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 149,225 | $1,124,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 334,208 | $1,123,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 546,889 | $1,121,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 112,036 | $1,120,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 99,079 | $1,120,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 183,312 | $1,116,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 13,696 | $1,115,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 58,164 | $1,114,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 9,299 | $1,113,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 50,000 | $1,110,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 9,500 | $1,109,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 69,581 | $1,098,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 34,953 | $1,096,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 109,173 | $1,094,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 146,908 | $1,093,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 26,886 | $1,091,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 31,114 | $1,091,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 362,322 | $1,087,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 92,409 | $1,086,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 66,397 | $1,085,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 30,668 | $1,084,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 13,004 | $1,082,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 271,134 | $1,082,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 32,623 | $1,082,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 195,254 | $1,081,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,124 | $1,080,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 174,244 | $1,080,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 315,539 | $1,079,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 567,410 | $1,078,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 336,676 | $1,077,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 25,484 | $1,075,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 22,164 | $1,075,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 10,791 | $1,073,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 102,660 | $1,073,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 53,400 | $1,073,000 | thousands by filing date | call |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 50,109 | $1,069,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 158,964 | $1,068,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 76,195 | $1,067,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 35,972 | $1,064,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 36,184 | $1,063,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 51,701 | $1,060,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 12,200 | $1,059,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 70,365 | $1,059,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 21,312 | $1,059,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 65,500 | $1,058,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 70,602 | $1,057,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 16,214 | $1,054,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,100 | $1,051,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 62,304 | $1,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 36,456 | $1,047,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 22,688 | $1,047,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 9,544 | $1,046,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 252 | $1,042,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 60,985 | $1,041,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 73,803 | $1,041,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 96,800 | $1,040,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,891 | $1,038,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 91,298 | $1,035,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 23,297 | $1,034,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 35,595 | $1,033,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 100,000 | $1,030,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 1,022,000 | $1,026,000 | thousands by filing date | principal |
| SCHD | 808524797 | COM | 19,279 | $1,023,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 113,349 | $1,023,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 40,099 | $1,022,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 100,573 | $1,022,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 16,163 | $1,021,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 76,065 | $1,017,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 161,087 | $1,015,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 73,731 | $1,015,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,309 | $1,013,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 30,000 | $1,011,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 47,733 | $1,008,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 73,507 | $1,008,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 140,752 | $1,007,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 100,000 | $1,007,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 14,613 | $1,006,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 47,754 | $1,003,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 50,090 | $998,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 9,169 | $998,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 63,553 | $997,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000460 | this filing | 2019-08-14 | acceptance time not in the bulk data set |