13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,094 holding rows worth $347,494,831,000.
- Accession
- 0000769993-19-000460
- Filer
- CIK 886982
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 9,871 entries on the cover page, a total value of $347,494,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,494,831,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERIOR INDS INTL INC | 868168105 | COM | 111,241 | $385,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,353 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 4,000 | $383,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 12,095 | $382,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 23,740 | $382,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,900 | $381,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 30,000 | $381,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 50,000 | $380,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 4,456 | $380,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 31,501 | $376,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 41,104 | $375,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 69,078 | $374,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 37,083 | $374,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 23,012 | $373,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 31,727 | $370,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 11,627 | $369,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 77,281 | $369,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 767,078 | $369,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 77,500 | $368,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,500 | $365,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 68,174 | $365,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 34,500 | $364,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 180,000 | $364,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,853 | $363,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 29,598 | $363,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 9,409 | $363,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 98,509 | $363,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 34,465 | $361,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 10,400 | $361,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 61,271 | $360,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 7,948 | $359,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 45,100 | $359,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 73,143 | $358,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 24,274 | $358,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 379,000 | $356,000 | thousands by filing date | principal |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 15,820 | $355,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 581,079 | $355,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 73,606 | $355,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 51,885 | $354,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,155 | $354,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 161,212 | $353,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 176,000 | $353,000 | thousands by filing date | principal |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,584 | $352,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 311,000 | $352,000 | thousands by filing date | principal |
| PICO HLDGS INC | 693366205 | COM NEW | 30,297 | $352,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 90,204 | $352,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 10,692 | $351,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 158,463 | $350,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 18,276 | $349,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 69,219 | $348,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 409,500 | $348,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 27,158 | $348,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 352,000 | $348,000 | thousands by filing date | principal |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 11,124 | $347,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 36,891 | $346,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 51,900 | $346,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,700 | $345,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 60,809 | $345,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 18,100 | $345,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 32,582 | $345,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 32,763 | $344,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 18,534 | $344,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 34,437 | $343,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 49,300 | $343,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 658,312 | $342,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,829 | $339,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 332,000 | $339,000 | thousands by filing date | principal |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 9,705 | $338,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 51,595 | $338,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 12,551 | $338,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 38,800 | $338,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 262,492 | $336,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 4,468 | $335,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 24,825 | $333,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 48,800 | $333,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 25,678 | $332,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $331,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 11,187 | $331,000 | thousands by filing date | put |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 8,184 | $330,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 63,300 | $329,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 51,777 | $329,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 8,006 | $328,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 114,093 | $327,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,000 | $326,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 10,860 | $326,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 379,279 | $326,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,670 | $325,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 20,200 | $324,000 | thousands by filing date | put |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 6,300 | $324,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 110,325 | $324,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 14,627 | $324,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 113,342 | $323,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 13,700 | $321,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 7,549 | $318,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 9,685 | $318,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 91,046 | $317,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 93,685 | $317,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 26,313 | $316,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 19,874 | $315,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 10,915 | $314,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 105,960 | $314,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,914 | $312,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 119,035 | $312,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 177,625 | $310,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 187,500 | $310,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,540 | $309,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 208,836 | $309,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 281,000 | $308,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 204,402 | $308,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 182,783 | $307,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,232 | $306,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 23,417 | $305,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 33,526 | $303,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 8,300 | $303,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,901 | $300,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 145,197 | $300,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 11,674 | $299,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 16,435 | $299,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 16,737 | $299,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 95,705 | $298,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 110,675 | $297,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 59,174 | $296,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $296,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 31,663 | $296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,934 | $295,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $295,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 127,276 | $294,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,884 | $294,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 27,330 | $294,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,500 | $293,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,323 | $293,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 24,061 | $291,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 23,675 | $291,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 81,631 | $290,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 187,404 | $289,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 16,853 | $289,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 41,052 | $289,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 86,162 | $289,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 26,366 | $287,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $287,000 | thousands by filing date | principal |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 34,381 | $286,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 39,101 | $285,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,000 | $282,000 | thousands by filing date | put |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 69,308 | $282,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 79,488 | $282,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,983 | $281,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8,200 | $280,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 14,503 | $278,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 152,634 | $278,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 83,334 | $278,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 40,031 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,157 | $277,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,400 | $276,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 110,084 | $275,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 188,265 | $274,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 20,576 | $273,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 108,293 | $270,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 124,774 | $270,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 8,132 | $270,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 90,743 | $269,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 16,700 | $268,000 | thousands by filing date | call |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 10,038 | $268,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 32,099 | $268,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 32,172 | $268,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,500 | $266,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 35,000 | $266,000 | thousands by filing date | put |
| J JILL INC | 46620W102 | COM | 133,680 | $266,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,700 | $265,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,018 | $265,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,400 | $263,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 13,568 | $262,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 64,657 | $261,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 115,454 | $260,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 173,747 | $260,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,975 | $260,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 7,089 | $260,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,400 | $259,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 42,245 | $259,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 65,098 | $257,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 50,000 | $256,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 15,650 | $254,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 13,348 | $254,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 37,705 | $254,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 66,076 | $254,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 51,061 | $253,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 21,977 | $253,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 31,387 | $253,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 17,839 | $252,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 28,036 | $251,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 40,377 | $251,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8,245 | $248,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 8,079 | $248,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 18,667 | $248,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 9,864 | $248,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 11,723 | $245,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 51,750 | $245,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,800 | $243,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 29,244 | $243,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,535 | $243,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 73,444 | $243,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 58,618 | $242,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 25,968 | $241,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,482 | $240,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 14,024 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 16,244 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,176 | $239,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 10,639 | $239,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,300 | $238,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 6,982 | $238,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 39,718 | $238,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 250,000 | $238,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 5,825 | $237,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 28,766 | $237,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 61,556 | $236,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,789 | $236,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 350,572 | $236,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 507,685 | $236,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 14,467 | $235,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,252 | $234,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,697 | $234,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 77,588 | $233,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 11,689 | $233,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A552 | AMERN ENERGY | 9,589 | $233,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 38,237 | $232,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 250,000 | $232,000 | thousands by filing date | principal |
| CATASYS INC | 149049504 | COM PAR | 12,041 | $231,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 46,496 | $231,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,000 | $230,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 23,533 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,190 | $229,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 15,087 | $229,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 158,165 | $229,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 235,000 | $229,000 | thousands by filing date | principal |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 60,832 | $228,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 20,411 | $228,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 99,931 | $226,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 11,834 | $226,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 432,839 | $226,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 6,039 | $224,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 12,151 | $223,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 8,124 | $223,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 22,741 | $221,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 38,388 | $221,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 37,504 | $220,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 9,080 | $220,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,500 | $219,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,500 | $219,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,252 | $218,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 7,320 | $218,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 34,309 | $218,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 360,356 | $217,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 409 | $217,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 104,006 | $217,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 24,791 | $216,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 28,780 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,429 | $215,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,325 | $215,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 8,268 | $215,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 64,459 | $215,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,500 | $214,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,500 | $214,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,000 | $214,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,232 | $214,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10,097 | $212,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 106,004 | $212,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 32,824 | $211,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 133,892 | $210,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 11,229 | $210,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 17,862 | $210,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 148,131 | $209,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 9,011 | $209,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 16,814 | $209,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 78,264 | $209,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 19,699 | $209,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 65,915 | $207,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 8,728 | $207,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,900 | $207,000 | thousands by filing date | |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 4,082 | $206,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,781 | $205,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 27,907 | $204,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,278 | $204,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 43,455 | $204,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 24,654 | $203,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 150,822 | $203,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 325,221 | $203,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $203,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,606 | $202,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 3,240 | $202,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 11,662 | $202,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 258,674 | $202,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 53,186 | $201,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,747 | $201,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 23,708 | $200,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 36,600 | $198,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 17,345 | $198,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 42,542 | $198,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 26,445 | $198,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,000 | $197,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 13,396 | $197,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 44,408 | $197,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 17,213 | $197,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 47,579 | $195,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 65,300 | $194,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 414,861 | $192,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 167,600 | $191,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 494,402 | $191,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 56,968 | $191,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 14,033 | $190,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 20,133 | $189,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 17,258 | $189,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 31,927 | $188,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,900 | $187,000 | thousands by filing date | call |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 34,847 | $187,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,866 | $186,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 14,068 | $185,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 13,198 | $185,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 135,869 | $185,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,510 | $184,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 13,700 | $184,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 18,417 | $184,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 19,164 | $184,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 16,923 | $183,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 380,978 | $183,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,235 | $182,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 20,817 | $180,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 19,465 | $180,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 65,576 | $180,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 13,365 | $180,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 20,379 | $177,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 12,381 | $175,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 27,473 | $175,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 21,721 | $173,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 35,423 | $173,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 18,685 | $173,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 18,845 | $171,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 90,371 | $170,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 11,157 | $169,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 30,232 | $168,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 11,476 | $168,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 48,914 | $168,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 160,831 | $165,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 40,549 | $164,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 32,270 | $164,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 32,755 | $162,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 38,550 | $160,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 10,471 | $159,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,100 | $158,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 247,493 | $158,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 39,723 | $158,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 15,875 | $158,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 11,025 | $157,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,300 | $156,000 | thousands by filing date | call |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 13,671 | $156,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 10,949 | $156,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 125,000 | $156,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 20,000 | $155,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 33,182 | $155,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 29,200 | $154,000 | thousands by filing date | call |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 58,587 | $153,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 96,400 | $152,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 125,000 | $151,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 34,021 | $150,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,371 | $149,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 15,511 | $149,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 61,483 | $148,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 19,500 | $147,000 | thousands by filing date | call |
| ROAN RES INC | 769755109 | CL A COM | 82,734 | $144,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 24,117 | $143,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 565,205 | $143,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 12,693 | $142,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 11,145 | $141,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 20,000 | $140,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 32,219 | $140,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 11,022 | $140,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 13,671 | $139,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 226,624 | $138,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 26,221 | $137,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 48,747 | $137,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 15,655 | $132,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 209,217 | $132,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,645 | $130,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 17,129 | $130,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,000 | $130,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 23,315 | $129,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 15,614 | $127,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,000 | $126,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 11,324 | $126,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 17,760 | $126,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,241 | $125,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 13,706 | $125,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 48,385 | $122,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 250,000 | $122,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 126,000 | $122,000 | thousands by filing date | principal |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 122,080 | $119,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 70,501 | $118,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 244,800 | $118,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 13,227 | $117,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 28,745 | $116,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 83,334 | $116,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,859 | $115,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,925 | $114,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,509 | $113,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 28,416 | $113,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 13,500 | $113,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 180,000 | $113,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 115,082 | $113,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 13,873 | $112,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 335,643 | $112,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 14,565 | $112,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 14,978 | $111,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 14,781 | $111,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 20,232 | $111,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,498 | $109,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 110,000 | $108,000 | thousands by filing date | principal |
| GENIE ENERGY LTD | 372284208 | CL B | 10,055 | $107,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 19,174 | $107,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 12,545 | $107,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 33,932 | $105,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 18,214 | $102,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,884 | $102,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 61,863 | $101,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 30,500 | $100,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 12,159 | $100,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 15,035 | $99,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,526 | $98,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 11,456 | $98,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,874 | $97,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,237 | $97,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 46,039 | $94,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 19,620 | $94,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,152 | $94,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 425,000 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 14,055 | $93,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 66,431 | $91,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 11,950 | $91,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 313,222 | $91,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 183,113 | $91,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 13,554 | $91,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 619,467 | $90,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 37,748 | $89,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $89,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,789 | $89,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 13,408 | $89,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,050 | $88,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 28,039 | $88,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 46,729 | $87,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 21,693 | $87,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 18,004 | $87,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 35,526 | $87,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 10,786 | $86,000 | thousands by filing date | |
| ATTIS INDS INC | 049836208 | COM NEW | 52,666 | $86,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 10,447 | $84,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 12,542 | $84,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 44,450 | $84,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 10,289 | $84,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 12,650 | $84,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 28,724 | $83,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 96,443 | $83,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 66,667 | $83,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 180,000 | $83,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 250,000 | $82,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 46,281 | $80,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 250,000 | $80,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 35,035 | $79,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 77,032 | $79,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 78,000 | $77,000 | thousands by filing date | principal |
| GRAF INDL CORP | 384278115 | Stock | 198,000 | $77,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 64,982 | $76,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 11,161 | $76,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 19,389 | $75,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 30,165 | $75,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 500,000 | $75,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 83,334 | $75,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 42,878 | $74,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 11,097 | $74,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 16,249 | $73,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,348 | $73,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,942 | $73,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,873 | $72,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,000 | $72,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 13,927 | $72,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,400 | $69,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 125,000 | $69,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,098 | $68,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 90,000 | $68,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 20,344 | $67,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 32,276 | $67,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,332 | $67,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 10,731 | $67,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 20,772 | $66,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 40,120 | $66,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 15,788 | $65,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,451 | $64,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 17,831 | $64,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,300 | $64,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 66,204 | $63,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 11,127 | $63,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 20,928 | $62,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 20,928 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000460 | this filing | 2019-08-14 | acceptance time not in the bulk data set |