13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,094 holding rows worth $347,494,831,000.
- Accession
- 0000769993-19-000460
- Filer
- CIK 886982
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 9,871 entries on the cover page, a total value of $347,494,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,494,831,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 8,365,000 | $8,339,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 8,000,000 | $8,338,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 687,672 | $8,335,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 60,561 | $8,297,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 136,268 | $8,281,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 245,141 | $8,271,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 120,797 | $8,259,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 496,362 | $8,235,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 40,000 | $8,223,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 61,600 | $8,210,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 137,728 | $8,170,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 152,300 | $8,115,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 223,717 | $8,099,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 111,439 | $8,097,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 260,606 | $8,097,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 303,936 | $8,088,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 105,054 | $8,076,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 933,502 | $8,075,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 346,660 | $8,063,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 769,948 | $8,061,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 125,000 | $8,060,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,418,365 | $8,056,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 8,991,000 | $8,055,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 218,200 | $8,054,000 | thousands by filing date | put |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 374,323 | $8,048,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 400,254 | $8,041,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 923,892 | $8,038,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 91,700 | $8,028,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 277,500 | $8,020,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 80,900 | $8,019,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 66,100 | $8,012,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 15,800 | $7,968,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 42,300 | $7,946,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 66,862 | $7,942,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 260,100 | $7,899,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 104,879 | $7,892,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $7,888,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,590,893 | $7,875,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 92,000 | $7,865,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 375,140 | $7,863,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 425,000 | $7,854,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 162,988 | $7,847,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 270,687 | $7,844,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,015,703 | $7,821,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 123,603 | $7,819,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 619,800 | $7,803,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 171,732 | $7,787,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 284,737 | $7,782,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 152,423 | $7,779,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 7,667,000 | $7,745,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 487,114 | $7,726,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 165,900 | $7,723,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 738,613 | $7,712,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 84,799 | $7,707,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,021,000 | $7,700,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 7,200,000 | $7,690,000 | thousands by filing date | principal |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 158,342 | $7,673,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 134,641 | $7,644,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 66,500 | $7,632,000 | thousands by filing date | put |
| ALECTOR INC | 014442107 | COMMON STOCK | 401,348 | $7,626,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 3,698,178 | $7,619,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 50,910 | $7,611,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,606,000 | $7,607,000 | thousands by filing date | principal |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,832,429 | $7,605,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 87,566 | $7,591,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 490,092 | $7,587,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 402,463 | $7,582,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 88,773 | $7,547,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 551,678 | $7,542,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 117,722 | $7,540,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 93,882 | $7,528,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 108,216 | $7,521,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 177,886 | $7,519,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 189,365 | $7,501,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 536,832 | $7,494,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 437,731 | $7,494,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 195,000 | $7,490,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,135,028 | $7,468,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 79,134 | $7,467,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 501,240 | $7,453,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 7,646,000 | $7,453,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 408,747 | $7,452,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 64,800 | $7,447,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 323,880 | $7,430,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 114,200 | $7,423,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 933,069 | $7,418,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 300,000 | $7,389,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 1,067,000 | $7,384,000 | thousands by filing date | put |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 152,129 | $7,348,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 241,050 | $7,335,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 143,800 | $7,302,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 296,758 | $7,298,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,324,629 | $7,265,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 24,600 | $7,248,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 126,212 | $7,203,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 77,000 | $7,203,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 426,400 | $7,202,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 262,286 | $7,202,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 71,300 | $7,201,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 127,699 | $7,186,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 214,657 | $7,178,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 576,933 | $7,154,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 578,155 | $7,152,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,032,177 | $7,143,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 83,900 | $7,128,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,470,515 | $7,115,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 486,623 | $7,085,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 525,661 | $7,065,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 73,999 | $7,031,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 140,188 | $7,029,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 635,871 | $7,020,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 245,900 | $7,013,000 | thousands by filing date | put |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 43,951 | $7,009,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 463,170 | $7,007,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 83,535 | $7,003,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 415,000 | $6,997,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 268,424 | $6,995,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 3,848,000 | $6,993,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 156,367 | $6,979,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 123,544 | $6,970,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,722,988 | $6,944,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 182,400 | $6,931,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 135,000 | $6,924,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 203,800 | $6,919,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 62,300 | $6,902,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 174,725 | $6,898,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 950,966 | $6,895,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 197,200 | $6,882,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 158,800 | $6,879,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 5,538,185 | $6,867,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 200,000 | $6,860,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 26,800 | $6,855,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 247,974 | $6,844,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 81,506 | $6,840,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 341,800 | $6,836,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 99,977 | $6,814,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 25,900 | $6,768,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 96,700 | $6,743,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 256,057 | $6,737,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 146,000 | $6,713,000 | thousands by filing date | call |
| SVMK INC | 78489X103 | COM | 406,386 | $6,709,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 315,791 | $6,701,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 159,060 | $6,676,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 131,700 | $6,635,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 520,919 | $6,620,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 720,600 | $6,615,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 315,900 | $6,596,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 75,658 | $6,588,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 329,041 | $6,581,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 112,400 | $6,580,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 667,553 | $6,575,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 138,700 | $6,536,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 2,590,546 | $6,528,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 199,350 | $6,519,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 902,983 | $6,510,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 40,902 | $6,505,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 128,513 | $6,475,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 646,277 | $6,475,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 215,334 | $6,475,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 141,268 | $6,474,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 130,200 | $6,472,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 635,282 | $6,461,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 355,236 | $6,448,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 475,606 | $6,425,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 151,501 | $6,419,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 743,486 | $6,416,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 102,900 | $6,415,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 307,744 | $6,408,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 59,443 | $6,398,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 119,580 | $6,397,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 488,392 | $6,393,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 121,700 | $6,392,000 | thousands by filing date | put |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 207,451 | $6,375,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 85,140 | $6,375,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 176,430 | $6,375,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 118,900 | $6,369,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 84,354 | $6,369,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 47,800 | $6,359,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 147,100 | $6,344,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 125,499 | $6,344,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 323,806 | $6,343,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 350,791 | $6,339,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 56,921 | $6,338,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 529,207 | $6,335,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 100,000 | $6,326,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 208,386 | $6,310,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 50,001 | $6,301,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 92,136 | $6,292,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 162,631 | $6,291,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 7,860,000 | $6,291,000 | thousands by filing date | principal |
| YEXT INC | 98585N106 | COM | 312,943 | $6,287,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 162,697 | $6,272,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 91,551 | $6,271,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 653,791 | $6,270,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 69,540 | $6,258,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 67,063 | $6,256,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 165,879 | $6,242,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 282,967 | $6,208,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 298,945 | $6,206,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 201,682 | $6,204,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 138,200 | $6,187,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 95,912 | $6,184,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,865,000 | $6,180,000 | thousands by filing date | principal |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 238,298 | $6,177,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 164,200 | $6,158,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 920,096 | $6,155,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 997,875 | $6,147,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 272,471 | $6,144,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 157,978 | $6,142,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 20,900 | $6,138,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 264,704 | $6,138,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 175,800 | $6,135,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 114,536 | $6,129,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,052,784 | $6,128,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 358,074 | $6,123,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 167,281 | $6,109,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 322,374 | $6,090,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 119,800 | $6,086,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 94,667 | $6,072,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 89,022 | $6,071,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 126,258 | $6,069,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 776,120 | $6,069,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 198,440 | $6,067,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 127,650 | $6,064,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 934,238 | $6,044,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 83,100 | $6,030,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 669,294 | $6,030,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 69,993 | $6,026,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 306,220 | $6,020,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 179,800 | $5,975,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 83,300 | $5,970,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 106,352 | $5,922,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 127,500 | $5,913,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 497,746 | $5,913,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 227,500 | $5,901,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 469,933 | $5,898,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 69,794 | $5,889,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 145,856 | $5,879,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 40,843 | $5,860,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 71,756 | $5,859,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 78,691 | $5,842,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 28,500 | $5,807,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 51,494 | $5,782,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 92,489 | $5,777,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,510,849 | $5,771,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 98,273 | $5,753,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 462,976 | $5,751,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 70,500 | $5,747,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 50,000 | $5,746,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 33,200 | $5,740,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 272,562 | $5,726,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 284,391 | $5,719,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 617,169 | $5,696,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 199,124 | $5,683,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 189,064 | $5,666,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 120,133 | $5,660,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 130,000 | $5,660,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 104,900 | $5,654,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 546,059 | $5,646,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 111,434 | $5,642,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 60,200 | $5,637,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 38,900 | $5,625,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 338,582 | $5,624,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 169,531 | $5,610,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,149,449 | $5,610,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 39,776 | $5,602,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 43,207 | $5,594,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100,000 | $5,588,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 204,974 | $5,579,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 443,108 | $5,575,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 29,000 | $5,564,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 341,484 | $5,556,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 274,658 | $5,548,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 68,657 | $5,545,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,559,681 | $5,537,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 109,900 | $5,519,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 66,881 | $5,518,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 115,900 | $5,511,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 100,000 | $5,510,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 59,600 | $5,509,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 200,359 | $5,498,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,000 | $5,497,000 | thousands by filing date | call |
| Vanguard Extended Market ETF | 922908652 | SHS | 46,297 | $5,490,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 150,000 | $5,484,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 17,500 | $5,478,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 31,400 | $5,460,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 100,000 | $5,458,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 387,600 | $5,457,000 | thousands by filing date | put |
| KONTOOR BRANDS INC | 50050N103 | COM | 194,636 | $5,454,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 95,362 | $5,434,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 740,080 | $5,425,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 879,024 | $5,424,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,222,428 | $5,423,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 48,119 | $5,421,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 176,771 | $5,418,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 434,682 | $5,412,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 56,308 | $5,383,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 260,600 | $5,381,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 200,000 | $5,362,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 131,130 | $5,354,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 36,200 | $5,332,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 124,666 | $5,305,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,121,617 | $5,294,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 228,933 | $5,288,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 58,000 | $5,269,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 65,200 | $5,264,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 25,948 | $5,258,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,555,457 | $5,257,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 74,882 | $5,256,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 145,268 | $5,246,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 105,000 | $5,235,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 44,435 | $5,231,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 293,297 | $5,226,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,206,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 134,300 | $5,201,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 200,000 | $5,200,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 468,380 | $5,171,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 155,600 | $5,169,000 | thousands by filing date | call |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 225,867 | $5,166,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 464,565 | $5,156,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,145,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 34,406 | $5,137,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 485,574 | $5,132,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 435,310 | $5,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 68,589 | $5,120,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 30,000 | $5,116,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 53,622 | $5,110,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 111,857 | $5,108,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 299,100 | $5,106,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 6,000,000 | $5,104,000 | thousands by filing date | principal |
| RED ROCK RESORTS INC | 75700L108 | CL A | 237,233 | $5,096,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 149,679 | $5,083,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 550,000 | $5,076,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 154,621 | $5,065,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 7,072,000 | $5,062,000 | thousands by filing date | principal |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 150,000 | $5,061,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 194,580 | $5,057,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 48,188 | $5,049,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 5,048,000 | $5,049,000 | thousands by filing date | principal |
| SHUTTERFLY INC | 82568P304 | COM | 99,800 | $5,045,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 152,985 | $5,014,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 160,000 | $5,008,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 200,000 | $4,994,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 182,765 | $4,993,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,500 | $4,983,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 15,900 | $4,977,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 109,896 | $4,975,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 4,140,000 | $4,972,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 189,174 | $4,951,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 97,400 | $4,946,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 945,667 | $4,946,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 358,590 | $4,942,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 49,388 | $4,940,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 17,500 | $4,939,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 144,400 | $4,936,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 47,800 | $4,932,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 118,139 | $4,929,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 107,539 | $4,927,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 5,000,000 | $4,926,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,690,013 | $4,918,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 553,619 | $4,916,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,130,091 | $4,904,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 95,300 | $4,888,000 | thousands by filing date | put |
| SI BONE INC | 825704109 | COM | 240,325 | $4,888,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,000,000 | $4,869,000 | thousands by filing date | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 294,297 | $4,868,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 113,297 | $4,864,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 51,214 | $4,861,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 49,551 | $4,860,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 158,044 | $4,855,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 50,450 | $4,823,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 419,972 | $4,817,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 59,600 | $4,812,000 | thousands by filing date | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 88,500 | $4,798,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 151,600 | $4,794,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 2,454,860 | $4,787,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 295,100 | $4,775,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 357,024 | $4,767,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 78,029 | $4,761,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 259,565 | $4,760,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 43,400 | $4,759,000 | thousands by filing date | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 74,900 | $4,746,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 1,078,593 | $4,746,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 419,986 | $4,742,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 527,705 | $4,734,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 297,754 | $4,726,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 796,124 | $4,705,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,613,230 | $4,704,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 236,322 | $4,703,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 154,845 | $4,700,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 286,055 | $4,700,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 22,600 | $4,699,000 | thousands by filing date | put |
| BT GROUP-ADR | 05577E101 | ADR | 366,804 | $4,685,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 557,590 | $4,684,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 148,975 | $4,677,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 116,301 | $4,671,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 70,035 | $4,666,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 478,796 | $4,663,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 7,498,929 | $4,660,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 151,667 | $4,650,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 100,700 | $4,639,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 100,500 | $4,630,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 343,342 | $4,628,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 39,683 | $4,622,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 113,500 | $4,601,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 841,175 | $4,601,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 148,200 | $4,600,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 51,936 | $4,588,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 174,876 | $4,577,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 109,006 | $4,576,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 80,000 | $4,570,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 406,357 | $4,559,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 20,000 | $4,556,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 20,000 | $4,556,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 227,300 | $4,553,000 | thousands by filing date | call |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 313,708 | $4,552,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 349,037 | $4,548,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 876,085 | $4,547,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 84,200 | $4,538,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 54,950 | $4,538,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 180,990 | $4,525,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 113,772 | $4,509,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 113,300 | $4,503,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 744,176 | $4,502,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 101,560 | $4,502,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 127,988 | $4,477,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,477,415 | $4,477,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 384,800 | $4,468,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 45,700 | $4,467,000 | thousands by filing date | put |
| INSTRUCTURE INC | 45781U103 | COM | 104,912 | $4,459,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 186,926 | $4,458,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,290,320 | $4,439,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 557,281 | $4,436,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 23,600 | $4,433,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 498,533 | $4,422,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 378,597 | $4,422,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 930,831 | $4,421,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 114,701 | $4,421,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,236,489 | $4,415,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 14,700 | $4,412,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 59,400 | $4,404,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 33,800 | $4,395,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 29,408 | $4,371,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 68,867 | $4,363,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 261,420 | $4,358,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 62,315 | $4,345,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 50,000 | $4,326,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 153,222 | $4,318,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 455,177 | $4,297,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 50,000 | $4,294,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 217,747 | $4,288,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 90,658 | $4,283,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 195,442 | $4,278,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 73,600 | $4,274,000 | thousands by filing date | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 70,387 | $4,271,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 296,332 | $4,267,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,798,482 | $4,262,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 83,314 | $4,259,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 120,100 | $4,253,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 553,075 | $4,242,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 821,902 | $4,241,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 331,387 | $4,238,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 852,830 | $4,230,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 363,875 | $4,225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 42,613 | $4,210,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 68,740 | $4,207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 185,000 | $4,192,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,800 | $4,188,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 466,049 | $4,185,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 359,800 | $4,181,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 132,534 | $4,181,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 233,479 | $4,177,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200,682 | $4,174,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 52,000 | $4,167,000 | thousands by filing date | call |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 29,340 | $4,154,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,095,652 | $4,153,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 170,500 | $4,152,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 41,471 | $4,146,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 25,800 | $4,146,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 157,851 | $4,145,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 86,354 | $4,143,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 195,900 | $4,135,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 156,634 | $4,131,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 477,963 | $4,115,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 339,508 | $4,098,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 20,114 | $4,096,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 196,898 | $4,095,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 69,220 | $4,094,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 209,724 | $4,090,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 135,000 | $4,085,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 248,457 | $4,084,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 116,666 | $4,078,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 140,684 | $4,045,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 27,600 | $4,036,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 25,000 | $4,036,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 115,718 | $4,029,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 231,067 | $4,027,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 132,400 | $4,021,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 227,559 | $4,021,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 73,040 | $4,019,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000460 | this filing | 2019-08-14 | acceptance time not in the bulk data set |