13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,867 holding rows worth $353,616,262,000.
- Accession
- 0000769993-17-000381
- Filer
- CIK 886982
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,175 entries on the cover page, a total value of $353,616,262,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,616,262,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK CDA COM | 780087102 | Stock | 25,000 | $1,693,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 134,850 | $1,693,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 35,400 | $1,691,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 10,200 | $1,689,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 14,700 | $1,685,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 45,856 | $1,685,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 78,672 | $1,685,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 93,731 | $1,683,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 37,053 | $1,678,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 71,500 | $1,677,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 253,000 | $1,672,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 92,061 | $1,672,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 58,139 | $1,670,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 66,160 | $1,670,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 60,100 | $1,668,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 29,900 | $1,667,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 35,200 | $1,667,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 42,819 | $1,666,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 98,021 | $1,666,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 27,211 | $1,665,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 23,664 | $1,661,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 1,816,000 | $1,658,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 76,300 | $1,657,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 57,550 | $1,655,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 34,085 | $1,652,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 48,686 | $1,651,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 51,800 | $1,651,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 115,400 | $1,651,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 53,100 | $1,646,000 | thousands by filing date | put |
| CNOVA ORD | N20947102 | COM | 299,935 | $1,644,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 15,539 | $1,642,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 28,000 | $1,642,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 239,825 | $1,642,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 273,027 | $1,641,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 41,249 | $1,640,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 65,462 | $1,640,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 55,939 | $1,639,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 21,500 | $1,636,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 19,033 | $1,634,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 29,000 | $1,633,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 150,747 | $1,632,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 68,800 | $1,628,000 | thousands by filing date | call |
| AVEXIS INC | 05366U100 | COM | 34,027 | $1,624,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,329,666 | $1,622,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 14,100 | $1,617,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 83,945 | $1,616,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 28,637 | $1,615,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 117,605 | $1,614,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 20,935 | $1,614,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 65,714 | $1,613,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 97,504 | $1,610,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 91,938 | $1,608,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 140,427 | $1,608,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 30,403 | $1,605,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 90,200 | $1,597,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 9,800 | $1,596,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 160,410 | $1,596,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 55,300 | $1,590,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10,300 | $1,590,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 84,300 | $1,588,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 12,000 | $1,588,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 33,426 | $1,587,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 70,700 | $1,585,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 153,842 | $1,585,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 48,358 | $1,584,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 29,600 | $1,584,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 400,491 | $1,582,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 348,808 | $1,580,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 17,400 | $1,578,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 40,000 | $1,577,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 44,935 | $1,575,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 13,700 | $1,570,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 39,300 | $1,570,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 316,861 | $1,566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 56,359 | $1,564,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 82,763 | $1,564,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,057,000 | $1,563,000 | thousands by filing date | principal |
| ACETO CORP | 004446100 | COM | 71,066 | $1,562,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 105,979 | $1,561,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 90,686 | $1,555,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 35,517 | $1,554,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 53,700 | $1,551,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 38,300 | $1,549,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 23,871 | $1,549,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 131,600 | $1,546,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 22,081 | $1,543,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 15,447 | $1,542,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 36,569 | $1,538,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 65,543 | $1,537,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 49,867 | $1,535,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 129,500 | $1,535,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 26,700 | $1,533,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 180,615 | $1,532,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 43,100 | $1,531,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 38,100 | $1,528,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,817 | $1,526,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 62,917 | $1,524,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 304,900 | $1,521,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 34,492 | $1,521,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 123,900 | $1,519,000 | thousands by filing date | call |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 28,027 | $1,519,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 37,596 | $1,519,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 9,400 | $1,516,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 21,000 | $1,515,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H453 | FUND | 54,140 | $1,515,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 213,099 | $1,513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 65,000 | $1,513,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,357,000 | $1,513,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 110,809 | $1,510,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 20,234 | $1,510,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 212,407 | $1,510,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 50,148 | $1,507,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 140,712 | $1,506,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 8,900 | $1,505,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 52,200 | $1,504,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 59,313 | $1,495,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 521,713 | $1,492,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 48,100 | $1,490,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 191,939 | $1,490,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 97,578 | $1,488,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 17,757 | $1,484,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 165,421 | $1,480,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 271,439 | $1,479,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 57,431 | $1,475,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 13,700 | $1,473,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 269,841 | $1,473,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 74,125 | $1,471,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 52,000 | $1,469,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 12,700 | $1,468,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 142,768 | $1,468,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 615,806 | $1,466,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 65,000 | $1,459,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 36,915 | $1,458,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,057,000 | $1,454,000 | thousands by filing date | principal |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 50,900 | $1,453,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 119,200 | $1,452,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 1,350,000 | $1,451,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 14,400 | $1,448,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 379,400 | $1,446,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 134,893 | $1,444,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 87,995 | $1,443,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 9,500 | $1,441,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 53,236 | $1,441,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 36,000 | $1,439,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 130,800 | $1,439,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 58,800 | $1,438,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 130,300 | $1,433,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 23,593 | $1,430,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 9,940 | $1,430,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 49,536 | $1,429,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,900 | $1,428,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 71,306 | $1,427,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 140,919 | $1,427,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 14,609 | $1,426,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 15,077 | $1,425,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 51,700 | $1,424,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18,500 | $1,417,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 118,900 | $1,415,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 53,200 | $1,415,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 12,600 | $1,414,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 32,700 | $1,411,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,000 | $1,406,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 90,415 | $1,406,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 216,153 | $1,405,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 8,300 | $1,404,000 | thousands by filing date | put |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 76,832 | $1,402,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 96,428 | $1,398,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 21,500 | $1,397,000 | thousands by filing date | call |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 24,837 | $1,396,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 25,968 | $1,396,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 112,318 | $1,394,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 230,500 | $1,392,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 50,700 | $1,391,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 192,699 | $1,391,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 55,018 | $1,389,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 41,559 | $1,388,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 28,107 | $1,386,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 43,800 | $1,385,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 26,300 | $1,383,000 | thousands by filing date | put |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 71,724 | $1,383,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 43,654 | $1,382,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 114,124 | $1,381,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 13,106 | $1,372,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,000 | $1,371,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 30,673 | $1,370,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 17,715 | $1,369,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 113,900 | $1,367,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 38,100 | $1,363,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 24,035 | $1,363,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 71,500 | $1,359,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 71,676 | $1,357,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 16,400 | $1,353,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 18,600 | $1,353,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 13,200 | $1,353,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 42,133 | $1,353,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 123,050 | $1,350,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 64,285 | $1,349,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15,700 | $1,347,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 17,400 | $1,347,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 20,000 | $1,347,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 290,002 | $1,343,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 90,112 | $1,343,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 26,000 | $1,341,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 986,000 | $1,337,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 13,752 | $1,334,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 12,536 | $1,334,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 10,400 | $1,332,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 203,748 | $1,331,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 116,000 | $1,328,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 13,700 | $1,326,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,900 | $1,324,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 10,800 | $1,323,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 57,358 | $1,323,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 245,300 | $1,322,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 23,602 | $1,321,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 46,181 | $1,320,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 43,843 | $1,316,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 33,747 | $1,316,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 37,600 | $1,314,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 96,939 | $1,311,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 20,900 | $1,310,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 97,000 | $1,310,000 | thousands by filing date | call |
| ATHENE HOLDING LTD | G0684D107 | CL A | 27,272 | $1,309,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 65,524 | $1,309,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 55,216 | $1,307,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 30,492 | $1,305,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 14,966 | $1,304,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 19,900 | $1,301,000 | thousands by filing date | call |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 243,000 | $1,300,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 49,109 | $1,299,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,247,000 | $1,299,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 28,500 | $1,298,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,483,381 | $1,296,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 30,116 | $1,295,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 61,110 | $1,294,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 412,082 | $1,294,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 23,431 | $1,294,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 103,800 | $1,291,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 92,525 | $1,287,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 36,800 | $1,286,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 73,430 | $1,284,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 51,217 | $1,281,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 627,263 | $1,280,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 92,900 | $1,279,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 31,975 | $1,278,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5,500 | $1,277,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 28,500 | $1,273,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 50,812 | $1,272,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 81,319 | $1,270,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 30,294 | $1,264,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 61,358 | $1,261,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 83,300 | $1,257,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 133,029 | $1,257,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 54,291 | $1,255,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 91,909 | $1,254,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 26,662 | $1,252,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 79,514 | $1,252,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 10,363 | $1,252,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 255,585 | $1,248,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 36,781 | $1,245,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 19,200 | $1,244,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 44,050 | $1,244,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 16,400 | $1,243,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 28,849 | $1,242,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 274,300 | $1,240,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 424,659 | $1,236,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 410,200 | $1,235,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 8,600 | $1,233,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 42,800 | $1,231,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 25,019 | $1,230,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 102,910 | $1,229,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 25,400 | $1,229,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 83,338 | $1,228,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 129,362 | $1,227,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,864 | $1,223,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 57,144 | $1,222,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 177,504 | $1,218,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 15,189 | $1,217,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 130,169 | $1,216,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 134,400 | $1,216,000 | thousands by filing date | call |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 45,013 | $1,215,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 20,800 | $1,212,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 34,758 | $1,210,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 84,399 | $1,203,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 69,062 | $1,201,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 10,000 | $1,200,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 38,295 | $1,200,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 118,143 | $1,199,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 78,610 | $1,198,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 78,852 | $1,195,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 23,645 | $1,194,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 50,870 | $1,193,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 33,200 | $1,193,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 75,000 | $1,193,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 37,800 | $1,192,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 48,535 | $1,191,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 13,078 | $1,191,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 221,804 | $1,186,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 15,268 | $1,185,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 8,800 | $1,183,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 37,400 | $1,183,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 161,324 | $1,183,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 199,900 | $1,183,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 83,104 | $1,179,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 126,679 | $1,178,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 24,200 | $1,177,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 74,627 | $1,177,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 22,800 | $1,176,000 | thousands by filing date | put |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 19,090 | $1,174,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 32,193 | $1,173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 104,610 | $1,172,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 44,200 | $1,170,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 41,547 | $1,170,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 29,515 | $1,169,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 57,078 | $1,166,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,193,000 | $1,161,000 | thousands by filing date | principal |
| IShares Edge MSCI Min Vol | 464289115 | STK IDX | 44,900 | $1,161,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 230,625 | $1,160,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 51,927 | $1,160,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 19,531 | $1,159,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 30,400 | $1,156,000 | thousands by filing date | put |
| FIRST HAWAIIAN INC | 32051X108 | COM | 33,175 | $1,155,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 230,942 | $1,155,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 200,163 | $1,155,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 410,900 | $1,155,000 | thousands by filing date | call |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 35,580 | $1,154,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 51,626 | $1,154,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,000 | $1,151,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 50,036 | $1,147,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 39,600 | $1,144,000 | thousands by filing date | put |
| SIGNATURE BANK | 82669G104 | COM | 7,600 | $1,142,000 | thousands by filing date | call |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 43,564 | $1,142,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 52,720 | $1,142,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 59,245 | $1,141,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 37,600 | $1,138,000 | thousands by filing date | put |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 779,463 | $1,138,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 188,023 | $1,136,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 59,700 | $1,135,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 61,600 | $1,132,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 116,156 | $1,131,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 100,143 | $1,131,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 71,144 | $1,130,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 11,100 | $1,128,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 66,983 | $1,125,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 1,785,000 | $1,125,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | Y8564W103 | COM | 139,434 | $1,120,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 80,600 | $1,118,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 200,000 | $1,118,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 32,593 | $1,118,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 50,099 | $1,117,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 46,464 | $1,115,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 9,500 | $1,113,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 19,000 | $1,111,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 156,489 | $1,111,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 50,000 | $1,110,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 26,899 | $1,108,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 9,699 | $1,108,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 52,174 | $1,108,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 106,525 | $1,107,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 34,678 | $1,106,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 31,744 | $1,106,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 16,400 | $1,105,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 19,100 | $1,105,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 93,812 | $1,105,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 46,823 | $1,105,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 17,227 | $1,104,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 7,800 | $1,104,000 | thousands by filing date | call |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 44,999 | $1,104,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 8,200 | $1,102,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 26,800 | $1,101,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 60,968 | $1,101,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 10,900 | $1,097,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 36,900 | $1,097,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 25,400 | $1,096,000 | thousands by filing date | put |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 43,923 | $1,095,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 57,600 | $1,094,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 73,119 | $1,093,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 85,617 | $1,093,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 39,227 | $1,093,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 30,332 | $1,092,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,300 | $1,090,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 22,710 | $1,090,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 101,600 | $1,087,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 29,700 | $1,084,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 215,492 | $1,084,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 130,178 | $1,082,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 38,500 | $1,078,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 7,648 | $1,075,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 345,500 | $1,075,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 20,500 | $1,075,000 | thousands by filing date | call |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 22,266 | $1,074,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 39,539 | $1,070,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 23,966 | $1,069,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 190,356 | $1,066,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 34,801 | $1,066,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 20,080 | $1,065,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 173,026 | $1,064,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 386,294 | $1,062,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 145,666 | $1,060,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,100 | $1,059,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 50,000 | $1,059,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 76,960 | $1,058,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 54,258 | $1,055,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 21,100 | $1,054,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 55,800 | $1,054,000 | thousands by filing date | put |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 49,400 | $1,054,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 70,473 | $1,051,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,962 | $1,050,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 46,535 | $1,049,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8,720 | $1,049,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 19,821 | $1,047,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 24,337 | $1,045,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 251,986 | $1,043,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 11,700 | $1,042,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 23,500 | $1,042,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 41,606 | $1,042,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 158,803 | $1,040,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 50,000 | $1,040,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 71,151 | $1,037,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 67,623 | $1,037,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 36,175 | $1,036,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 82,487 | $1,036,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 10,700 | $1,035,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 28,927 | $1,035,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 53,418 | $1,034,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 653,214 | $1,032,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 73,600 | $1,030,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 31,549 | $1,029,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 826,000 | $1,029,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 12,722 | $1,028,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 16,400 | $1,025,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 64,300 | $1,024,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 81,500 | $1,024,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 10,995 | $1,023,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 25,000 | $1,023,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 32,200 | $1,022,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 33,700 | $1,020,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 13,400 | $1,019,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 22,470 | $1,018,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 20,600 | $1,016,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 6,300 | $1,016,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 120,900 | $1,016,000 | thousands by filing date | put |
| STATE NATIONAL. | 85711T305 | Common Stock | 73,318 | $1,016,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 15,600 | $1,014,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,900 | $1,013,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 7,900 | $1,012,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 25,220 | $1,010,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 49,676 | $1,008,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 40,078 | $1,007,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 39,628 | $1,007,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 65,950 | $1,006,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 22,500 | $1,005,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,000,000 | $1,004,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 30,901 | $1,003,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 51,742 | $1,001,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12,700 | $999,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 185,062 | $999,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 114,430 | $997,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 38,927 | $996,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 68,242 | $994,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 64,500 | $993,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 35,309 | $990,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 49,724 | $990,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,110,000 | $989,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 277,972 | $984,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 249,188 | $984,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,000 | $983,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 148,525 | $982,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 101,316 | $981,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 129,716 | $979,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 32,645 | $979,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 26,000 | $978,000 | thousands by filing date | call |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 19,300 | $977,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 129,994 | $976,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 118,363 | $976,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 30,000 | $974,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 23,098 | $974,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 56,801 | $972,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 32,000 | $971,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 41,335 | $970,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 74,366 | $970,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 21,600 | $969,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 91,800 | $968,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25,000 | $968,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 165,184 | $968,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 137,883 | $968,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 85,600 | $967,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 37,473 | $966,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 72,600 | $966,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 74,833 | $965,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 28,677 | $964,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 19,992 | $962,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 103,459 | $961,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 103,200 | $960,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 132,266 | $960,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 22,374 | $958,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 242 | $957,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 101,702 | $956,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 753,000 | $955,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329Y104 | COM | 450,000 | $954,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000381 | this filing | 2017-02-14 | acceptance time not in the bulk data set |