13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,867 holding rows worth $353,616,262,000.
- Accession
- 0000769993-17-000381
- Filer
- CIK 886982
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,175 entries on the cover page, a total value of $353,616,262,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,616,262,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 51,200 | $536,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,400 | $536,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 18,386 | $536,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,962 | $534,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 121,140 | $534,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 116,900 | $533,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 40,200 | $533,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 174,455 | $532,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 24,680 | $532,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 6,600 | $531,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 30,014 | $531,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 12,100 | $530,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 49,733 | $530,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 49,436 | $529,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 42,229 | $529,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 149,522 | $529,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 10,000 | $528,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 20,556 | $528,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 193,248 | $528,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 7,800 | $527,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 21,973 | $527,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 33,080 | $526,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 250,000 | $525,000 | thousands by filing date | principal |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 10,294 | $524,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 17,850 | $524,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 162,097 | $524,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 16,150 | $524,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 103,190 | $524,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 53,953 | $523,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 18,402 | $523,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 816,726 | $521,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 49,719 | $521,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 61,200 | $520,000 | thousands by filing date | call |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 60,697 | $519,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 22,025 | $519,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 46,207 | $518,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 28,600 | $517,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 15,684 | $516,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 56,614 | $516,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 28,600 | $514,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 18,261 | $514,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 228,485 | $514,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 482,000 | $514,000 | thousands by filing date | principal |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 197,510 | $513,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,009 | $512,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,280 | $511,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 27,900 | $511,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,115 | $511,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 23,054 | $509,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,500 | $508,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 38,946 | $508,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 38,700 | $508,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 48,669 | $507,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 296,569 | $507,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 250,000 | $507,000 | thousands by filing date | principal |
| GUARANTY BANCORP | 40075T607 | COM | 20,891 | $506,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,000 | $504,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 11,600 | $504,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 27,405 | $503,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 12,215 | $503,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 32,007 | $502,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 99,343 | $502,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 15,900 | $501,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 80,873 | $501,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 56,940 | $500,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 26,871 | $498,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 4,400 | $498,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 489,000 | $498,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,900 | $496,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 83,547 | $495,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 31,400 | $494,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 391,995 | $494,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,000 | $494,000 | thousands by filing date | put |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 3,025 | $493,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 8,700 | $492,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 113,064 | $492,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 60,200 | $492,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 42,815 | $492,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 7,300 | $491,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 31,783 | $491,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 190,893 | $491,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 20,000 | $490,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 26,601 | $489,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 45,559 | $489,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 61,949 | $489,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 47,400 | $487,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 8,231 | $487,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 36,700 | $487,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 172,800 | $486,000 | thousands by filing date | put |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 19,723 | $485,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,614 | $484,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32,911 | $484,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 101,653 | $484,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 65,207 | $483,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,000 | $482,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 29,614 | $481,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 18,561 | $481,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 21,200 | $477,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 4,900 | $476,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 25,055 | $476,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 438,000 | $475,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 85,435 | $474,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 66,290 | $474,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,800 | $473,000 | thousands by filing date | call |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 45,522 | $473,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 15,123 | $471,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 7,000 | $471,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 124,998 | $470,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 18,673 | $470,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,500 | $468,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 79,090 | $467,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 130,539 | $467,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 13,100 | $466,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 13,900 | $465,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 68,632 | $464,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 122,005 | $464,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,137,955 | $464,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 53,985 | $463,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 8,600 | $461,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 14,911 | $461,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 10,100 | $460,000 | thousands by filing date | call |
| NEURODERM LTD | M74231107 | ORD SHS | 20,729 | $460,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 3,998 | $459,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 18,600 | $459,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 134,720 | $459,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 21,500 | $459,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 10,400 | $457,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 296,745 | $457,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,338 | $457,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 149,028 | $456,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 26,007 | $455,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 43,826 | $454,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 44,005 | $454,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 11,288 | $453,000 | thousands by filing date | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,200 | $452,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 218,299 | $452,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 24,394 | $452,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 441,000 | $452,000 | thousands by filing date | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 99,122 | $451,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,400 | $450,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 3,400 | $449,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 23,700 | $449,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 15,595 | $448,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,971 | $448,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 19,256 | $448,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 4,000 | $447,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 16,500 | $447,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 49,400 | $447,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 53,017 | $446,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 70,299 | $446,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 55,239 | $445,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 31,564 | $445,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 214,380 | $444,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 17,849 | $444,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 14,053 | $443,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 57,884 | $443,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 30,690 | $442,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 7,800 | $441,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,700 | $441,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 35,974 | $441,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 19,459 | $440,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 14,700 | $440,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 104,850 | $440,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 7,103 | $439,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 22,500 | $438,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 22,190 | $438,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 13,600 | $437,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 27,600 | $437,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 27,674 | $437,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 28,700 | $436,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 16,200 | $436,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 13,549 | $436,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,900 | $435,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 30,300 | $435,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 24,868 | $435,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 57,000 | $435,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 8,200 | $434,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 31,300 | $434,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 2,429 | $434,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 7,935 | $434,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,200 | $433,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 60,250 | $433,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 58,344 | $432,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 24,698 | $432,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 128,970 | $432,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 10,920 | $429,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 12,783 | $429,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,654 | $428,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 10,400 | $427,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 42,623 | $427,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 29,663 | $427,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 20,165 | $426,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 25,400 | $423,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 45,900 | $423,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 12,000 | $423,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 11,035 | $422,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 15,948 | $422,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 19,700 | $421,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 30,622 | $421,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 26,358 | $421,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 19,898 | $420,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 3,497 | $420,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 30,572 | $420,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 19,398 | $420,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 18,000 | $419,000 | thousands by filing date | put |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 59,151 | $419,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,800 | $418,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 5,800 | $418,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 49,898 | $418,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 28,108 | $418,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 73,118 | $418,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 7,612 | $418,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 31,446 | $417,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 29,565 | $417,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 104,286 | $417,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 11,700 | $416,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 85,694 | $416,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 41,828 | $415,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,906 | $415,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 74,982 | $415,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 19,260 | $415,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 2,500 | $414,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 290,604 | $413,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 21,204 | $413,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 11,300 | $412,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 400,000 | $412,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 14,100 | $411,000 | thousands by filing date | call |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 16,574 | $411,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 17,200 | $411,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 29,641 | $410,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 10,900 | $410,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 48,563 | $410,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 11,587 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 15,628 | $409,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 64,342 | $409,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 11,200 | $408,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,400 | $408,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 5,300 | $408,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 9,900 | $407,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 15,249 | $407,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 19,123 | $407,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 16,900 | $407,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 33,100 | $406,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 6,500 | $406,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 7,200 | $406,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,924 | $405,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 52,900 | $404,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 40,800 | $404,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 130,465 | $404,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 20,041 | $403,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 61,496 | $403,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 24,100 | $402,000 | thousands by filing date | put |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 55,187 | $402,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 16,800 | $402,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 88,000 | $401,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 132,881 | $401,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 11,100 | $400,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 13,700 | $399,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P104 | CL A | 46,156 | $399,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 23,547 | $398,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 28,030 | $398,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 14,803 | $397,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 103,170 | $395,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 90,687 | $395,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 7,700 | $394,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,900 | $394,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 5,800 | $393,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 11,459 | $393,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 41,757 | $393,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 185,000 | $392,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 28,801 | $392,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 56,406 | $392,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 48,693 | $391,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 129,705 | $390,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,900 | $389,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 223,535 | $389,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 33,400 | $388,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 8,550 | $388,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 109,871 | $387,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 21,310 | $386,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 34,835 | $385,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,243 | $385,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 25,000 | $385,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 15,600 | $384,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 5,552 | $384,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 66,769 | $382,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 254,501 | $382,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,400 | $381,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 13,900 | $381,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 35,816 | $381,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,200 | $381,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 28,200 | $381,000 | thousands by filing date | put |
| KMG CHEMICALS INC | 482564101 | COM | 9,769 | $380,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,900 | $379,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 18,500 | $379,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 9,300 | $377,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 29,768 | $377,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 6,100 | $376,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 220,952 | $376,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 10,300 | $375,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 34,518 | $375,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,300 | $375,000 | thousands by filing date | put |
| WHEELER REIT | 963025101 | COM | 220,733 | $375,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 121,504 | $374,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 341,000 | $373,000 | thousands by filing date | principal |
| ACTUA CORPORATION | 005094107 | COM | 26,649 | $373,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,900 | $372,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 31,534 | $372,000 | thousands by filing date | |
| ISHARES TR | 46435G680 | CUR HED EU SML | 15,300 | $372,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 40,100 | $370,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 33,200 | $370,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 120,000 | $370,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 350,000 | $370,000 | thousands by filing date | principal |
| BROADWIND INC | 11161T207 | CMN | 91,218 | $369,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,300 | $368,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 80,822 | $368,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,500 | $368,000 | thousands by filing date | call |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 95,000 | $368,000 | thousands by filing date | principal |
| Cardconnect Corp | 14141X108 | COM | 28,942 | $368,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 11,700 | $367,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,328 | $366,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,360 | $366,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,900 | $365,000 | thousands by filing date | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 6,654 | $365,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 23,017 | $365,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 77,778 | $365,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 51,044 | $365,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 72,316 | $365,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 76,645 | $364,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 50,000 | $364,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,300 | $363,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 21,800 | $363,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,667 | $361,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 164,028 | $361,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 28,897 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 13,426 | $359,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,400 | $359,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 21,500 | $359,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 10,200 | $358,000 | thousands by filing date | put |
| XL GROUP LTD | G98294104 | COM | 9,600 | $358,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 69,730 | $357,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 3,900 | $357,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 38,200 | $357,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 32,120 | $357,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,300 | $356,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 27,114 | $355,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,412 | $354,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,442 | $354,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,900 | $354,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 6,773 | $354,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 12,200 | $354,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 25,200 | $353,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 13,021 | $353,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,300 | $352,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 35,567 | $352,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 11,950 | $351,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 39,400 | $351,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 32,484 | $351,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 23,700 | $350,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,126 | $350,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,300 | $350,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 39,000 | $349,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 11,101 | $348,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 16,397 | $348,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 57,200 | $348,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 40,800 | $348,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 6,000 | $347,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326102 | COM | 198,457 | $347,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,667 | $346,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 301,150 | $346,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 24,795 | $346,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3,400 | $345,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 39,963 | $344,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,429 | $344,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 27,700 | $344,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 94,216 | $343,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,900 | $342,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 30,351 | $342,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 18,703 | $342,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,100 | $341,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 242,171 | $341,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 46,553 | $340,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,000 | $339,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 6,600 | $339,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 218,833 | $339,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,227 | $339,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,791 | $339,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,846 | $339,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 47,381 | $339,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 36,003 | $338,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 31,300 | $337,000 | thousands by filing date | call |
| DEVRY INC DEL | 251893103 | COM | 10,800 | $337,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 19,840 | $337,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,200 | $336,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 15,700 | $336,000 | thousands by filing date | call |
| AUTOBYTEL INC | 05275N205 | COM | 25,009 | $336,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 15,187 | $336,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 67,380 | $334,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 31,624 | $333,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 297,000 | $333,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 8,600 | $332,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 9,500 | $331,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 16,896 | $331,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 97,720 | $331,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 62,736 | $331,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 42,872 | $331,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 61,144 | $330,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 28,235 | $330,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,700 | $329,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 20,890 | $329,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 11,854 | $329,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 19,461 | $329,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 56,536 | $328,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,500 | $327,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,337 | $327,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,359 | $327,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,200 | $326,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 10,562 | $326,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 31,029 | $326,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,664 | $325,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 17,100 | $324,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,600 | $324,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 11,400 | $324,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,300 | $324,000 | thousands by filing date | put |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 20,897 | $324,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 78,094 | $324,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 10,000 | $323,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 14,600 | $323,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 30,367 | $323,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 10,800 | $323,000 | thousands by filing date | put |
| AMAYA INC | 02314M108 | COM | 22,838 | $323,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 8,600 | $322,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 6,700 | $322,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 10,584 | $322,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 6,300 | $321,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 11,900 | $320,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 12,686 | $320,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 59,684 | $319,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 9,200 | $319,000 | thousands by filing date | put |
| USA TRUCK INC | 902925106 | COM | 36,610 | $319,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 17,500 | $318,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 29,400 | $318,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 6,822 | $317,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 17,787 | $317,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,456 | $316,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 5,252 | $316,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 24,721 | $316,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,400 | $315,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,283 | $315,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 118,261 | $315,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,000 | $314,000 | thousands by filing date | call |
| PHI INC-NON VOTING | 69336T205 | COM | 17,381 | $313,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 53,120 | $312,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 16,989 | $311,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 111,000 | $311,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 12,500 | $310,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 60,748 | $310,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 56,200 | $309,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 8,373 | $309,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 65,658 | $309,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,125 | $308,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 7,960 | $308,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 5,750 | $308,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 22,300 | $307,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 7,000 | $307,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 131,655 | $307,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 24,972 | $306,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 7,278 | $306,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 46,262 | $306,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 36,060 | $305,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 44,078 | $305,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,222 | $304,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 196,271 | $304,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,100 | $304,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,739 | $303,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 16,100 | $303,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 22,923 | $302,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 33,231 | $302,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,035 | $302,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 117,300 | $301,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 2,700 | $301,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,500 | $300,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,800 | $300,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 360,428 | $300,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,411 | $300,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,700 | $299,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,200 | $299,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10,701 | $298,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 27,100 | $298,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,300 | $297,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 52,000 | $297,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 23,800 | $297,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 7,300 | $297,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 35,303 | $297,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,100 | $296,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9,193 | $296,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 17,256 | $296,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,600 | $295,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 18,161 | $295,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,900 | $294,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000381 | this filing | 2017-02-14 | acceptance time not in the bulk data set |