13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,867 holding rows worth $353,616,262,000.
- Accession
- 0000769993-17-000381
- Filer
- CIK 886982
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,175 entries on the cover page, a total value of $353,616,262,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,616,262,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 237,396 | $5,305,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 48,812 | $5,303,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,101,200 | $5,297,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 51,200 | $5,296,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 240,792 | $5,285,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 137,200 | $5,284,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 136,700 | $5,264,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 396,938 | $5,260,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 71,974 | $5,258,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 80,000 | $5,258,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 106,827 | $5,249,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 5,123,000 | $5,245,000 | thousands by filing date | principal |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 112,738 | $5,242,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,577,575 | $5,238,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 90,400 | $5,237,000 | thousands by filing date | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 241,829 | $5,235,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 99,228 | $5,230,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 4,511,000 | $5,221,000 | thousands by filing date | principal |
| ISHARES TR | 464287713 | US TELECOM ETF | 151,273 | $5,219,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 346,307 | $5,212,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 536,005 | $5,209,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 127,434 | $5,202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,533 | $5,199,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 5,648,000 | $5,185,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 102,109 | $5,171,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 80,291 | $5,163,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 67,500 | $5,163,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 288,100 | $5,163,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 95,200 | $5,153,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 930,755 | $5,147,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 277,209 | $5,142,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 81,100 | $5,134,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 38,700 | $5,132,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 128,366 | $5,130,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 145,477 | $5,128,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 709,561 | $5,102,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 221,490 | $5,101,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 165,000 | $5,094,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 38,400 | $5,092,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 70,000 | $5,081,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 241,778 | $5,077,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 74,734 | $5,074,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 177,721 | $5,074,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 125,716 | $5,066,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,970,925 | $5,065,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 117,156 | $5,044,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 47,800 | $5,040,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 162,887 | $5,020,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 180,000 | $5,018,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 138,543 | $5,011,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 22,400 | $5,006,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 4,374,000 | $5,006,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 210,400 | $5,003,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 271,226 | $4,996,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 263,400 | $4,986,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 927,344 | $4,980,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 117,749 | $4,975,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 517,022 | $4,969,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 311,416 | $4,967,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 101,600 | $4,964,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 265,916 | $4,959,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 66,836 | $4,957,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 75,685 | $4,957,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 46,900 | $4,956,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 328,706 | $4,953,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 274,724 | $4,953,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 5,075,000 | $4,948,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 326,200 | $4,916,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 69,300 | $4,913,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 7,702,308 | $4,904,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,007,620 | $4,897,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 140,198 | $4,893,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 53,400 | $4,892,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 392,700 | $4,885,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 45,200 | $4,861,000 | thousands by filing date | call |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 310,607 | $4,861,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 128,587 | $4,859,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 224,600 | $4,858,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 171,400 | $4,844,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 4,662,000 | $4,840,000 | thousands by filing date | principal |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 66,400 | $4,829,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 253,400 | $4,812,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 71,700 | $4,810,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 267,671 | $4,810,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 65,100 | $4,810,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 67,800 | $4,808,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 544,408 | $4,802,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 334,523 | $4,800,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 230,115 | $4,798,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 169,715 | $4,797,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 110,093 | $4,791,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 108,440 | $4,788,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 283,640 | $4,785,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 177,941 | $4,778,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 76,883 | $4,775,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 445,816 | $4,770,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 180,761 | $4,763,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 114,614 | $4,757,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 121,045 | $4,757,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 99,300 | $4,745,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 312,857 | $4,743,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 190,930 | $4,737,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 45,400 | $4,719,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 45,900 | $4,718,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 419,221 | $4,717,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 103,500 | $4,708,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 125,067 | $4,707,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 741,440 | $4,693,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 340,643 | $4,691,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 131,800 | $4,689,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 113,277 | $4,684,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 269,789 | $4,681,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 216,900 | $4,679,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 130,676 | $4,678,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 392,400 | $4,670,000 | thousands by filing date | call |
| MATERION CORP | 576690101 | COM | 117,645 | $4,659,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 172,960 | $4,653,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 609,091 | $4,653,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 76,500 | $4,650,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 145,900 | $4,632,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 112,700 | $4,631,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V306 | COM SER C | 307,939 | $4,628,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 100,000 | $4,627,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 100,005 | $4,621,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 132,632 | $4,616,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 174,300 | $4,612,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 72,800 | $4,610,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 317,537 | $4,604,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 174,840 | $4,602,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 437,400 | $4,597,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 182,020 | $4,587,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 166,400 | $4,584,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 345,777 | $4,582,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 883,030 | $4,565,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 28,384 | $4,553,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 50,038 | $4,547,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 109,683 | $4,530,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 83,168 | $4,523,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 340,455 | $4,511,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 77,200 | $4,504,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 859,600 | $4,504,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 108,099 | $4,503,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 139,400 | $4,501,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 83,791 | $4,500,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 89,769 | $4,498,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 271,029 | $4,491,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 57,252 | $4,469,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 436,029 | $4,461,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 84,900 | $4,459,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 162,600 | $4,444,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 527,000 | $4,432,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 186,755 | $4,429,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 116,100 | $4,427,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 50,111 | $4,426,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 206,674 | $4,423,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 276,446 | $4,421,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 153,185 | $4,419,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 185,142 | $4,413,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 121,542 | $4,398,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 31,400 | $4,396,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 61,694 | $4,385,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 137,529 | $4,380,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 180,200 | $4,368,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 4,194,000 | $4,362,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 39,900 | $4,361,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 111,479 | $4,360,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 394,330 | $4,358,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 457,765 | $4,358,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 786,016 | $4,346,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 123,022 | $4,341,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 107,451 | $4,336,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 174,043 | $4,336,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 41,098 | $4,329,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 237,400 | $4,328,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 30,100 | $4,327,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 291,800 | $4,327,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 689,467 | $4,310,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 30,700 | $4,298,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 152,926 | $4,297,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 87,798 | $4,294,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 241,898 | $4,294,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 65,400 | $4,290,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 93,100 | $4,290,000 | thousands by filing date | |
| Pebblebrook Hotel Tr 6.5% Pfd Series C | 70509v407 | com | 176,691 | $4,288,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 46,793 | $4,287,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 199,249 | $4,284,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 204,199 | $4,268,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 113,238 | $4,267,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 76,100 | $4,265,000 | thousands by filing date | call |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,915,000 | $4,262,000 | thousands by filing date | principal |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 71,251 | $4,261,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 50,200 | $4,259,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 212,200 | $4,250,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 143,900 | $4,221,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 181,839 | $4,216,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 146,525 | $4,198,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 74,910 | $4,195,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 110,000 | $4,194,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 210,367 | $4,193,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 219,700 | $4,192,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 45,100 | $4,183,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 281,700 | $4,180,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 280,000 | $4,175,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 144,524 | $4,171,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 56,300 | $4,150,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 89,500 | $4,150,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 562,628 | $4,141,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 586,028 | $4,138,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 138,737 | $4,134,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 246,070 | $4,124,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 103,400 | $4,122,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 124,400 | $4,118,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 839,100 | $4,112,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 146,300 | $4,101,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 166,700 | $4,097,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 91,042 | $4,094,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 38,900 | $4,091,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 147,856 | $4,088,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 129,588 | $4,088,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 34,935 | $4,084,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 50,200 | $4,079,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 52,391 | $4,078,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 60,900 | $4,076,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 234,877 | $4,075,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 364,875 | $4,068,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 231,405 | $4,063,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 364,434 | $4,060,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 55,125 | $4,055,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 89,344 | $4,054,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 67,019 | $4,053,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 282,900 | $4,048,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 59,049 | $4,045,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 48,185 | $4,043,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 181,600 | $4,041,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 83,200 | $4,040,000 | thousands by filing date | put |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 4,366,000 | $4,033,000 | thousands by filing date | principal |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 257,600 | $4,032,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 46,400 | $4,026,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 207,863 | $4,018,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 112,200 | $4,016,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 461,042 | $4,015,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 34,445 | $4,000,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000,000 | $3,995,000 | thousands by filing date | principal |
| VEREIT INC | 92339V100 | COM | 472,100 | $3,994,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 179,136 | $3,993,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 117,800 | $3,988,000 | thousands by filing date | call |
| SIMPSON MFG INC | 829073105 | COM | 91,158 | $3,988,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 82,300 | $3,982,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 106,300 | $3,980,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 103,722 | $3,973,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 208,551 | $3,970,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 104,900 | $3,970,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 3,967,000 | $3,967,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 141,000 | $3,952,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 103,318 | $3,951,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 451,516 | $3,951,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 4,200,000 | $3,933,000 | thousands by filing date | principal |
| BLUE NILE INC | 09578R103 | COM | 96,766 | $3,932,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 32,100 | $3,931,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 266,034 | $3,926,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 193,595 | $3,916,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 77,615 | $3,915,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 307,095 | $3,912,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,156,900 | $3,910,000 | thousands by filing date | call |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,858,000 | $3,904,000 | thousands by filing date | principal |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 148,348 | $3,899,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 105,609 | $3,898,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 204,100 | $3,894,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 52,500 | $3,886,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 136,571 | $3,885,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 86,586 | $3,882,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 29,071 | $3,879,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 138,521 | $3,878,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 415,500 | $3,864,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 252,285 | $3,860,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 45,500 | $3,859,000 | thousands by filing date | call |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,333,000 | $3,858,000 | thousands by filing date | principal |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 132,074 | $3,851,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 271,215 | $3,846,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 656,074 | $3,845,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 100,000 | $3,838,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 157,100 | $3,835,000 | thousands by filing date | call |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 45,895 | $3,835,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 395,192 | $3,825,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 435,183 | $3,825,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 428,829 | $3,825,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 185,651 | $3,824,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 75,751 | $3,822,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 100,671 | $3,815,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 207,320 | $3,815,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 85,240 | $3,811,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 49,899 | $3,807,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 43,307 | $3,807,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 109,835 | $3,806,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 192,067 | $3,805,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 173,774 | $3,797,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 72,200 | $3,792,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 288,789 | $3,792,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,245,000 | $3,787,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 91,127 | $3,785,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 51,200 | $3,783,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 154,045 | $3,762,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 112,704 | $3,753,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 99,541 | $3,750,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 166,806 | $3,743,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 92,040 | $3,737,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 251,400 | $3,728,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,274,000 | $3,728,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 201,707 | $3,727,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 345,114 | $3,727,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 138,607 | $3,715,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 95,300 | $3,714,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 222,210 | $3,713,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 233,500 | $3,713,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 250,000 | $3,713,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 279,365 | $3,696,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 104,800 | $3,696,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 128,000 | $3,693,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 250,222 | $3,691,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 703,100 | $3,691,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 543,838 | $3,682,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 117,031 | $3,671,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 27,474 | $3,658,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 735,435 | $3,655,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 101,891 | $3,650,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 120,702 | $3,648,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 69,500 | $3,645,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 240,900 | $3,640,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 182,000 | $3,635,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 79,672 | $3,630,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 64,638 | $3,626,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 165,636 | $3,623,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 43,341 | $3,619,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 76,300 | $3,615,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 32,500 | $3,613,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 120,000 | $3,608,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 34,100 | $3,605,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 109,700 | $3,594,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 47,400 | $3,593,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 56,700 | $3,592,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 16,513 | $3,592,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 36,300 | $3,577,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 111,883 | $3,570,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 34,200 | $3,569,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 121,237 | $3,568,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 432,600 | $3,565,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 391,658 | $3,560,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 112,000 | $3,558,000 | thousands by filing date | call |
| FINANCIAL ENGINES INC | 317485100 | COM | 96,826 | $3,558,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 153,602 | $3,548,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 72,003 | $3,540,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 884,759 | $3,539,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 306,210 | $3,539,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 51,325 | $3,530,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 61,576 | $3,526,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 62,581 | $3,524,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 53,700 | $3,523,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 71,494 | $3,516,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 23,369 | $3,516,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 143,000 | $3,515,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 97,800 | $3,514,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 79,597 | $3,511,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 55,042 | $3,506,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 51,819 | $3,503,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 181,982 | $3,503,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 66,400 | $3,501,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 81,240 | $3,500,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 75,422 | $3,500,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 117,181 | $3,498,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 41,400 | $3,497,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 91,854 | $3,496,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 50,133 | $3,492,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 102,448 | $3,492,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 40,500 | $3,488,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 107,837 | $3,483,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 143,740 | $3,480,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 433,012 | $3,477,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 137,430 | $3,470,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 740,981 | $3,461,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 327,971 | $3,460,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 82,359 | $3,459,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 144,614 | $3,456,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 142,479 | $3,454,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 23,652 | $3,451,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 29,203 | $3,439,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 358,228 | $3,439,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 59,800 | $3,433,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 136,354 | $3,416,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 40,300 | $3,415,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 167,137 | $3,403,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 217,778 | $3,403,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 44,110 | $3,397,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 518,019 | $3,393,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 46,963 | $3,384,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 35,252 | $3,381,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 46,100 | $3,377,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 248,493 | $3,377,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 394,331 | $3,376,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 90,433 | $3,373,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 50,000 | $3,370,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 109,100 | $3,368,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 258,976 | $3,367,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 65,356 | $3,359,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 186,565 | $3,349,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 130,270 | $3,348,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 74,100 | $3,346,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 65,400 | $3,345,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 65,878 | $3,343,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 590,023 | $3,333,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 136,300 | $3,327,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 99,759 | $3,317,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 353,400 | $3,283,000 | thousands by filing date | call |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 218,777 | $3,280,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 989,906 | $3,277,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 143,053 | $3,262,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 92,178 | $3,262,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 83,523 | $3,260,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 48,529 | $3,259,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 58,027 | $3,256,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 152,794 | $3,253,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 82,116 | $3,241,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 189,748 | $3,239,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,638,000 | $3,233,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 97,722 | $3,230,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 249,040 | $3,227,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 26,868 | $3,225,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 38,900 | $3,222,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 147,677 | $3,219,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 25,000 | $3,217,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 40,501 | $3,214,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 465,100 | $3,205,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 419,513 | $3,205,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 295,800 | $3,201,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 15,600 | $3,199,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 76,545 | $3,194,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 147,900 | $3,190,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 256,581 | $3,187,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 55,000 | $3,186,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 59,600 | $3,172,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 268,151 | $3,164,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 63,494 | $3,161,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 110,799 | $3,156,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 205,793 | $3,153,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 396,196 | $3,146,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 52,162 | $3,145,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 25,204 | $3,138,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 129,945 | $3,138,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 580,408 | $3,129,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 188,054 | $3,126,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 64,400 | $3,123,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 40,400 | $3,118,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 206,319 | $3,117,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 117,800 | $3,109,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 167,460 | $3,108,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 113,000 | $3,100,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 87,329 | $3,100,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 43,388 | $3,093,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 91,722 | $3,086,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 263,109 | $3,084,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 25,800 | $3,082,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 26,200 | $3,071,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 49,592 | $3,068,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 253,434 | $3,066,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 438,365 | $3,064,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 418,300 | $3,062,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 68,586 | $3,056,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 46,622 | $3,056,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 41,400 | $3,042,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 232,892 | $3,039,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 132,000 | $3,035,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 350,932 | $3,032,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 37,712 | $3,029,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 89,240 | $3,024,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 344,320 | $3,013,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 336,665 | $3,010,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 39,400 | $3,009,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 353,368 | $3,000,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 42,300 | $2,999,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 53,820 | $2,998,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 2,725,000 | $2,998,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 30,800 | $2,997,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 49,300 | $2,997,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 15,000 | $2,995,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 143,065 | $2,990,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 148,936 | $2,985,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 46,300 | $2,980,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 163,644 | $2,978,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 58,400 | $2,977,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 112,300 | $2,976,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200,000 | $2,970,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 53,600 | $2,969,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 43,400 | $2,963,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 72,428 | $2,962,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 116,006 | $2,957,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 2,362,000 | $2,957,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 55,400 | $2,948,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 125,500 | $2,943,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 39,875 | $2,939,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 266,071 | $2,938,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 18,800 | $2,935,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000381 | this filing | 2017-02-14 | acceptance time not in the bulk data set |