13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,867 holding rows worth $353,616,262,000.
- Accession
- 0000769993-17-000381
- Filer
- CIK 886982
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,175 entries on the cover page, a total value of $353,616,262,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,616,262,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 10,402 | $135,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,300 | $134,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,200 | $134,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,316 | $133,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,800 | $133,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 51,128 | $133,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 56,461 | $132,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 14,004 | $131,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 12,632 | $131,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 18,099 | $131,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,300 | $130,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 1,500 | $130,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 15,167 | $130,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 13,120 | $130,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,300 | $129,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 95,248 | $129,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 61,487 | $129,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 112,427 | $129,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 16,539 | $128,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 29,801 | $128,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,517 | $128,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,481 | $128,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 11,282 | $128,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 42,348 | $127,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 50,072 | $127,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 31,595 | $127,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,800 | $127,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 22,220 | $127,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,500 | $127,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,900 | $126,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 24,413 | $126,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 46,818 | $126,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,800 | $126,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 30,200 | $125,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 55,900 | $124,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 1,100 | $124,000 | thousands by filing date | put |
| Alcobra Ltd | M2239P109 | SHS | 59,233 | $124,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,400 | $123,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,400 | $123,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,232 | $123,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,400 | $123,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 17,400 | $123,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $122,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 13,000 | $122,000 | thousands by filing date | call |
| HARDINGE INC | 412324303 | COM | 10,969 | $122,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 17,529 | $122,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 9,500 | $121,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 50,433 | $121,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 79,121 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 3,400 | $121,000 | thousands by filing date | call |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,916 | $121,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,702 | $120,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 35,100 | $120,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 37,400 | $120,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 24,231 | $120,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 28,297 | $120,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 117,381 | $120,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 67,887 | $119,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 12,064 | $119,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 16,590 | $119,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,300 | $118,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 44,000 | $118,000 | thousands by filing date | principal |
| SEMTECH CORP COM | 816850101 | Stock | 3,700 | $117,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 18,115 | $117,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 33,919 | $117,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 800 | $116,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 20,674 | $116,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 122,519 | $116,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 6,500 | $116,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 11,073 | $116,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,700 | $115,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,870 | $115,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,600 | $115,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 1,600 | $115,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,781 | $115,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,315 | $115,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 58,954 | $115,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,800 | $114,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 118,823 | $114,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,100 | $114,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 56,844 | $114,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 7,320 | $113,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 16,800 | $113,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 131,000 | $113,000 | thousands by filing date | principal |
| LEAF GROUP LTD | 52177G102 | COM | 17,223 | $113,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,300 | $112,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 1,000 | $112,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,939 | $112,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 18,665 | $112,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 13,187 | $112,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,700 | $111,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,216 | $111,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 2,065 | $111,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 27,700 | $111,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 67,411 | $111,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 800 | $110,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 26,727 | $110,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,500 | $109,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 3,400 | $108,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,800 | $108,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 25,520 | $108,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 26,100 | $108,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 15,834 | $108,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 16,390 | $108,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 37,254 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,292 | $107,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 14,300 | $107,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 39,200 | $107,000 | thousands by filing date | put |
| POLAR PWR INC | 73102V105 | COM | 12,000 | $107,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,800 | $106,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 3,800 | $106,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 1,600 | $105,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 2,100 | $105,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 5,800 | $105,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 2,200 | $105,000 | thousands by filing date | put |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 22,636 | $105,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,031 | $105,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 15,100 | $104,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 86,814 | $104,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 12,636 | $104,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 13,711 | $104,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 32,900 | $103,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,200 | $103,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,738 | $103,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 20,044 | $103,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 13,000 | $103,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 20,600 | $103,000 | thousands by filing date | put |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 11,044 | $102,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,700 | $102,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14,400 | $102,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 28,328 | $102,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 43,196 | $102,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,500 | $101,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 3,700 | $101,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 4,100 | $101,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 6,400 | $101,000 | thousands by filing date | put |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 76,744 | $101,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 15,012 | $101,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $101,000 | thousands by filing date | principal |
| AMEREN CORP COM | 023608102 | Stock | 1,900 | $100,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 36,924 | $100,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,483 | $100,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,900 | $100,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,600 | $100,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 101,982 | $100,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 23,582 | $100,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,200 | $99,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 1,100 | $99,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 14,052 | $99,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,800 | $99,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 3,300 | $99,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E103 | COM | 31,080 | $99,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 16,531 | $99,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 900 | $98,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 318,605 | $98,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 18,600 | $98,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 11,159 | $98,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,100 | $97,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,871 | $97,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 46,142 | $97,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 27,850 | $97,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 31,479 | $96,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 2,100 | $96,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 7,300 | $96,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 4,200 | $95,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 13,981 | $95,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,500 | $94,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,100 | $94,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 2,600 | $94,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 15,154 | $94,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,500 | $94,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 15,700 | $94,000 | thousands by filing date | put |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 18,178 | $94,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 42,130 | $94,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,500 | $93,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,077 | $93,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 16,919 | $93,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 6,500 | $92,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 2,400 | $92,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,511 | $91,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 30,100 | $91,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 47,628 | $91,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,800 | $91,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 19,236 | $91,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 13,248 | $91,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 52,385 | $91,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,540 | $90,000 | thousands by filing date | put |
| FLEX PHARMA INC | 33938A105 | COM | 17,112 | $90,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,500 | $89,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 5,700 | $89,000 | thousands by filing date | call |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 47,828 | $89,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,500 | $88,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 12,400 | $88,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 61,697 | $88,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 14,399 | $88,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,300 | $87,000 | thousands by filing date | put |
| CAFEPRESS INC | 12769A103 | COM | 29,439 | $87,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 20,097 | $87,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 6,100 | $87,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,700 | $86,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 41,091 | $86,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,200 | $86,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,506 | $86,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,285 | $86,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 1,596 | $86,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 1,800 | $86,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 75,919 | $86,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 112,965 | $86,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 56,189 | $86,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 43,000 | $86,000 | thousands by filing date | principal |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 19,850 | $86,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 18,576 | $85,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,000 | $85,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,500 | $85,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 9,900 | $85,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 1,000 | $85,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,842 | $85,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,480 | $85,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,233 | $85,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 15,347 | $85,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,852 | $84,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,400 | $84,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 83,000 | $84,000 | thousands by filing date | principal |
| B/E AEROSPACE INC | 073302101 | COM | 1,400 | $84,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2,176 | $84,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 6,700 | $83,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 33,692 | $83,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 62,317 | $83,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 20,300 | $83,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,200 | $83,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 14,606 | $82,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,800 | $82,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 700 | $82,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 6,500 | $82,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 20,348 | $82,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,200 | $81,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,683 | $81,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 30,379 | $81,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,400 | $81,000 | thousands by filing date | call |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 119,362 | $81,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 15,934 | $81,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,439 | $80,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 13,088 | $80,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 5,300 | $80,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17,019 | $79,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,410 | $79,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 37,744 | $79,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 55,900 | $79,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,200 | $78,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,829 | $78,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,982 | $78,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,300 | $78,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,300 | $77,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,383 | $77,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 900 | $77,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 152,513 | $77,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,100 | $76,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 34,134 | $76,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 36,300 | $76,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 23,660 | $76,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 68,133 | $76,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,700 | $75,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 3,100 | $75,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 14,900 | $75,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 11,125 | $75,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,400 | $74,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,400 | $74,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 13,391 | $74,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,114 | $74,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 25,461 | $74,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 57,282 | $74,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 81,000 | $74,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 17,382 | $74,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,800 | $73,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 29,770 | $73,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 44,936 | $73,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 23,900 | $72,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,700 | $72,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 11,883 | $72,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 3,800 | $72,000 | thousands by filing date | put |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 37,480 | $72,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 17,355 | $72,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 71,000 | $72,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,500 | $71,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,100 | $71,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 6,700 | $71,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 15,200 | $71,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 15,109 | $71,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,400 | $70,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 11,435 | $70,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 400 | $70,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 24,286 | $70,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 13,128 | $70,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 62,413 | $70,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 27,165 | $70,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,500 | $69,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 4,800 | $69,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 13,060 | $69,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,700 | $69,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 2,000 | $69,000 | thousands by filing date | call |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 109,558 | $69,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 7,000 | $69,000 | thousands by filing date | call |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $69,000 | thousands by filing date | principal |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 32,067 | $69,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 10,252 | $69,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,600 | $68,000 | thousands by filing date | call |
| Zedge Inc | 98923T104 | COM | 21,654 | $68,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 27,475 | $68,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 12,652 | $68,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 700 | $67,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 1,250 | $67,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,100 | $67,000 | thousands by filing date | call |
| LM FDG AMER INC | 502074107 | COM | 16,442 | $67,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,800 | $66,000 | thousands by filing date | call |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 13,399 | $66,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 138,260 | $65,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 63,000 | $65,000 | thousands by filing date | principal |
| ACCURAY INC DEL | 004397105 | COM | 13,950 | $64,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 47,573 | $64,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 7,100 | $63,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 14,545 | $63,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 15,398 | $63,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 2,700 | $62,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 1,000 | $62,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 9,100 | $62,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,100 | $62,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18,816 | $62,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 24,853 | $62,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 11,982 | $62,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 11,000 | $62,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 90,066 | $61,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 174,739 | $61,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 2,900 | $61,000 | thousands by filing date | put |
| KEMPHARM INC COM NEW | 488445107 | Stock | 20,681 | $61,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 14,887 | $61,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 62,327 | $61,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 14,500 | $60,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,267 | $60,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $60,000 | thousands by filing date | principal |
| GENIE ENERGY LTD | 372284208 | CL B | 10,209 | $59,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 54,000 | $59,000 | thousands by filing date | principal |
| Bowater Inc | 09066L105 | COMMON STOCKS | 16,294 | $59,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 2,400 | $59,000 | thousands by filing date | put |
| Sierra Oncology, Inc. | 74346L101 | common | 39,901 | $59,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,500 | $58,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 1,000 | $58,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,000 | $58,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,962 | $58,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 3,800 | $58,000 | thousands by filing date | call |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 20,326 | $58,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,100 | $57,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,000 | $57,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,025 | $57,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 129,197 | $57,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 14,146 | $57,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,200 | $56,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 2,000 | $56,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,000 | $56,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,100 | $56,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,608 | $56,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 900 | $55,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,900 | $55,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,100 | $55,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 300 | $55,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 35,602 | $55,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $55,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,700 | $54,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 2,700 | $54,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 16,714 | $54,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 30,074 | $54,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 4,200 | $54,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C100 | COM | 35,101 | $54,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 9,600 | $54,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 212,697 | $53,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,000 | $53,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 27,113 | $53,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 21,049 | $53,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,200 | $52,000 | thousands by filing date | call |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 56,026 | $52,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,149 | $52,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,500 | $51,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 1,300 | $51,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 1,380 | $51,000 | thousands by filing date | put |
| DETERMINE INC | 250660107 | COM | 25,946 | $51,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 12,900 | $51,000 | thousands by filing date | call |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,600 | $50,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 294 | $50,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 2,100 | $50,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 34,777 | $50,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 31,606 | $50,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 8,200 | $49,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 5,000 | $49,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 400 | $48,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 4,400 | $48,000 | thousands by filing date | put |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 25,643 | $48,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 14,962 | $48,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 900 | $47,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 8,700 | $47,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 1,500 | $47,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,500 | $47,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 9,900 | $47,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,250 | $46,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 2,000 | $46,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 900 | $46,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 900 | $46,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 2,200 | $46,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 34,343 | $46,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,363 | $46,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 12,711 | $46,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 98,528 | $46,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 42,979 | $45,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,900 | $45,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,900 | $45,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 10,386 | $45,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,500 | $45,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,000 | $45,000 | thousands by filing date | call |
| DARIOHEALTH CORP | 23725P100 | COM | 13,849 | $45,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 67,485 | $45,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 2,200 | $44,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 4,300 | $44,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 19,445 | $44,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 12,651 | $44,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 25,893 | $44,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 21,762 | $44,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 15,822 | $44,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 4,700 | $44,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 8,800 | $43,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,680 | $43,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 6,333 | $43,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 6,300 | $43,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 1,800 | $43,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,547 | $43,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 12,270 | $43,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 3,067 | $43,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,100 | $42,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,687 | $42,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 1,000 | $42,000 | thousands by filing date | put |
| ATLANTIC AMERN CORP | 048209100 | COM | 10,239 | $42,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 69,788 | $42,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 31,193 | $42,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 20,193 | $42,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,384 | $41,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 36,787 | $41,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 400 | $41,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 21,156 | $41,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,900 | $41,000 | thousands by filing date | put |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 57,159 | $41,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 33,274 | $41,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,500 | $40,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 39,554 | $40,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,914 | $40,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 38,757 | $40,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,900 | $40,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,400 | $39,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 28,574 | $39,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 38,121 | $39,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 24,377 | $39,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 600 | $38,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 700 | $38,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 26,457 | $38,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 600 | $37,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,600 | $37,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 35,539 | $37,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,800 | $37,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 26,490 | $37,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,000 | $37,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 20,196 | $37,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,777 | $37,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 29,580 | $37,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 10,801 | $37,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 800 | $36,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,000 | $36,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 200 | $36,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 35,682 | $36,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 22,900 | $36,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 27,156 | $36,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 9,000 | $36,000 | thousands by filing date | call |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 11,175 | $36,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 11,051 | $36,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 66,404 | $35,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 29,239 | $35,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 19,680 | $35,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,600 | $35,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 42,692 | $35,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 27,554 | $35,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,300 | $35,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 700 | $35,000 | thousands by filing date | call |
| ENSYNC INC. | 29359T102 | Common Stock | 48,415 | $35,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 15,675 | $35,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 10,120 | $35,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 5,100 | $35,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 600 | $34,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,897 | $34,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,500 | $34,000 | thousands by filing date | put |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 10,448 | $34,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 19,996 | $34,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 10,121 | $34,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,200 | $34,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 1,200 | $34,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 20,117 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000381 | this filing | 2017-02-14 | acceptance time not in the bulk data set |