13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,116 holding rows worth $318,653,072,000.
- Accession
- 0000769993-16-001461
- Filer
- CIK 886982
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 11,194 entries on the cover page, a total value of $318,653,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,653,072,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 488,000 | $255,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,400 | $254,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,300 | $254,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 50,491 | $254,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 12,173 | $254,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 12,835 | $254,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 23,011 | $253,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 10,089 | $252,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8,850 | $251,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 4,100 | $251,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,100 | $251,000 | thousands by filing date | call |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,492 | $251,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 32,393 | $251,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 16,168 | $251,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 7,960 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 6,209 | $250,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25,900 | $249,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 148,197 | $249,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 11,908 | $249,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 15,163 | $249,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 21,891 | $248,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,356 | $248,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,152 | $248,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 3,400 | $248,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 38,714 | $247,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 232,000 | $247,000 | thousands by filing date | principal |
| PICO HLDGS INC | 693366205 | COM NEW | 23,818 | $246,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,100 | $245,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 14,900 | $245,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 12,971 | $245,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 76,888 | $245,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 7,877 | $245,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,600 | $245,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 20,624 | $244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,100 | $244,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 10,525 | $244,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 49,177 | $244,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,400 | $244,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 486,688 | $244,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 194,923 | $244,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 17,400 | $243,000 | thousands by filing date | put |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 286,000 | $243,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 50,000 | $242,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 1,800 | $242,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 15,873 | $242,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,565 | $242,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,244 | $242,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 12,463 | $241,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 27,300 | $241,000 | thousands by filing date | put |
| WEST MARINE INC | 954235107 | COM | 28,412 | $241,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 10,200 | $241,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 25,100 | $240,000 | thousands by filing date | put |
| POPEYES LA KITCHEN INC | 732872106 | COM | 4,100 | $240,000 | thousands by filing date | put |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 114,421 | $239,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 66,000 | $238,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 13,370 | $238,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 6,521 | $238,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,971 | $238,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 6,862 | $238,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 10,253 | $237,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 37,339 | $237,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,600 | $236,000 | thousands by filing date | call |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 17,875 | $236,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 11,075 | $236,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 11,492 | $235,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 18,300 | $235,000 | thousands by filing date | call |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 31,585 | $235,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 238,080 | $235,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 4,921 | $234,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 271,000 | $234,000 | thousands by filing date | principal |
| PULASKI FINANCIAL CORP | 745548107 | COM | 14,670 | $234,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,200 | $233,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,900 | $233,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,100 | $233,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,300 | $233,000 | thousands by filing date | call |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 27,133 | $233,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,371 | $232,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,000 | $231,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 11,088 | $231,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 19,809 | $231,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 12,223 | $231,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 5,600 | $231,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 5,900 | $231,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 11,173 | $231,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,106 | $230,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,500 | $230,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 16,492 | $230,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 223,000 | $230,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,000 | $229,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 28,917 | $229,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,200 | $228,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 15,700 | $228,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 31,700 | $228,000 | thousands by filing date | call |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 34,310 | $228,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 12,300 | $227,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 16,160 | $227,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 9,246 | $227,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 126,258 | $227,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 24,426 | $226,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 5,285 | $226,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 39,737 | $226,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,200 | $225,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 6,500 | $225,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 6,900 | $225,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 25,400 | $225,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 67,100 | $225,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 18,045 | $225,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 15,597 | $224,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,100 | $224,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 19,500 | $224,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 2,400 | $223,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,965 | $223,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 6,800 | $223,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 2,500 | $223,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 31,286 | $223,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 13,943 | $222,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,200 | $222,000 | thousands by filing date | call |
| ELECTRO RENT CORP | 285218103 | COM | 24,126 | $222,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 52,287 | $221,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 17,330 | $221,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 45,100 | $220,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,400 | $220,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 11,114 | $220,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 16,484 | $220,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 35,723 | $219,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 7,371 | $219,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 19,100 | $219,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,149 | $219,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,326 | $218,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 12,739 | $218,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 39,578 | $218,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 65,200 | $218,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 4,954 | $218,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 30,614 | $218,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 19,777 | $218,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,320 | $217,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,012 | $217,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,633 | $217,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 13,219 | $217,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 17,238 | $216,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 9,963 | $215,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 374,818 | $215,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 4,755 | $215,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 40,639 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,541 | $214,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,478 | $214,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 460,956 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,027 | $213,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 35,000 | $213,000 | thousands by filing date | call |
| Jason Industries Inc | 471172106 | COMMON STOCK | 56,267 | $213,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 21,200 | $213,000 | thousands by filing date | call |
| STONEGATE BANK | 861811107 | COM | 6,486 | $213,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 16,600 | $213,000 | thousands by filing date | put |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 9,471 | $213,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 6,838 | $212,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,310 | $212,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 34,031 | $211,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,000 | $210,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $210,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,900 | $209,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,714 | $209,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 7,467 | $209,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 27,050 | $209,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 18,300 | $209,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 31,569 | $209,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 13,900 | $209,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 6,879 | $209,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,300 | $208,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 40,900 | $208,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 118,986 | $208,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 10,985 | $208,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,275 | $208,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,700 | $207,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,830 | $207,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 750,982 | $207,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,800 | $207,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 14,600 | $207,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 171,431 | $207,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 7,600 | $206,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 20,100 | $206,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 2,842 | $206,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 36,854 | $206,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 78,156 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,793 | $205,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 16,283 | $205,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,112 | $205,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 18,736 | $205,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 18,189 | $204,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,133 | $204,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,467 | $204,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 5,200 | $204,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 8,005 | $204,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,049 | $204,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 11,400 | $204,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,100 | $203,000 | thousands by filing date | put |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,261 | $203,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,551 | $203,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,900 | $202,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 8,287 | $202,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 21,722 | $202,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 8,800 | $202,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 12,600 | $202,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,500 | $202,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 31,033 | $202,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 13,179 | $202,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 110,500 | $201,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 8,077 | $201,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,819 | $201,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 23,058 | $201,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 6,874 | $201,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 16,954 | $201,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 34,162 | $201,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 8,400 | $200,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 25,900 | $200,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 51,811 | $199,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 10,835 | $199,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,700 | $198,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 5,700 | $198,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 10,511 | $198,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 14,120 | $198,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,900 | $198,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,739 | $198,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 32,827 | $198,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 20,000 | $198,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 30,076 | $197,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 13,638 | $197,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 32,407 | $197,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 13,600 | $197,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 11,900 | $197,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 31,258 | $196,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,900 | $195,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 23,800 | $195,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 17,400 | $195,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,933 | $195,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 22,600 | $195,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 111,221 | $195,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 54,022 | $195,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,200 | $194,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 17,600 | $194,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 4,314 | $194,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,862 | $194,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,000 | $194,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,300 | $193,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 70,013 | $193,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 15,474 | $193,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,100 | $192,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,598 | $192,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 31,034 | $192,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 14,306 | $192,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 9,300 | $192,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 8,000 | $192,000 | thousands by filing date | call |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 179,567 | $192,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,900 | $191,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 24,229 | $191,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 9,487 | $191,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 6,800 | $190,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,900 | $190,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,100 | $190,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 194,000 | $190,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 11,400 | $189,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 27,038 | $189,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 15,799 | $188,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,200 | $188,000 | thousands by filing date | put |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 53,961 | $188,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,616 | $188,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 10,016 | $187,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 11,400 | $187,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 103,400 | $187,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 24,958 | $187,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 174,000 | $187,000 | thousands by filing date | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,800 | $186,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 13,969 | $186,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,400 | $185,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 227,289 | $185,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 374,534 | $185,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 38,160 | $184,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 19,513 | $184,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,500 | $183,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 365,287 | $183,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,100 | $182,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 14,300 | $182,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287AA6 | NOTE | 200,000 | $182,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 2,600 | $181,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 4,300 | $181,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 59,357 | $180,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 61,763 | $179,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,700 | $179,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 84,699 | $179,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 11,325 | $179,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 22,637 | $179,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,500 | $178,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,100 | $178,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 2,200 | $178,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 2,200 | $178,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 11,178 | $178,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 10,422 | $178,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 18,300 | $178,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,000 | $177,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 19,700 | $177,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 40,000 | $177,000 | thousands by filing date | call |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 14,689 | $177,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 17,300 | $177,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,200 | $176,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 7,293 | $176,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 78,429 | $176,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 70,400 | $176,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 374,602 | $176,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 15,398 | $176,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 103,147 | $176,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 9,800 | $175,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,102 | $175,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 130,963 | $175,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 12,273 | $175,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 30,619 | $174,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 35,922 | $174,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 14,300 | $174,000 | thousands by filing date | put |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 48,718 | $174,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 32,147 | $173,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,000 | $172,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,397 | $172,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,727 | $172,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 36,265 | $172,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 30,017 | $172,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 18,676 | $171,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,696 | $171,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,878,491 | $171,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,198 | $169,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 22,241 | $169,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 121,569 | $169,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 149,889 | $169,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40,000 | $168,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 3,600 | $168,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 38,115 | $168,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,800 | $168,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,807 | $168,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 27,400 | $167,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 6,300 | $167,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 51,575 | $167,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,000 | $166,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 59,800 | $166,000 | thousands by filing date | call |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 17,134 | $166,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 15,870 | $166,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 53,094 | $166,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 7,100 | $165,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,500 | $164,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 6,000 | $164,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 6,400 | $164,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 45,009 | $164,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 159,072 | $164,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 73,828 | $164,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 19,366 | $164,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 21,244 | $164,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 30,400 | $163,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,300 | $163,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 45,300 | $163,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 19,743 | $163,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,100 | $162,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 7,800 | $162,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 7,200 | $162,000 | thousands by filing date | put |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 97,165 | $162,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,400 | $161,000 | thousands by filing date | put |
| TECHNIPFMC PLC | 30249U101 | COM | 5,500 | $160,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 5,700 | $160,000 | thousands by filing date | call |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 10,503 | $160,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,600 | $159,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 8,300 | $159,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 71,280 | $159,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 43,748 | $159,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 15,752 | $159,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,200 | $158,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 4,100 | $158,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 4,100 | $158,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 149,296 | $158,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 16,904 | $158,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,800 | $157,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 11,000 | $157,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 31,350 | $157,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,084 | $157,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 19,439 | $157,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 25,536 | $157,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 23,498 | $157,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 170,000 | $157,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 4,900 | $156,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 8,698 | $156,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 13,288 | $155,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 96,678 | $155,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,000 | $155,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 71,229 | $155,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 16,935 | $155,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,700 | $154,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 3,800 | $154,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,800 | $154,000 | thousands by filing date | put |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 10,096 | $154,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 21,044 | $154,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,800 | $153,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 22,500 | $153,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 165,000 | $153,000 | thousands by filing date | principal |
| APIGEE CORP COM | 03765N108 | Stock | 19,001 | $153,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,400 | $152,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 655,768 | $152,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 22,261 | $152,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,915 | $151,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 9,550 | $151,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 13,848 | $151,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 12,200 | $151,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 50,400 | $151,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 11,689 | $151,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 23,000 | $150,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 2,800 | $150,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 54,300 | $150,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,611 | $150,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 29,959 | $150,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 11,900 | $150,000 | thousands by filing date | put |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 18,867 | $150,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,700 | $149,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 3,000 | $149,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 4,000 | $149,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,768 | $149,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,010 | $149,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,640 | $148,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 36,988 | $148,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 24,147 | $148,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,800 | $147,000 | thousands by filing date | put |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 14,335 | $147,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 19,387 | $147,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 23,996 | $147,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,800 | $146,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 4,100 | $146,000 | thousands by filing date | put |
| Waste Connections | 941053100 | COM | 2,600 | $146,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 31,086 | $146,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 16,702 | $146,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,600 | $145,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 68,500 | $145,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 370,734 | $145,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 26,589 | $145,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 120,059 | $145,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 4,500 | $144,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,800 | $144,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 8,000 | $144,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 7,797 | $144,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 25,641 | $144,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 154,341 | $144,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 32,800 | $143,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,553 | $143,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,900 | $143,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 4,400 | $143,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 20,308 | $143,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 17,100 | $143,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 5,400 | $143,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 52,779 | $143,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 11,200 | $143,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 39,200 | $143,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 7,900 | $143,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 10,334 | $143,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 15,564 | $143,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,400 | $142,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,440 | $142,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 2,600 | $142,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,300 | $142,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 15,608 | $142,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,800 | $142,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,119 | $142,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,954 | $141,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,000 | $141,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 69,748 | $141,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 10,157 | $141,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 21,400 | $140,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,281 | $140,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,300 | $140,000 | thousands by filing date | put |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 149,000 | $140,000 | thousands by filing date | principal |
| IMPRIVATA INC | 45323J103 | Cmn | 12,346 | $140,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,500 | $139,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,500 | $139,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 55,900 | $139,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,400 | $139,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 106,165 | $139,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 84,199 | $139,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 35,115 | $139,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,776 | $139,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 150,000 | $139,000 | thousands by filing date | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 500 | $138,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 7,400 | $138,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 111,600 | $138,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 21,890 | $138,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 4,500 | $138,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,400 | $137,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 7,700 | $137,000 | thousands by filing date | put |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 19,386 | $137,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,100 | $137,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 71,800 | $136,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 19,079 | $136,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 2,900 | $136,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 31,516 | $136,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 13,300 | $136,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 29,992 | $136,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 17,335 | $136,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,600 | $135,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,900 | $135,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 16,300 | $135,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 28,887 | $135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001461 | this filing | 2016-02-16 | acceptance time not in the bulk data set |